0001144204-19-012389.txt : 20190305 0001144204-19-012389.hdr.sgml : 20190305 20190305201315 ACCESSION NUMBER: 0001144204-19-012389 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190301 FILED AS OF DATE: 20190305 DATE AS OF CHANGE: 20190305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUFFY JAMES E CENTRAL INDEX KEY: 0001472458 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34464 FILM NUMBER: 19660869 MAIL ADDRESS: STREET 1: 1700 LINCOLN ST. STREET 2: SUITE 2800 CITY: DENVER STATE: CO ZIP: 80203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cimarex Resolute LLC CENTRAL INDEX KEY: 0001469510 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 270659371 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1700 LINCOLN ST. STREET 2: SUITE 3700 CITY: DENVER STATE: CO ZIP: 80203 BUSINESS PHONE: 303-295-3995 MAIL ADDRESS: STREET 1: 1700 LINCOLN ST. STREET 2: SUITE 3700 CITY: DENVER STATE: CO ZIP: 80203 FORMER COMPANY: FORMER CONFORMED NAME: Resolute Energy Corp DATE OF NAME CHANGE: 20090803 4 1 tv515535_4.xml OWNERSHIP DOCUMENT X0306 4 2019-03-01 1 0001469510 Cimarex Resolute LLC REN 0001472458 DUFFY JAMES E 1700 LINCOLN STREET SUITE 2800 DENVER CO 80203 1 0 0 0 Common Stock 2019-03-01 4 D 0 5335 D 0 D Includes 492 shares of Resolute common stock held by the Reporting Person in a revocable trust that are pledged as collateral for a loan. Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of November 18, 2018, by and among Resolute, Cimarex Energy Co. ("Cimarex") and two direct wholly owned subsidiaries of Cimarex, at the effective time of the merger, each share of Resolute's common stock, par value $0.0001 per share, held by the Reporting Person converted into, at such Reporting Person's election, (i) an amount in cash equal to $14.00, without interest, and 0.2366 shares of common stock of Cimarex, par value $0.01 per share; (ii) an amount of cash equal to $35.00, without interest; or (iii) 0.3943 shares of Cimarex common stock, subject to proration as provided in the Merger Agreement. /s/ James E. Duffy 2019-03-05