0001225208-13-011036.txt : 20130502 0001225208-13-011036.hdr.sgml : 20130502 20130502164735 ACCESSION NUMBER: 0001225208-13-011036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130430 FILED AS OF DATE: 20130502 DATE AS OF CHANGE: 20130502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MORREAU JANE C CENTRAL INDEX KEY: 0001259381 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-26821 FILM NUMBER: 13808826 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 4 1 doc4.xml X0306 4 2013-04-30 0000014693 BROWN FORMAN CORP BF'B 0001259381 MORREAU JANE C 850 DIXIE HIGHWAY LOUISVILLE KY 40210 1 SVP, Chief Production Officer Class A Common 2013-04-30 4 F 0 989.0000 70.6100 D 2803.0000 D Class B Common 52.5000 D Class B Common 2535.4607 I ESPP Non-Qualified Stock Option (right to buy) 22.4900 2007-05-01 2014-04-30 Class B Common 5275.0000 5275.0000 D Stock Appreciation Right 28.5800 2008-05-01 2015-04-30 Class B Common 4558.0000 4558.0000 D Stock Appreciation Right 33.7600 2010-05-01 2017-04-30 Class B Common 9292.0000 9292.0000 D Stock Appreciation Right 35.5100 2011-05-01 2018-04-30 Class B Common 7131.0000 7131.0000 D Stock Appreciation Right 27.0500 2012-05-01 2019-04-30 Class B Common 11463.0000 11463.0000 D Stock Appreciation Right 38.4300 2013-05-01 2020-04-30 Class B Common 12590.0000 12590.0000 D Stock Appreciation Right 46.4000 2014-05-01 2021-04-30 Class B Common 14365.0000 14365.0000 D Stock Appreciation Right 58.7000 2015-05-01 2022-04-30 Class B Common 11098.0000 11098.0000 D Stock Appreciation Right 34.9500 2006-07-27 2016-04-30 Class B Common 8400.0000 8400.0000 D To satisfy tax withholding obligations associated with the July 23, 2009 grant of Class A common stock that vested on April 30, 2013, the reporting person surrendered 989 shares of Class A common stock. The closing price of BF-A ($70.61) on April 30, 2013 was used to calculate the tax withholding obligations. The number of shares acquired through Brown-Forman Corporation Employee Stock Purchase Program as of close of business on April 30, 2013. Holli H. Lewis, Atty in Fact for: Jane C. Morreau 2013-05-02