0001209191-15-050909.txt : 20150608 0001209191-15-050909.hdr.sgml : 20150608 20150608132854 ACCESSION NUMBER: 0001209191-15-050909 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150520 FILED AS OF DATE: 20150608 DATE AS OF CHANGE: 20150608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Arcadia Biosciences, Inc. CENTRAL INDEX KEY: 0001469443 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870] IRS NUMBER: 810571538 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 202 COUSTEAU PLACE STREET 2: SUITE 200 CITY: DAVIS STATE: X1 ZIP: 95618 BUSINESS PHONE: 602-429-0476 MAIL ADDRESS: STREET 1: 4222 E. THOMAS RD STREET 2: SUITE 245 CITY: PHOENIX STATE: X1 ZIP: 85018 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Garg Uday CENTRAL INDEX KEY: 0001641250 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37383 FILM NUMBER: 15918046 MAIL ADDRESS: STREET 1: ARCADIA BIOSCIENCES, INC. STREET 2: 202 COUSTEAU PLACE, SUITE 105 CITY: DAVIS STATE: CA ZIP: 95618 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2015-05-20 2015-05-22 0 0001469443 Arcadia Biosciences, Inc. RKDA 0001641250 Garg Uday C/O ARCADIA BIOSCIENCES, INC. 202 COUSTEAU PLACE, SUITE 105 DAVIS CA 95618 1 0 1 0 Common Stock 2015-05-20 4 P 0 375000 8.00 A 375000 I By Mandala Capital AG Limited Common Stock 2015-05-20 4 C 0 8705808 A 9080808 I By Mandala Agribusiness Co-Investments I Limited Series D Convertible Preferred Stock 2015-05-20 4 C 0 8918750 0.00 D Common Stock 8705808 0 I By Mandala Agribusiness Co-Investments I Limited Mr. Garg is a member of the board of directors of Mandala Agribusiness Fund, which exercises shared voting and investment power over the shares owned by Mandala Agribusiness Co-Investments I Limited and also the shares owned by Mandala Capital AG Limited. Mr. Garg disclaims beneficial ownership of all securities listed herein, except to the extent of his pecuniary interest therein. The Series D Convertible Preferred Stock converted into the Issuer's common stock at a conversion ratio of one share of common stock for approximately every 1.0245 shares of preferred stock upon the closing of the Issuer's initial public offering of common stock, and had no expiration date. This conversion ratio reflected an adjustment due to the Issuer's 1-for-4 reverse stock split effected on May 8, 2015. /s/ Wendy S. Neal, as Attorney-in-Fact for Uday Garg 2015-06-05