0000014693-21-000067.txt : 20210603 0000014693-21-000067.hdr.sgml : 20210603 20210603171630 ACCESSION NUMBER: 0000014693-21-000067 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210601 FILED AS OF DATE: 20210603 DATE AS OF CHANGE: 20210603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Whiting Lawson E CENTRAL INDEX KEY: 0001572783 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00123 FILM NUMBER: 21993554 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40228 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 4 1 wf-form4_162275496135934.xml FORM 4 X0306 4 2021-06-01 0 0000014693 BROWN FORMAN CORP BFA, BFB 0001572783 Whiting Lawson E 850 DIXIE HIGHWAY LOUISVILLE KY 40210 1 1 0 0 President & CEO Class A Common 2021-06-01 4 A 0 7371 0 A 19029 D Class A Common 2021-06-01 4 F 0 3432 71.35 D 15597 D Class A Common 2.8498 I DRIP These shares were issued on June 1, 2021, in connection with a July 26, 2018 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2021. To satisfy withholding obligations associated with the July 26, 2018 award of performance-based restricted stock units that were issued as shares on June 1, 2021, the reporting person surrendered 3,432 shares of Class A common stock. The closing price of BF-A on April 30, 2021 was used to calculate the withholding obligation. Number of shares acquired through the issuer's dividend reinvestment plan as of June 1, 2021. Jaileah X. Huddleston, Attorney in Fact for Lawson E. Whiting 2021-06-03