X0306 4 2013-12-09 0000014693 BROWN FORMAN CORP BF'B 0001351766 Brown J McCauley 850 DIXIE HIGHWAY LOUISVILLE KY 40210 1 Class A Common 2013-12-09 5 G 0 2625.0000 0.0000 D 2602.0000 D Class A Common 2013-12-09 5 G 0 375.0000 0.0000 A 6957.0000 I By Children Class B Common 68290.0000 D Class B Common 6161.6740 I By 401k Class A Common 907663.0000 I By Brown Ventures, LLC Class B Common 124519.0000 I By Brown Ventures, LLC Class B Common 589.0000 I By Children Class A Common 107246.0000 I By JMB Irrev Trust Class A Common 176898.0000 I By MAE LLC Class B Common 11314.0000 I By Spouse Class A Common 6125.0000 I By Spouse Irrev Trust Class A Common 3925.0000 I By Spray Trust Class A Common 1000.0000 I Crummey Trust Class A Common 148439.0000 I GRAT Class A Common 71249.0000 I Spouse GRAT Class A Common 14349.0000 I Williams Trust Restricted Stock Units 2014-04-30 Class B Common 917.0000 917.0000 D Restricted Stock Units 2015-04-30 Class B Common 778.0000 778.0000 D Restricted Stock Units 2016-04-30 Class B Common 254.0000 254.0000 D Restricted Stock Units 2017-04-30 Class B Common 212.0000 212.0000 D Number of shares the reporting person has acquired under the Brown-Forman 401(k) plan as of December 30, 2013. Each Restricted Stock Unit represents a contingent right to receive one share of Brown-Forman Class B common stock. The Restricted Stock Units were granted on July 22, 2010, and vest April 30, 2014. The Restricted Stock Units were granted on July 28, 2011, and vest April 30, 2015. The Restricted Stock Units were granted on July 26, 2012, and vest April 30, 2016. The Restricted Stock Units were granted on July 25, 2013, and vest April 30, 2017. Kelly Bowen, Attorney in Fact for J. McCauley Brown 2014-01-02