0000902664-18-003914.txt : 20181101 0000902664-18-003914.hdr.sgml : 20181101 20181101171137 ACCESSION NUMBER: 0000902664-18-003914 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181030 FILED AS OF DATE: 20181101 DATE AS OF CHANGE: 20181101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KEMC Fund IV GP, LLC CENTRAL INDEX KEY: 0001735721 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34464 FILM NUMBER: 181154732 BUSINESS ADDRESS: STREET 1: C/O KIMMERIDGE ENERGY MANAGEMENT COMPANY STREET 2: 400 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 646 517 7252 MAIL ADDRESS: STREET 1: C/O KIMMERIDGE ENERGY MANAGEMENT COMPANY STREET 2: 400 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Resolute Energy Corp CENTRAL INDEX KEY: 0001469510 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1700 LINCOLN ST. STREET 2: SUITE 2800 CITY: DENVER STATE: CO ZIP: 80203 BUSINESS PHONE: 303-573-4886 MAIL ADDRESS: STREET 1: 1700 LINCOLN ST. STREET 2: SUITE 2800 CITY: DENVER STATE: CO ZIP: 80203 4 1 ownership.xml RESOLUTE ENERGY CORPORATION X0306 4 2018-10-30 0 0001469510 Resolute Energy Corp REN 0001735721 KEMC Fund IV GP, LLC C/O KIMMERIDGE ENERGY MANAGEMENT COMPANY 400 MADISON AVENUE NEW YORK NY 10017 0 0 1 0 Common Stock 2018-10-30 4 P 0 171981 25.4560 A 2488642 I See footnote Common Stock 2018-10-30 4 P 0 123864 26.6418 A 2612506 I See footnote Common Stock 2018-10-31 4 P 0 50000 28.6456 A 2662506 I See footnote Common Stock 2018-11-01 4 P 0 100000 28.4448 A 2762506 I See footnote The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.1400 to $26.1300, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. The securities to which this filing relates are held directly by certain funds and/or accounts (collectively, the "Kimmeridge Funds") to which KEMC Fund IV GP, LLC, a Delaware limited liability company (the "Reporting Person"), acts as the sole general partner. The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $26.1400 to $27.0000, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.2300 to $28.8000, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.1650 to $28.7500, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. KEMC Fund IV GP, LLC /s/ Benjamin Dell, Chief Executive Officer 2018-11-01