0001209191-15-050909.txt : 20150608
0001209191-15-050909.hdr.sgml : 20150608
20150608132854
ACCESSION NUMBER: 0001209191-15-050909
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150520
FILED AS OF DATE: 20150608
DATE AS OF CHANGE: 20150608
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Arcadia Biosciences, Inc.
CENTRAL INDEX KEY: 0001469443
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870]
IRS NUMBER: 810571538
STATE OF INCORPORATION: AZ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 202 COUSTEAU PLACE
STREET 2: SUITE 200
CITY: DAVIS
STATE: X1
ZIP: 95618
BUSINESS PHONE: 602-429-0476
MAIL ADDRESS:
STREET 1: 4222 E. THOMAS RD
STREET 2: SUITE 245
CITY: PHOENIX
STATE: X1
ZIP: 85018
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Garg Uday
CENTRAL INDEX KEY: 0001641250
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37383
FILM NUMBER: 15918046
MAIL ADDRESS:
STREET 1: ARCADIA BIOSCIENCES, INC.
STREET 2: 202 COUSTEAU PLACE, SUITE 105
CITY: DAVIS
STATE: CA
ZIP: 95618
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2015-05-20
2015-05-22
0
0001469443
Arcadia Biosciences, Inc.
RKDA
0001641250
Garg Uday
C/O ARCADIA BIOSCIENCES, INC.
202 COUSTEAU PLACE, SUITE 105
DAVIS
CA
95618
1
0
1
0
Common Stock
2015-05-20
4
P
0
375000
8.00
A
375000
I
By Mandala Capital AG Limited
Common Stock
2015-05-20
4
C
0
8705808
A
9080808
I
By Mandala Agribusiness Co-Investments I Limited
Series D Convertible Preferred Stock
2015-05-20
4
C
0
8918750
0.00
D
Common Stock
8705808
0
I
By Mandala Agribusiness Co-Investments I Limited
Mr. Garg is a member of the board of directors of Mandala Agribusiness Fund, which exercises shared voting and investment power over the shares owned by Mandala Agribusiness Co-Investments I Limited and also the shares owned by Mandala Capital AG Limited. Mr. Garg disclaims beneficial ownership of all securities listed herein, except to the extent of his pecuniary interest therein.
The Series D Convertible Preferred Stock converted into the Issuer's common stock at a conversion ratio of one share of common stock for approximately every 1.0245 shares of preferred stock upon the closing of the Issuer's initial public offering of common stock, and had no expiration date. This conversion ratio reflected an adjustment due to the Issuer's 1-for-4 reverse stock split effected on May 8, 2015.
/s/ Wendy S. Neal, as Attorney-in-Fact for Uday Garg
2015-06-05