X0707 D/A LIVE 0001469720 III Fund Ltd. DMS Corporate Services Ltd. DMS House, 20 Genesis Close Grand Cayman E9 CAYMAN ISLANDS KY1-1108 (345) 946-7652 CAYMAN ISLANDS None None Other Cayman Islands Limited Liability Investment Vehicle true n/a III Capital Management 777 Yamato Road Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Advisor Clifford G. Viner III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Warren B. Mosler III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Lester N. Coyle III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer William P. McCauley III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Garth Friesen III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Robert Printz III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Francis Feeney III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Scott Wyler III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Thomas Olofsson III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Deep P. Kumar III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Robert Hart III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Michael Reger III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Laura P. McGrath James River Capital Corp. 58 Broad Street Road Manakin-Sabot VA VIRGINIA 23103 Director David Bree DMS Offshore Investment Services DMS House, 20 Genesis Close Grand Cayman E9 CAYMAN ISLANDS KY1-1104 Director Andrew Galloway ICG Management Limited Landmark Sq., 1st Floor, 64 Earth Close Grand Cayman E9 CAYMAN ISLANDS KY1-1107 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001469720-15-000001 1994-11-01 true true false 1000000 AVM, L.P. 16710 None None 777 Yamato Road Suite 300 Boca Raton FL FLORIDA 33431 FL FLORIDA GA GEORGIA MA MASSACHUSETTS NM NEW MEXICO NY NEW YORK OH OHIO false Anchor Asset Management LLC 128344 None None One East End Avenue Suite 10A New York NY NEW YORK 10075 CA CALIFORNIA CT CONNECTICUT IL ILLINOIS MA MASSACHUSETTS NJ NEW JERSEY NY NEW YORK PA PENNSYLVANIA TX TEXAS false UBS Financial Services Inc. 8174 None None 1000 Harbor Boulevard 8th Floor, Compliance Department Weehawken NJ NEW JERSEY 07086 All States false Maymont Partners, Inc. 120536 None None 1801 Libbie Avenue Suite 104 Richmond VA VIRGINIA 23226 true James River Securities Corp. 38477 None None 58 Broad Street Road Manakin-Sabot VA VIRGINIA 23103 CA CALIFORNIA TX TEXAS VA VIRGINIA false Norfolk Markets, LLC 103797 None None 360 Madison Avenue 19th Floor New York NY NEW YORK 10017 AL ALABAMA AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA ID IDAHO IL ILLINOIS IN INDIANA IA IOWA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA TX TEXAS VA VIRGINIA WI WISCONSIN false Frontier Solutions, LLC 136102 None None 9 East Franklin Street Richmond VA VIRGINIA 23226 AL ALABAMA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE FL FLORIDA GA GEORGIA IL ILLINOIS IN INDIANA KY KENTUCKY MD MARYLAND MA MASSACHUSETTS MN MINNESOTA NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WY WYOMING false H.C. Wainwright & Co., LLC 375 None None 430 Park Avenue 4th Floor New York NY NEW YORK 10022 All States false Indefinite 213921628 Indefinite true 4 29 5158059 true 0 An upfront sales commission of 2% may be paid to selling agents. The offering commenced prior to 3/15/09; Item 15 reflects the requested info. from such date. Maymont Partners is no longer registered as a broker-dealer and no longer receives sales comm. 0 false III Fund Ltd. Laura P. McGrath Laura P. McGrath Director of the Issuer 2016-02-22