0000014693-23-000126.txt : 20230731 0000014693-23-000126.hdr.sgml : 20230731 20230731170347 ACCESSION NUMBER: 0000014693-23-000126 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230727 FILED AS OF DATE: 20230731 DATE AS OF CHANGE: 20230731 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hamel Matthew E CENTRAL INDEX KEY: 0001418348 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00123 FILM NUMBER: 231128255 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 4 1 wk-form4_1690837412.xml FORM 4 X0508 4 2023-07-27 0 0000014693 BROWN FORMAN CORP BFA, BFB 0001418348 Hamel Matthew E 850 DIXIE HIGHWAY LOUISVILLE KY 40210 0 1 0 0 EVP and General Counsel 0 Class B Common 2023-07-31 4 M 0 8538 35.60 A 29879 D Class B Common 2023-07-31 4 F 0 6248 70.82 D 23631 D Class B Common 22912 I 2021 GRAT Class B Common 36825 I GRAT Class B Common 89972 I Spouse Trust Class B Common 17.2876 I DRIP Class B Common 4876.3849 I ESPP Class B Common 20336.0551 I By 401k Stock Appreciation Right 69.87 2023-07-27 4 A 0 11232 0 A 2026-05-01 2033-04-30 Class B Common 11232 11232 D Stock Appreciation Right 35.603 2023-07-31 4 M 0 8538 0 D 2017-05-01 2024-04-30 Class B Common 8538 25617 D The closing price of BF-B on July 28, 2023, was used to calculate the withholding obligation. Number of shares acquired through the issuer's dividend reinvestment plan as of July 31, 2023. Number of shares acquired through the issuer's employee stock purchase program as of July 31, 2023. Number of shares acquired through the issuer's 401(k) plan as of July 28, 2023. Jaileah X. Huddleston, Attorney in Fact for Matthew E. Hamel 2023-07-31