0001469528-13-000005.txt : 20131104 0001469528-13-000005.hdr.sgml : 20131104 20131104125342 ACCESSION NUMBER: 0001469528-13-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131104 DATE AS OF CHANGE: 20131104 EFFECTIVENESS DATE: 20131104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ZEKE CAPITAL ADVISORS, LLC CENTRAL INDEX KEY: 0001469528 IRS NUMBER: 743245430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13565 FILM NUMBER: 131188319 BUSINESS ADDRESS: STREET 1: 1235 WESTLAKES DRIVE, SUITE 400 CITY: BERWYN STATE: PA ZIP: 19312 BUSINESS PHONE: 610-296-1400 MAIL ADDRESS: STREET 1: 1235 WESTLAKES DRIVE, SUITE 400 CITY: BERWYN STATE: PA ZIP: 19312 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001469528 XXXXXXXX 09-30-2013 09-30-2013 ZEKE CAPITAL ADVISORS, LLC

1235 WESTLAKES DRIVE, SUITE 400 BERWYN PA 19312

13F COMBINATION REPORT 028-13565 028-12592 BANK OF NEW YORK MELLON CORP 028-04295 BLACKROCK ADVISORS 028-05386 COLUMBIA PARTNERS 028-12111 GUARDIAN INVESTMENT MANAGEMENT 028-11293 INVESCO AIM CAPITAL MGT 028-10469 LAZARD ASSET MANAGEMENT 028-10377 MCDONNELL INVESTMENT MANAGEMENT 028-00791 MERRILL LYNCH - LONDON DIVIDEND 028-04558 PARAMETRIC PORTFOLIO ASSOC 028-05655 RIVERBRIDGE PARTNERS LLC 028-03511 ROOSEVELT 028-06354 VICTORY CAPITAL MGT N G. GREGORY HAGAR 610-296-1400 G. GREGORY HAGAR BERWYN PA 11-04-2013 0 63 106268 false INFORMATION TABLE 2 zca13fhrq313.xml 3M Company COM 88579y101 215 1800 SH SOLE 0 0 1800 Alliqua, Inc. COM XXXXXXXXX 34 475000 SH SOLE 0 0 475000 Altria Group Inc. COM 02209s103 1956 56949 SH SOLE 0 0 56949 AT&T Inc. COM 00206R102 344 10161 SH SOLE 0 0 10161 Autonation Inc. Com COM 05329W102 19853 380552 SH SOLE 0 0 380552 Bank of America Corp COM 060505104 310 22497 SH SOLE 0 0 22497 Berkshire Hath Hld B COM 846707024 619 5450 SH SOLE 0 0 5450 Berkshire Hathawy Cla A COM 084990175 2045 1200 SH SOLE 0 0 1200 Biomarin Pharmaceutica Com COM 09061G101 2908 40300 SH SOLE 0 0 40300 Blackrock Enhanced Equity Divi COM 09251a104 12802 1702407 SH SOLE 0 0 1702407 Bristol Myers Squibb Com COM 110122108 209 4507 SH SOLE 0 0 4507 California Republic Bank COM 130569106 495 22500 SH SOLE 0 0 22500 CC Land Holdings Limited COM XXXXXXXXX 9 25000 SH SOLE 0 0 25000 Charter Financial Corporation COM 16122w108 108 10000 SH SOLE 0 0 10000 Chevron Corp COM 166764100 2282 18783 SH SOLE 0 0 18783 Chipotle Mex Grill COM 169656105 858 2000 SH SOLE 0 0 2000 Comcast Corp COM XXXXXXXXX 811 17971 SH SOLE 0 0 17971 Comcast Corp New Cl A Spl COM 20030N200 10324 238148 SH SOLE 0 0 238148 Cyalume Tech Hldgs COM 232429100 270 300000 SH SOLE 0 0 300000 Dominion Res Inc. New Va COM 25746u109 318 5082 SH SOLE 0 0 5082 Du Pont E I De Nemours COM 263534109 