0001144204-17-014064.txt : 20170310 0001144204-17-014064.hdr.sgml : 20170310 20170310180619 ACCESSION NUMBER: 0001144204-17-014064 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170308 FILED AS OF DATE: 20170310 DATE AS OF CHANGE: 20170310 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Resolute Energy Corp CENTRAL INDEX KEY: 0001469510 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1700 LINCOLN ST. STREET 2: SUITE 2800 CITY: DENVER STATE: CO ZIP: 80203 BUSINESS PHONE: 303-573-4886 MAIL ADDRESS: STREET 1: 1700 LINCOLN ST. STREET 2: SUITE 2800 CITY: DENVER STATE: CO ZIP: 80203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GAZULIS THEODORE CENTRAL INDEX KEY: 0001472618 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34464 FILM NUMBER: 17683367 MAIL ADDRESS: STREET 1: 1700 LINCOLN ST. STREET 2: SUITE 2800 CITY: DENVER STATE: CO ZIP: 80203 4 1 v461636_form4.xml FORM 4 X0306 4 2017-03-08 0 0001469510 Resolute Energy Corp REN 0001472618 GAZULIS THEODORE 1700 LINCOLN STREET, SUITE 2800 DENVER CO 80203 0 1 0 0 Executive VP, CFO Common Stock 2017-03-08 4 M 0 7869 A 164827 D Common Stock 2017-03-08 4 F 0 10742 38.22 D 154085 D Common Stock 16600 I See footnote Performance Share Rights 2017-03-08 4 M 0 7869 D 2017-03-08 Common Stock 7869 0 D Represents Outperformance shares received on satisfaction of criteria under Performance Share Rights granted in February 2014. The closing price of the Issuer's common stock on March 8, 2017, the date such shares were earned, was $38.22. Represents shares surrendered to Issuer to cover tax withholding obligations of the Reporting Person pursuant to Issuer's 2009 Performance Incentive Plan upon the earning of 7,869 Outperformance shares, the vesting of 4,060 shares that vested pursuant to Time-vesting criteria and 12,181 shares of restricted stock that vested pursuant to Performance-vesting criteria. Includes 34,422 shares of restricted stock subject to Time- and Performance- vesting criteria, which vest in annual installments in accordance with such criteria through March 8, 2020. Includes 95,513 shares held by the Reporting Person in a revocable trust and 8,782 shares held in a custodial account. Consists of 15,600 shares held in the George D. Gazulis Revocable Trust and 1,000 shares held in an IRA FBO George Gazulis, Theodore Gazulis, beneficiary. Each Performance Share Right represents a right to receive up to the target number of shares of the Issuer's common stock (Outperformance Shares). Outperformance Shares are issued only upon achievement of specified thresholds of cumulative TSR compared to the cumulative TSR of a certain peer group of companies. Potential earning dates for such shares occurred in three annual installments commencing March 8, 2015 through March 8, 2017. Outperformance shares that were not earned as of the last vesting date are no longer eligible to be earned by the Reporting Person after such date. /s/ Theodore Gazulis 2017-03-10