0000014693-22-000118.txt : 20220801 0000014693-22-000118.hdr.sgml : 20220801 20220801182112 ACCESSION NUMBER: 0000014693-22-000118 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220728 FILED AS OF DATE: 20220801 DATE AS OF CHANGE: 20220801 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nall Timothy M CENTRAL INDEX KEY: 0001871904 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00123 FILM NUMBER: 221126217 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 4 1 wf-form4_165939245690292.xml FORM 4 X0306 4 2022-07-28 0 0000014693 BROWN FORMAN CORP BFA, BFB 0001871904 Nall Timothy M 850 DIXIE HIGHWAY LOUISVILLE KY 40210 0 1 0 0 SVP CIO Stock Appreciation Right 73.61 2022-07-28 4 A 0 6747 0 A 2025-05-01 2032-04-30 Class B Common 6747.0 6747 D Stock Appreciation Right 35.603 2017-05-01 2024-04-30 Class B Common 8043.0 8043 D Stock Appreciation Right 39.582 2018-05-01 2025-04-30 Class B Common 13469.0 13469 D Stock Appreciation Right 39.2 2020-05-01 2027-04-30 Class B Common 7768.0 7768 D Stock Appreciation Right 53.244 2021-05-01 2028-04-30 Class B Common 9640.0 9640 D Stock Appreciation Right 53.875 2022-05-01 2029-04-30 Class B Common 9868.0 9868 D Stock Appreciation Right 68.241 2023-05-01 2030-04-30 Class B Common 3008.0 3008 D Stock Appreciation Right 70.242 2024-05-01 2031-04-30 Class B Common 4536.0 4536 D These stock appreciation rights were previously reported as covering 7,930 shares at an exercise price of $36.109, but were adjusted to reflect the December 2021 special dividend. These stock appreciation rights were previously reported as covering 13,280 shares at an exercise price of $40.145, but were adjusted to reflect the December 2021 special dividend. These stock appreciation rights were previously reported as covering 7,659 shares at an exercise price of $39.757, but were adjusted to reflect the December 2021 special dividend. These stock appreciation rights were previously reported as covering 9,505 shares at an exercise price of $54, but were adjusted to reflect the December 2021 special dividend. These stock appreciation rights were previously reported as covering 9,729 shares at an exercise price of $54.64, but were adjusted to reflect the December 2021 special dividend. These stock appreciation rights were previously reported as covering 2,965 shares at an exercise price of $69.21, but were adjusted to reflect the December 2021 special dividend. These stock appreciation rights were previously reported as covering 4,472 shares at an exercise price of $71.24, but were adjusted to reflect the December 2021 special dividend. The Form 3 filed on July 12, 2021, inadvertently included a grant of restricted stock units, which will be omitted from the insider's filings going forward. Jaileah X. Huddleston, Attorney in Fact for Timothy M. Nall 2022-08-01