410 7000 SH SOLE 0 0 7000 Duke Energy Corp New COM 26441c204 2007 30051 SH SOLE 0 0 30051 Exxon Mobil Corp COM 30231G102 2405 27956 SH SOLE 0 0 27956 Facebook, Inc. COM 30303m102 502 10000 SH SOLE 0 0 10000 Ford Mtr Co Del Com Par COM 345370860 219 13000 SH SOLE 0 0 13000 General Electric COM 369604103 668 27950 SH SOLE 0 0 27950 International Dispensing Corp COM 459407102 15 49500 SH SOLE 0 0 49500 Johnson And Johnson Com COM 478160104 533 6146 SH SOLE 0 0 6146 JP Morgan Chase & Co COM 46625H100 2740 53000 SH SOLE 0 0 53000 Kingsway Financial Services In COM XXXXXXXXX 81 28500 SH SOLE 0 0 28500 Kraft Foods Group Inc COM 50076q106 502 9559 SH SOLE 0 0 9559 Malvern Bancorp, Inc. COM 561409103 200 15682 SH SOLE 0 0 15682 McDonald's Corp. COM 580135101 314 3261 SH SOLE 0 0 3261 Merck & Co Inc. COM 58933y105 338 7100 SH SOLE 0 0 7100 Metlife Inc. Com COM 59156r108 355 7558 SH SOLE 0 0 7558 Microsoft Corp COM 594918104 311 9351 SH SOLE 0 0 9351 Mondelez International, Inc. COM 609207105 901 28677 SH SOLE 0 0 28677 NESTLE S A REG ADR COM 641069406 313 4500 SH SOLE 0 0 4500 NextEra Energy, Inc. COM 302571104 6413 80000 SH SOLE 0 0 80000 Pennsylvania Rl Est Tr Sh Ben COM 709102107 2712 145000 SH SOLE 0 0 145000 Pfizer Inc. COM 717081103 211 7355 SH SOLE 0 0 7355 Philip Morris Intl Inc. COM 718172109 4669 53924 SH SOLE 0 0 53924 Procter & Gamble Co COM 742718109 469 6200 SH SOLE 0 0 6200 Quaint Oak Bancorp Inc COM 74732t106 161 10000 SH SOLE 0 0 10000 Republic Services Inc. COM 760759100 2436 73027 SH SOLE 0 0 73027 Rubicon Technology, Inc COM 78112T107 1017 84000 SH SOLE 0 0 84000 Skinny Nutritional Corp COM XXXXXXXXX 0 50200 SH SOLE 0 0 50200 South Jersey Industries, Inc COM 838518108 586 10000 SH SOLE 0 0 10000 SPDR Tr Unit Ser 1 COM 78462F103 3109 18506 SH SOLE 0 0 18506 Special Diversified Opportunit COM 862700101 228 217619 SH SOLE 0 0 217619 Spectra Energy Corp COM 847560109 1721 50286 SH SOLE 0 0 50286 Sun Bancorp Inc NJ COM 86663B102 502 131087 SH SOLE 0 0 131087 Swisher Hygiene, Inc. COM 870808102 61 100000 SH SOLE 0 0 100000 Team Health Holdings, Inc. COM 87817a107 1182 31145 SH SOLE 0 0 31145 The Blackstone Group L.P. COM 09253U108 762 30620 SH SOLE 0 0 30620 United Parcel Svc Cl B COM 911312106 238 2600 SH SOLE 0 0 2600 Verizon Communications Inc. COM 92343v104 1109 23758 SH SOLE 0 0 23758 Visa Inc. COM 92826c839 287 1500 SH SOLE 0 0 1500 Vodafone Group PLC ADR COM 92857w209 4124 117235 SH SOLE 0 0 117235 Wal-Mart Stores Inc. COM 931142103 392 5300 SH SOLE 0 0 5300 Wells Fargo Company COM 949746101 3843 93005 SH SOLE 0 0 93005 Windstream Corporation COM 97381W104 210 26339 SH SOLE 0 0 26339 Wisconsin Energy Corp COM 976657106 242 6000 SH SOLE 0 0 6000