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LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 35396741.87 Stephens Inc. 8-1927 000003496 213800LH6T9XDYZCA534 673420.97 State Street Bank and Trust Company N/A 000000000 571474TGEMMWANRLN572 169236821.98 Guardian Capital LP N/A 000105078 549300F70RYK3Z5ZPU58 CA 166224349.92 Jane Street Execution Services, LLC 8-69254 000167280 549300HXJLXCPDWAH070 324353.44 Deutsche Bank Securities Inc. 8-17822 000002525 9J6MBOOO7BECTDTUZW19 3710517.93 686284591.98 Y 685606132.55 Committed 600000000 N Uncommitted 100000000 N N N N MainStay MacKay Emerging Markets Equity Fund S000042017 5493006Q2THN3GI1X034 N 5 0 0 N/A N N Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Revenue sharing split Cash collateral reinvestment fee 1372273.09000000 25049.00000000 Rule 12d1-1 (17 CFR 270.12d1-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N New York Life Investment Management LLC 801-57396 000109591 IGJ1X7QLRC5K7CY9GE11 N MacKay Shields LLC 801-5594 000107717 549300Y7LLCOFU7R8H16 Y N DST Asset Manager Solutions, Inc. 84-00896 00000000000000000000 N Y NYLIM Service Company LLC 084-05844 00000000000000000000 Y N N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N ICE Data Services, Inc. 13-3668779 Tax ID N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N Bloomberg L.P. 549300B56MD0ZC402L06 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N N Standard Chartered Bank (Taiwan) Limited 549300QJEO1B92LSHZ06 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Thai) Public Company Limited 549300O1LQYCQ7G1IM57 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch) E57ODZWZ7FF32TWEFA76 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Societa per Azioni 529900SS7ZWCX82U3W60 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Itau CorpBanca 549300DDPTTIZ06NIV06 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch) 2HI3YI5320L3RW6NJ957 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex 2SFFM4FUIE05S37WFU55 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank (Malaysia) Berhad 529900DLWFR8HK7DR278 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Singapore, SG, Branch) E57ODZWZ7FF32TWEFA76 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank (China) Company Limited 2CZOJRADNJXBLT55G526 CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Cairo, Cairo, EG, Branch) E57ODZWZ7FF32TWEFA76 EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Bank of Ireland (UK) PLC 213800OOT97XZGKQPY40 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch) 7LTWFZYICNSX8D621K86 PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Jakarta, Jakarta, ID, Branch) 7LTWFZYICNSX8D621K86 ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch) F3JS33DEI6XQ4ZBPTN86 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Czech Republic and Slovakia, a.s. 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(Minato ku, Tokyo, JP, Branch) RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Limited (Doha, Ad Dawhah, QA, Branch) 549300F99IL9YJDWH369 QA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Goldman Sachs & Co. 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Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 37555.07 Cantor Fitzgerald & Co. 8-201 000000134 5493004J7H4GCPG6OB62 788.73 The Williams Capital Group, L.P. 8-46623 000035149 254900QGK3PNRGR9BD85 7043.3 Societe Generale N/A 000000000 O2RNE8IBXP4R0TD8PU41 FR 18377.46 216702.43 Virtu Americas LLC 8-68193 000149823 549300RA02N3BNSWBV74 996047.24 State Street Bank and Trust Company N/A 000000000 571474TGEMMWANRLN572 42172437.14 Guardian Capital LP N/A 000105078 549300F70RYK3Z5ZPU58 CA 2458985.25 Jane Street Execution Services, LLC 8-69254 000167280 549300HXJLXCPDWAH070 678726.07 Societe Generale N/A 000000000 O2RNE8IBXP4R0TD8PU41 FR 74051.18 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 694020.87 47074267.75 Y 76357438.63 Uncommitted 100000000 N Committed 600000000 N N N N MainStay Epoch Global Equity Yield Fund S000026786 549300AP2JN3R7T55E64 N 7 0 0 N/A N N Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Cash collateral reinvestment fee Revenue sharing split 10785024.11000000 469091.00000000 Rule 12d1-1 (17 CFR 270.12d1-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N New York Life Investment Management LLC 801-57396 000109591 IGJ1X7QLRC5K7CY9GE11 N Epoch Investment Partners, Inc. 801-63118 000131556 549300FT720Z0BVCWS87 N N DST Asset Manager Solutions, Inc. 84-00896 00000000000000000000 N Y NYLIM Service Company LLC 084-05844 00000000000000000000 Y N N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Services, Inc. 