The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALPS ETF TR RIVERFRNT DYMC | COM | 00162Q528 | 61,127 | 1,867,487 | SH | SOLE | 1,867,487 | 0 | 0 | ||
ALPS ETF TR RIVERFRNT FLEX | COM | 00162Q510 | 60,517 | 1,835,011 | SH | SOLE | 1,835,011 | 0 | 0 | ||
ALPS ETF TR RIVERFRNT STR INC | ETF - FIXED INCO | 00162Q783 | 9,594 | 386,243 | SH | SOLE | 386,243 | 0 | 0 | ||
ALPS ETF TR RIVERFRONT DYM | COM | 00162Q536 | 62,220 | 2,465,138 | SH | SOLE | 2,465,138 | 0 | 0 | ||
ALPS ETF TR RIVERFRONT UNC | COM | 00162Q544 | 4,204 | 165,662 | SH | SOLE | 165,662 | 0 | 0 | ||
COMMUNICATION SERVICES SELECT | COM | 81369Y852 | 23,407 | 472,690 | SH | SOLE | 472,519 | 0 | 171 | ||
DOLLAR GEN CORP NEW COM | COM | 256677105 | 9,453 | 59,482 | SH | SOLE | 59,289 | 0 | 193 | ||
FIRST TR EXCH TRADED FD III RI | COM | 33739P707 | 11,532 | 199,542 | SH | SOLE | 199,542 | 0 | 0 | ||
FIRST TR EXCH TRADED FD III RI | COM | 33739P608 | 28,326 | 508,671 | SH | SOLE | 508,671 | 0 | 0 | ||
FIRST TR EXCH TRADED FD III RI | COM | 33739P806 | 7,119 | 123,479 | SH | SOLE | 123,479 | 0 | 0 | ||
FIRST TRUST RIVERFRONT DYN ASI | COM | 33739P509 | 4,169 | 83,002 | SH | SOLE | 83,002 | 0 | 0 | ||
GLOBAL X FDS US INFR DEV ET | COM | 37954Y673 | 15,973 | 987,835 | SH | SOLE | 984,792 | 0 | 3,043 | ||
GOLDMAN SACHS ETF TR EQUITY ET | COM | 381430503 | 484,870 | 8,096,030 | SH | SOLE | 8,084,978 | 0 | 11,052 | ||
Invesco Aerospace & Defense ET | COM | 46137V100 | 52,700 | 778,450 | SH | SOLE | 777,408 | 0 | 1,042 | ||
Invesco QQQ Trust | COM | 46090E103 | 122,265 | 647,562 | SH | SOLE | 646,229 | 0 | 1,333 | ||
INVESCO EXCH TRD SLF IDX FD TR | COM | 46138J619 | 31,393 | 1,011,724 | SH | SOLE | 1,008,869 | 0 | 2,855 | ||
INVESCO EXCHANGE TRADED FD TS& | COM | 46137V365 | 15,063 | 339,437 | SH | SOLE | 338,476 | 0 | 961 | ||
ISHARES CORE DIVIDEND GROWTH E | COM | 46434V621 | 48,493 | 1,238,970 | SH | SOLE | 1,238,523 | 0 | 447 | ||
ISHARES INC CORE MSCI EMKT | COM | 46434G103 | 89,470 | 1,825,193 | SH | SOLE | 1,819,996 | 0 | 5,197 | ||
ISHARES INC MSCI AUSTRALIA | COM | 464286103 | 10,987 | 493,814 | SH | SOLE | 492,353 | 0 | 1,461 | ||
ISHARES INC MSCI CDA INDEX | COM | 464286509 | 14,346 | 496,401 | SH | SOLE | 495,087 | 0 | 1,314 | ||
ISHARES TR 20 YR TRS BD | COM | 464287432 | 47,644 | 332,993 | SH | SOLE | 332,684 | 0 | 309 | ||
ISHARES TR CONS GOODS IDX | COM | 464287812 | 9,757 | 77,142 | SH | SOLE | 76,998 | 0 | 144 | ||
ISHARES TR CORE MSCI EAFE | COM | 46432F842 | 239,324 | 3,918,853 | SH | SOLE | 3,912,872 | 0 | 5,981 | ||
ISHARES TR DJ MED DEVICES | COM | 464288810 | 20,366 | 82,377 | SH | SOLE | 82,136 | 0 | 241 | ||
ISHARES TR DJ US FINL SVC | COM | 464287770 | 121,194 | 888,331 | SH | SOLE | 887,206 | 0 | 1,125 | ||
ISHARES TR DJ US TECH SEC | COM | 464287721 | 53,914 | 264,014 | SH | SOLE | 263,428 | 0 | 586 | ||
ISHARES TR FLTG RATE NT | COM | 46429B655 | 48,615 | 953,825 | SH | SOLE | 953,507 | 0 | 318 | ||
ISHARES TR LEHMAN 10-20YR | COM | 464288653 | 70,682 | 472,855 | SH | SOLE | 472,700 | 0 | 155 | ||
ISHARES TR MBS FIXED BDFD | COM | 464288588 | 92,497 | 854,085 | SH | SOLE | 853,779 | 0 | 306 | ||
