SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Brown Campbell P

(Last) (First) (Middle)
850 DIXIE HIGHWAY

(Street)
LOUISVILLE KY 40210

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BROWN FORMAN CORP [ BFA, BFB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
05/30/2018
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common 05/30/2018 G V 1,366,618 D $0 242,858 D
Class A Common 05/30/2018 G V 242,858 D $0 0 D
Class A Common 05/30/2018 G V 1,366,618 A $0 1,366,618 I CPBee Family 2018 LLC
Class A Common 05/30/2018 G V 242,858 A $0 242,858 I CPBee Endowment 2018 LLC
Class A Common 05/30/2018 G(1) V 240,429 D $0 242,858 I CPBee Endowment 2018 LLC
Class A Common 05/30/2018 G(1) V 240,429 A $0 242,858 I CPBee Endowment 2018 LLC
Class A Common 05/30/2018 G(2) V 953,901 D $0 963,536 I Brown Barker 2013 LLC
Class A Common 05/30/2018 G(2) V 953,901 A $0 963,536 I Brown Barker 2013 LLC
Class B Common 05/30/2018 G V 293,986 D $0 720,783(3) D
Class B Common 05/30/2018 G V 293,986 A $0 293,986 I CPBee Endowment 2018 LLC
Class B Common 05/30/2018 G V 5,340 D $0 30,285 I Trust FBO Campbell P. Brown
Class B Common 05/30/2018 G V 5,340 A $0 299,326 I CPBee Endowment 2018 LLC
Class B Common 05/30/2018 G(1) V 296,333 D $0 299,326 I CPBee Endowment 2018 LLC
Class B Common 05/30/2018 G(1) V 296,333 A $0 299,326 I CPBee Endowment 2018 LLC
Class B Common 05/30/2018 G(2) V 907,817 D $0 916,987 I Brown Barker 2013 LLC
Class B Common 05/30/2018 G(2) V 907,817 A $0 916,987 I Brown Barker 2013 LLC
Class B Common 05/30/2018 G(4) V 87,284 D $0 88,166(5) I CPBee Charitable 2018 LLC
Class B Common 88,166(5) I CPBee Sale 2018 LLC
Class A Common 1,059,108 I CPB 2010 #1 LLC
Class A Common 142,500 I Trust FBO Campbell P. Brown
Class A Common 142,500 I Trust FBO Geo Garvin Brown IV (Irrev)
Class B Common 21,239.9324 I By 401k
Class B Common 45 I Child #1
Class B Common 45 I Child #2
Class B Common 264,777 I CPB 2010 #1 LLC
Class B Common 60,543 I CPB 2010 #2 LLC
Class B Common 12,241.2376 I ESPP
Class B Common 35,625 I Trust FBO Geo Garvin Brown IV (Irrev)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents a gift of LLC interests to a family trust.
2. Represents a gift of LLC interests to CPBee Family 2018 LLC.
3. Excludes 88,166 shares that were transferred to CPBee Sale 2018 LLC and 88,166 shares that were transferred to CPBee Charitable 2018 LLC on May 30, 2018.
4. Represents a gift of LLC interests to a charitable foundation.
5. Shares were previously owned directly until transfer to the LLC on May 30, 2018.
Remarks:
The reporting person disclaims beneficial ownership of shares held by trusts and entities set forth on this form except to the extent of his pecuniary interest therein.
Michael E. Carr, Jr., Attorney in Fact for Campbell P. Brown 06/13/2018
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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