The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
WISDOMTREE TR ITL HDG DIV GT | COM | 97717X594 | 22,495 | 808,597 | SH | SOLE | 808,016 | 0 | 581 | ||
ISHARES TR FLTG RATE NT | COM | 46429B655 | 49,447 | 981,867 | SH | SOLE | 981,177 | 0 | 690 | ||
JP MORGAN EXCHANGE TRADED FDBE | COM | 46641Q712 | 60,463 | 2,862,832 | SH | SOLE | 2,858,057 | 0 | 4,775 | ||
ISHARES INC MSCI CDA INDEX | COM | 464286509 | 12,730 | 531,319 | SH | SOLE | 529,831 | 0 | 1,488 | ||
SPDR SERIES TRUST SPDR KBW CAP | COM | 78464A771 | 2,676 | 56,028 | SH | SOLE | 55,978 | 0 | 50 | ||
ALPS ETF TR RIVERFRONT DYM | COM | 00162Q536 | 63,803 | 2,689,849 | SH | SOLE | 2,689,849 | 0 | 0 | ||
VANGUARD BD INDEX FD INC TOTAL | ETF - EQUITY | 921937835 | 173,360 | 2,188,619 | SH | SOLE | 2,186,537 | 0 | 2,082 | ||
WISDOMTREE TR EUROPE HEDGED | COM | 97717X701 | 229 | 4,049 | SH | SOLE | 4,049 | 0 | 0 | ||
ISHARES INC MSCI EMU INDEX | ETF - EQUITY | 464286608 | 380 | 10,849 | SH | SOLE | 10,849 | 0 | 0 | ||
PIMCO ETF TR 15 YR US TIPS | COM | 72201R304 | 35,647 | 571,369 | SH | SOLE | 570,519 | 0 | 850 | ||
DBX ETF TR EAFE CURR HDG | COM | 233051200 | 225 | 8,061 | SH | SOLE | 8,061 | 0 | 0 | ||
ISHARES TR DJ MED DEVICES | COM | 464288810 | 17,768 | 88,927 | SH | SOLE | 88,659 | 0 | 268 | ||
ISHARES TR MSCI VAL IDX | COM | 464288877 | 17,810 | 393,872 | SH | SOLE | 393,515 | 0 | 357 | ||
SPDR SER TR INV GRD FLT RT | COM | 78468R200 | 83,892 | 2,762,345 | SH | SOLE | 2,758,971 | 0 | 3,374 | ||
Invesco Aerospace & Defense ET | COM | 46137V100 | 41,011 | 829,360 | SH | SOLE | 828,029 | 0 | 1,331 | ||
WISDOMTREE TRUST JP SMALLCP DI | COM | 97717W836 | 44,433 | 690,077 | SH | SOLE | 687,902 | 0 | 2,175 | ||
ISHARES TR CONS GOODS IDX | COM | 464287812 | 8,596 | 80,760 | SH | SOLE | 80,581 | 0 | 179 | ||
INVESCO EXCHANGE TRADED FD TS& | COM | 46137V365 | 15,432 | 357,731 | SH | SOLE | 356,649 | 0 | 1,082 | ||
ALPS ETF TR RIVERFRNT STR INC | ETF - FIXED INCO | 00162Q783 | 17,849 | 742,793 | SH | SOLE | 742,793 | 0 | 0 | ||
ISHARES TR DJ US TECH SEC | COM | 464287721 | 45,833 | 286,585 | SH | SOLE | 285,899 | 0 | 686 | ||
ISHARES TR 7-10 YR TRS BD | COM | 464287440 | 20,705 | 198,707 | SH | SOLE | 197,857 | 0 | 850 | ||
SELECT SECTOR SPDR TR SBI INT- | COM | 81369Y506 | 23,637 | 412,173 | SH | SOLE | 411,855 | 0 | 318 | ||