ISHARES TR MSCI EAFE IDX | COM | 464287465 | 4,899 | 75,137 | SH | SOLE | 74,975 | 0 | 162 | ||
ISHARES TR MSCI GRW IDX | COM | 464288885 | 131,997 | 1,639,514 | SH | SOLE | 1,634,836 | 0 | 4,678 | ||
ISHARES TR S&P 500 INDEX | COM | 464287200 | 344,966 | 1,155,591 | SH | SOLE | 1,154,768 | 0 | 823 | ||
ISHARES TR S&P NA SOFTWR | COM | 464287515 | 18,640 | 87,978 | SH | SOLE | 87,688 | 0 | 290 | ||
ISHS US SHRT MTY BD ETF | COM | 46431W507 | 37,274 | 740,458 | SH | SOLE | 740,204 | 0 | 254 | ||
JP MORGAN EXCHANGE TRADED FDBE | COM | 46641Q712 | 24,730 | 1,041,709 | SH | SOLE | 1,038,741 | 0 | 2,968 | ||
JPMORGAN DIVERSIFIED RETURN IN | COM | 46641Q209 | 33,112 | 622,768 | SH | SOLE | 621,182 | 0 | 1,586 | ||
PROLOGIS INC COM | COM | 74340W103 | 9,486 | 111,309 | SH | SOLE | 110,947 | 0 | 362 | ||
SELECT SECTOR SPDR TR SBI CONS | COM | 81369Y308 | 36,146 | 588,517 | SH | SOLE | 587,691 | 0 | 826 | ||
SELECT SECTOR SPDR TR SBI CONS | COM | 81369Y407 | 61,434 | 508,985 | SH | SOLE | 508,564 | 0 | 421 | ||
SELECT SECTOR SPDR TR SBI HEAL | COM | 81369Y209 | 77,672 | 861,779 | SH | SOLE | 860,819 | 0 | 960 | ||
SELECT SECTOR SPDR TR SBI INT- | COM | 81369Y506 | 24,349 | 411,313 | SH | SOLE | 411,167 | 0 | 146 | ||
SELECT SECTOR SPDR TR SBI INT- | COM | 81369Y605 | 13,851 | 494,726 | SH | SOLE | 493,849 | 0 | 877 | ||
SELECT SECTOR SPDR TR SBI INT- | COM | 81369Y704 | 14,778 | 190,379 | SH | SOLE | 190,307 | 0 | 72 | ||
SELECT SECTOR SPDR TR SBI INT- | COM | 81369Y803 | 66,592 | 826,921 | SH | SOLE | 826,630 | 0 | 291 | ||
SELECT SECTOR SPDR TR SBI INT- | COM | 81369Y886 | 36,172 | 558,721 | SH | SOLE | 558,517 | 0 | 204 | ||
SPDR SER TR INV GRD FLT RT | COM | 78468R200 | 11,598 | 377,053 | SH | SOLE | 375,470 | 0 | 1,583 | ||
SPDR SERIES TRUST BARC CAPTL E | COM | 78464A474 | 34,335 | 1,112,966 | SH | SOLE | 1,112,655 | 0 | 311 | ||
STARBUCKS CORP COM | COM | 855244109 | 8,549 | 96,695 | SH | SOLE | 96,382 | 0 | 313 | ||
UNITED PARCEL SERVICE INC CL B | COM | 911312106 | 9,432 | 78,725 | SH | SOLE | 78,468 | 0 | 257 | ||
VANECK VECTORS ETF TR JP MORGA | COM | 92189H300 | 19,909 | 603,326 | SH | SOLE | 601,234 | 0 | 2,092 | ||
VANGUARD BD INDEX FD INC TOTAL | COM | 921937835 | 413,821 | 4,901,361 | SH | SOLE | 4,895,233 | 0 | 6,128 | ||
VANGUARD INDEX FDS LARGE CAP E | COM | 922908637 | 1,520 | 11,150 | SH | SOLE | 11,111 | 0 | 39 | ||
VANGUARD SCOTTSDALE FDS INT-TE | COM | 92206C706 | 177,157 | 2,657,233 | SH | SOLE | 2,653,456 | 0 | 3,777 | ||
VANGUARD SCOTTSDALE FDS INT-TE | COM | 92206C870 | 197,931 | 2,169,348 | SH | SOLE | 2,168,623 | 0 | 725 | ||
VANGUARD SCOTTSDALE FDS MORTG- | COM | 92206C771 | 5,430 | 101,956 | SH | SOLE | 101,956 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS SHRT-T | COM | 92206C409 | 250,055 | 3,085,194 | SH | SOLE | 3,082,576 | 0 | 2,618 | ||
VANGUARD WORLD FDS INF TECH ET | COM | 92204A702 | 7,455 | 34,584 | SH | SOLE | 34,468 | 0 | 116 | ||
VANGUARD WORLD FDS TELCOMM ETF | COM | 92204A884 | 14,931 | 172,213 | SH | SOLE | 172,154 | 0 | 59 | ||
WISDOMTREE TRUST LARGECAP DIVI | COM | 97717W307 | 88,364 | 891,940 | SH | SOLE | 891,260 | 0 | 680 |