0000014693-16-000253.txt : 20161213 0000014693-16-000253.hdr.sgml : 20161213 20161213162322 ACCESSION NUMBER: 0000014693-16-000253 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161209 FILED AS OF DATE: 20161213 DATE AS OF CHANGE: 20161213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown J McCauley CENTRAL INDEX KEY: 0001351766 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00123 FILM NUMBER: 162049147 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 4 1 wf-form4_148166414015832.xml FORM 4 X0306 4 2016-12-09 0 0000014693 BROWN FORMAN CORP BFA, BFB 0001351766 Brown J McCauley 850 DIXIE HIGHWAY LOUISVILLE KY 40210 0 0 1 0 Class A Common 2016-12-12 4 G 0 5500 0 D 3704 D Class A Common 2016-12-09 4 P 0 1865 48 A 33855 I Williams Trust Class B Common 123284 D Class B Common 102751 I By Brown Ventures, LLC Class A Common 1961790 I By Brown Ventures, LLC Class A Common 22920 I By IRA Class B Common 27690 I by IRA Class A Common 363880 I By JMB Irrev Trust Class A Common 353796 I By MAE LLC Class A Common 434 I By Spouse Class B Common 22628 I By Spouse Class A Common 101408 I By Spouse Irrev Trust Class A Common 7850 I By Spray Trust Class A Common 2000 I Crummey Trust Class A Common 193396 I Spouse GRAT Class B Common 2040 I Williams Trust Restricted Stock Units 2017-04-30 Class B Common 424.0 424 D Restricted Stock Units 2018-04-30 Class B Common 342.0 342 D Restricted Stock Units 2019-04-30 Class B Common 316.0 316 D Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock. The restricted stock units were granted on July 25, 2013, and vest April 30, 2017. The restricted stock units were granted on July 24, 2014, and vest April 30, 2018. The restricted stock units were granted on July 23, 2015, and vest April 30, 2019. Michael E. Carr, Jr., Attorney in Fact for J. McCauley Brown 2016-12-13