0001144204-16-141748.txt : 20161229
0001144204-16-141748.hdr.sgml : 20161229
20161229165332
ACCESSION NUMBER: 0001144204-16-141748
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161227
FILED AS OF DATE: 20161229
DATE AS OF CHANGE: 20161229
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Resolute Energy Corp
CENTRAL INDEX KEY: 0001469510
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1700 LINCOLN ST.
STREET 2: SUITE 2800
CITY: DENVER
STATE: CO
ZIP: 80203
BUSINESS PHONE: 303-573-4886
MAIL ADDRESS:
STREET 1: 1700 LINCOLN ST.
STREET 2: SUITE 2800
CITY: DENVER
STATE: CO
ZIP: 80203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DUFFY JAMES E
CENTRAL INDEX KEY: 0001472458
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34464
FILM NUMBER: 162075642
MAIL ADDRESS:
STREET 1: 1700 LINCOLN ST.
STREET 2: SUITE 2800
CITY: DENVER
STATE: CO
ZIP: 80203
4
1
v455953_4.xml
OWNERSHIP DOCUMENT
X0306
4
2016-12-27
0
0001469510
Resolute Energy Corp
REN
0001472458
DUFFY JAMES E
1700 LINCOLN ST.
SUITE 2800
DENVER
CO
80203
1
0
0
0
Common Stock
2016-12-27
4
S
0
10000
40.68
D
19608
D
This transaction was executed in multiple trades at prices ranging from $40.65 to $40.84. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer upon request, full information regarding the number of shares and prices at which each transaction was effected.
Includes 11,287 shares of restricted stock subject to Time- and Performance- Vesting criteria, which vest in accordance with such criteria through February 18, 2017.
Includes 8,321 shares held by the Reporting Person in a revocable trust.
/s/ James E. Duffy
2016-12-29