The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
APOLLO SR FLOATING RATE FD I | COM | 037636107 | 753 | 50,794 | SH | DFND | 1, 2 | 50,794 | 0 | 0 | |
BLACKROCK DEBT STRAT FD INC | COM NEW | 09255R202 | 957 | 89,032 | SH | DFND | 1, 2 | 89,032 | 0 | 0 | |
BLACKROCK FLOAT RATE OME STR | COM | 09255X100 | 887 | 70,313 | SH | DFND | 1, 2 | 70,313 | 0 | 0 | |
BLACKROCK FLOATING RATE INCO | COM | 091941104 | 842 | 68,657 | SH | DFND | 1, 2 | 68,657 | 0 | 0 | |
BLACKSTONE GSO FLTING RTE FU | COM | 09256U105 | 815 | 48,152 | SH | DFND | 1, 2 | 48,152 | 0 | 0 | |
BLACKSTONE GSO LNG SHRT CR I | COM SHS BN INT | 09257D102 | 861 | 54,572 | SH | DFND | 1, 2 | 54,572 | 0 | 0 | |
BLACKSTONE GSO STRATEGIC CR | COM SHS BEN IN | 09257R101 | 946 | 64,812 | SH | DFND | 1, 2 | 64,812 | 0 | 0 | |
CENTURY CMNTYS INC | COM | 156504300 | 11,242 | 367,042 | SH | DFND | 1, 2 | 367,042 | 0 | 0 | |
COMMSCOPE HLDG CO INC | COM | 20337X109 | 7,056 | 600,000 | SH | DFND | 1, 2 | 600,000 | 0 | 0 | |
EATON VANCE FLTING RATE INC | COM | 278279104 | 411 | 31,082 | SH | DFND | 1, 2 | 31,082 | 0 | 0 | |
EATON VANCE SH TM DR DIVR IN | COM | 27828V104 | 275 | 21,174 | SH | DFND | 1, 2 | 21,174 | 0 | 0 | |
EATON VANCE SR FLTNG RTE TR | COM | 27828Q105 | 913 | 70,053 | SH | DFND | 1, 2 | 70,053 | 0 | 0 | |
EATON VANCE SR INCOME TR | SH BEN INT | 27826S103 | 710 | 115,973 | SH | DFND | 1, 2 | 115,973 | 0 | 0 | |
FIRST TR SR FLG RTE INCM FD | COM | 33733U108 | 738 | 61,539 | SH | DFND | 1, 2 | 61,539 | 0 | 0 | |
FTS INTERNATIONAL INC | COM | 30283W104 | 4,928 | 2,200,000 | SH | DFND | 1, 2 | 2,200,000 | 0 | 0 | |
LYON WILLIAM HOMES | CL A NEW | 552074700 | 3,314 | 162,794 | SH | DFND | 1, 2 | 162,794 | 0 | 0 | |
M/I HOMES INC | COM | 55305B101 | 2,558 | 67,941 | SH | DFND | 1, 2 | 67,941 | 0 | 0 | |
MICHAELS COS INC | COM | 59408Q106 | 5,388 | 550,335 | SH | DFND | 1, 2 | 550,335 | 0 | 0 | |
NUVEEN CR STRATEGIES INCM FD | COM SHS | 67073D102 | 892 | 119,230 | SH | DFND | 1, 2 | 119,230 | 0 | 0 | |
NUVEEN FLOATING RATE INCOME | COM | 67072T108 | 930 | 95,646 | SH | DFND | 1, 2 | 95,646 | 0 | 0 | |
NUVEEN FLTNG RTE INCM OPP FD | COM SHS | 6706EN100 | 930 | 97,533 | SH | DFND | 1, 2 | 97,533 | 0 | 0 | |
NUVEEN SHT DUR CR OPP FD | COM | 67074X107 | 261 | 17,448 | SH | DFND | 1, 2 | 17,448 | 0 | 0 | |
NUVEEN SR INCOME FD | COM | 67067Y104 | 754 | 130,649 | SH | DFND | 1, 2 | 130,649 | 0 | 0 | |
PIONEER FLOATING RATE TR | COM | 72369J102 | 697 | 66,216 | SH | DFND | 1, 2 | 66,216 | 0 | 0 | |
SCHLUMBERGER LTD | COM | 806857108 | 6,235 | 182,484 | SH | DFND | 1, 2 | 182,484 | 0 | 0 | |
SEAWORLD ENTMT INC | COM | 81282V100 | 11,844 | 450,000 | SH | DFND | 1, 2 | 450,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 53,088 | 178,887 | SH | DFND | 1, 2 | 178,887 | 0 | 0 | |
TAILORED BRANDS INC | COM | 87403A107 | 7,480 | 1,700,000 | SH | DFND | 1, 2 | 1,700,000 | 0 | 0 | |
TIDEWATER INC NEW | *W EXP 07/31/202 | 88642R117 | 97 | 66,892 | SH | DFND | 1, 2 | 66,892 | 0 | 0 | |
TIDEWATER INC NEW | *W EXP 07/31/202 | 88642R125 | 87 | 72,315 | SH | DFND | 1, 2 | 72,315 | 0 | 0 | |
VALARIS PLC | SHS CLASS A | G9402V109 | 12,987 | 2,700,000 | SH | DFND | 1, 2 | 2,700,000 | 0 | 0 | |
VOYA PRIME RATE TR | SH BEN INT | 92913A100 | 910 | 193,259 | SH | DFND | 1, 2 | 193,259 | 0 | 0 |