0001144204-16-141748.txt : 20161229 0001144204-16-141748.hdr.sgml : 20161229 20161229165332 ACCESSION NUMBER: 0001144204-16-141748 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161227 FILED AS OF DATE: 20161229 DATE AS OF CHANGE: 20161229 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Resolute Energy Corp CENTRAL INDEX KEY: 0001469510 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1700 LINCOLN ST. STREET 2: SUITE 2800 CITY: DENVER STATE: CO ZIP: 80203 BUSINESS PHONE: 303-573-4886 MAIL ADDRESS: STREET 1: 1700 LINCOLN ST. STREET 2: SUITE 2800 CITY: DENVER STATE: CO ZIP: 80203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUFFY JAMES E CENTRAL INDEX KEY: 0001472458 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34464 FILM NUMBER: 162075642 MAIL ADDRESS: STREET 1: 1700 LINCOLN ST. STREET 2: SUITE 2800 CITY: DENVER STATE: CO ZIP: 80203 4 1 v455953_4.xml OWNERSHIP DOCUMENT X0306 4 2016-12-27 0 0001469510 Resolute Energy Corp REN 0001472458 DUFFY JAMES E 1700 LINCOLN ST. SUITE 2800 DENVER CO 80203 1 0 0 0 Common Stock 2016-12-27 4 S 0 10000 40.68 D 19608 D This transaction was executed in multiple trades at prices ranging from $40.65 to $40.84. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer upon request, full information regarding the number of shares and prices at which each transaction was effected. Includes 11,287 shares of restricted stock subject to Time- and Performance- Vesting criteria, which vest in accordance with such criteria through February 18, 2017. Includes 8,321 shares held by the Reporting Person in a revocable trust. /s/ James E. Duffy 2016-12-29