FIRST TR EXCH TRADED FD III RI | COM | 33739P608 | 34,455 | 672,496 | SH | SOLE | 672,496 | 0 | 0 | ||
SELECT SECTOR SPDR TR SBI CONS | COM | 81369Y407 | 32,853 | 331,823 | SH | SOLE | 331,363 | 0 | 460 | ||
SELECT SECTOR SPDR TR SBI HEAL | COM | 81369Y209 | 67,795 | 783,667 | SH | SOLE | 782,449 | 0 | 1,218 | ||
FIRST TR EXCH TRADED FD III RI | COM | 33739P707 | 11,659 | 208,239 | SH | SOLE | 208,239 | 0 | 0 | ||
GOLDMAN SACHS ETF TR EQUITY ET | COM | 381430503 | 388,069 | 7,716,625 | SH | SOLE | 7,704,033 | 0 | 12,592 | ||
ISHARES TR LEHMAN 10-20YR | COM | 464288653 | 116,451 | 872,234 | SH | SOLE | 871,559 | 0 | 675 | ||
ISHARES TR DJ US FINL SVC | COM | 464287770 | 105,458 | 939,327 | SH | SOLE | 937,861 | 0 | 1,466 | ||
ISHARES TR LEHMAN AGG BND | COM | 464287226 | 29,568 | 277,658 | SH | SOLE | 277,658 | 0 | 0 | ||
VANGUARD WORLD FDS INF TECH ET | COM | 92204A702 | 6,487 | 38,887 | SH | SOLE | 38,766 | 0 | 121 | ||
ISHARES TR MSCI GRW IDX | COM | 464288885 | 123,441 | 1,787,193 | SH | SOLE | 1,781,918 | 0 | 5,275 | ||
ISHARES TR S&P 500 INDEX | COM | 464287200 | 330,807 | 1,314,765 | SH | SOLE | 1,313,020 | 0 | 1,745 | ||
ISHARES TR CORE MSCI EAFE | COM | 46432F842 | 159,323 | 2,896,786 | SH | SOLE | 2,891,657 | 0 | 5,129 | ||
ISHARES TR MSCI EAFE IDX | COM | 464287465 | 4,829 | 82,152 | SH | SOLE | 81,949 | 0 | 203 | ||
VANGUARD SCOTTSDALE FDS MORTG- | COM | 92206C771 | 4,759 | 92,431 | SH | SOLE | 92,431 | 0 | 0 | ||
ALPS ETF TR RIVERFRNT DYMC | COM | 00162Q528 | 53,871 | 1,915,748 | SH | SOLE | 1,915,748 | 0 | 0 | ||
ISHARES INC MSCI AUSTRALIA | COM | 464286103 | 10,454 | 543,115 | SH | SOLE | 541,479 | 0 | 1,636 | ||
Invesco FTSE RAFI EmergingMark | COM | 46138E727 | 14,610 | 739,023 | SH | SOLE | 737,013 | 0 | 2,010 | ||
ISHARES TR 20 YR TRS BD | COM | 464287432 | 45,005 | 370,393 | SH | SOLE | 369,860 | 0 | 533 | ||
FIRST TRUST RIVERFRONT DYN ASI | COM | 33739P509 | 7,717 | 162,319 | SH | SOLE | 162,319 | 0 | 0 | ||
ISHARES TR MBS FIXED BDFD | COM | 464288588 | 93,052 | 889,181 | SH | SOLE | 888,518 | 0 | 663 | ||
VANGUARD SCOTTSDALE FDS INT-TE | COM | 92206C706 | 135,267 | 2,131,214 | SH | SOLE | 2,125,727 | 0 | 5,487 | ||
ISHARES TR S&P SMLCAP 600 | COM | 464287804 | 7,606 | 109,738 | SH | SOLE | 109,468 | 0 | 270 | ||
FIRST TR EXCHANGE TRADED FD SE | COM | 33738D309 | 21,544 | 473,286 | SH | SOLE | 471,426 | 0 | 1,860 | ||
FIRST TR EXCHANGE TRADED FD UT | ETF - EQUITY | 33734X184 | 37,365 | 1,395,275 | SH | SOLE | 1,393,030 | 0 | 2,245 | ||
SELECT SECTOR SPDR TR SBI CONS | COM | 81369Y308 | 31,542 | 621,162 | SH | SOLE | 620,132 | 0 | 1,030 | ||
ALPS ETF TR RIVERFRONT UNC | COM | 00162Q544 | 4,622 | 193,674 | SH | SOLE | 193,674 | 0 | 0 | ||
VANGUARD INDEX FDS STK MRK ETF | COM | 922908769 | 73,983 | 579,670 | SH | SOLE | 579,670 | 0 | 0 | ||
SELECT SECTOR SPDR TR SBI INT- | COM | 81369Y803 | 50,380 | 812,856 | SH | SOLE | 812,221 | 0 | 635 | ||
WISDOMTREE TRUST LARGECAP DIVI | ETF - EQUITY | 97717W307 | 79,422 | 940,461 | SH | SOLE | 939,415 | 0 | 1,046 | ||
VANGUARD SCOTTSDALE FDS SHRT-T | COM | 92206C409 | 201,853 | 2,589,861 | SH | SOLE | 2,587,960 | 0 | 1,901 | ||
FIRST TR EXCH TRADED FD III RI | COM | 33739P806 | 9,052 | 172,053 | SH | SOLE | 172,053 | 0 | 0 | ||
VANGUARD WORLD FDS TELCOMM ETF | COM | 92204A884 | 12,760 | 172,272 | SH | SOLE | 172,144 | 0 | 128 | ||
ISHARES INC CORE MSCI EMKT | COM | 46434G103 | 83,996 | 1,781,476 | SH | SOLE | 1,776,212 | 0 | 5,264 | ||
GLOBAL X FDS US INFR DEV ET | COM | 37954Y673 | 13,855 | 1,029,366 | SH | SOLE | 1,025,975 | 0 | 3,391 | ||
VANGUARD SCOTTSDALE FDS INT-TE | COM | 92206C870 | 175,614 | 2,119,411 | SH | SOLE | 2,117,836 | 0 | 1,575 | ||
ISHARES TR MSCI ACJPN IDX | COM | 464288182 | 17,769 | 279,698 | SH | SOLE | 278,928 | 0 | 770 | ||
SELECT SECTOR SPDR TR SBI INT- | COM | 81369Y704 | 12,184 | 189,159 | SH | SOLE | 189,002 | 0 | 157 | ||
PIMCO ETF TR ENHAN SHRT MAT | COM | 72201R833 | 14,682 | 145,437 | SH | SOLE | 145,023 | 0 | 414 | ||
VANGUARD INDEX FDS LARGE CAP E | COM | 922908637 | 3,493 | 30,412 | SH | SOLE | 30,241 | 0 | 171 | ||
Invesco QQQ Trust | ETF - EQUITY | 46090E103 | 154,973 | 1,004,628 | SH | SOLE | 1,002,524 | 0 | 2,104 | ||
SELECT SECTOR SPDR TR SBI INT- | COM | 81369Y605 | 12,961 | 544,152 | SH | SOLE | 543,045 | 0 | 1,107 | ||
SSGA ACTIVE ETF TR BLKSTN GSOS | COM | 78467V608 | 21,633 | 483,975 | SH | SOLE | 482,074 | 0 | 1,901 | ||
PIMCO ETF TR INV GRD CRP BD | COM | 72201R817 | 52,287 | 527,887 | SH | SOLE | 525,881 | 0 | 2,006 | ||
ALPS ETF TR RIVERFRNT FLEX | COM | 00162Q510 | 57,377 | 1,977,167 | SH | SOLE | 1,977,167 | 0 | 0 |