13-3668779 Tax ID N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N N The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch) 2HI3YI5320L3RW6NJ957 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Madrid, Madrid, ES, Branch) 7LTWFZYICNSX8D621K86 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank 549300OZ46BRLZ8Y6F65 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company (Edinburgh, GB, Branch) 571474TGEMMWANRLN572 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe Public Limited Company (Bucharest, Bucharest, RO, Branch) N1FBEDJ5J41VKZLO2475 RO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Handlowy w Warszawie Spolka Akcyjna XLEZHWWOI4HFQDGL4793 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch) 7LTWFZYICNSX8D621K86 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank (Malaysia) Berhad 529900DLWFR8HK7DR278 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Bank Hapoalim B.M. 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(Minato ku, Tokyo, JP, Branch) RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank del Peru S.A. 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LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 19856.23 Daiwa Capital Markets America Inc. 8-12242 000001576 M67H5PRC0NQKM73ZAS82 19327.19 Sanford C. Bernstein & Co., LLC 8-52942 000104474 549300I7JYZHT7D5CO04 54363.67 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 89341.52 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 22022.02 J.P. 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Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 7784.37 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 10080.2 Jefferies LLC 8-15074 000002347 58PU97L1C0WSRCWADL48 3981.04 Daiwa Capital Markets America Inc. 8-12242 000001576 M67H5PRC0NQKM73ZAS82 3231.77 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 8064 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 6990.44 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 7009.21 Sanford C. Bernstein & Co., LLC 8-52942 000104474 549300I7JYZHT7D5CO04 7253.58 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 14186.25 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 3259.57 88510.1 State Street Bank and Trust Company N/A 000000000 571474TGEMMWANRLN572 415450228.92 415450228.92 N 1060838294.45 Committed 600000000 N Uncommitted 100000000 N N N N MainStay Epoch Capital Growth Fund S000054257 5493007ZZLRL6VENV585 N 5 0 0 N/A N N Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Cash collateral reinvestment fee Revenue sharing split 1740987.10000000 78250.00000000 Rule 12d1-1 (17 CFR 270.12d1-1) Rule 17a-8 (17 CFR 270.17a-8) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N New York Life Investment Management LLC 801-57396 000109591 IGJ1X7QLRC5K7CY9GE11 N Epoch Investment Partners, Inc. 801-63118 000131556 549300FT720Z0BVCWS87 N N NYLIM Service Company LLC 084-05844 00000000000000000000 Y N DST Asset Manager Solutions, Inc. 84-00896 00000000000000000000 N Y N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Services, Inc. 13-3668779 Tax ID N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N Bloomberg L.P. 549300B56MD0ZC402L06 N N Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex 2SFFM4FUIE05S37WFU55 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Mumbai, Maharashtra, IN, Branch) 7LTWFZYICNSX8D621K86 IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch) RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company (Edinburgh, GB, Branch) 571474TGEMMWANRLN572 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Singapore, SG, Branch) E57ODZWZ7FF32TWEFA76 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch) 7LTWFZYICNSX8D621K86 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch) E57ODZWZ7FF32TWEFA76 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Frankfurt am Main, Hessen, DE, Branch) 7LTWFZYICNSX8D621K86 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Jongno-gu, Seoul, KR, Branch) 7LTWFZYICNSX8D621K86 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Bank Hapoalim B.M. 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Bernstein & Co., LLC 8-52942 000104474 549300I7JYZHT7D5CO04 2257.5 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 3771.96 CLSA Americas, LLC 8-69166 000165533 213800M2DXATWY7JMS07 2602.41 Daiwa Capital Markets America Inc. 8-12242 000001576 M67H5PRC0NQKM73ZAS82 4911.06 Robert W. Baird & Co. Incorporated 8-497 000008158 549300772UJAHRD6LO53 2495.65 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 5774.99 HSBC Securities (USA) Inc. 8-41562 000019585 CYYGQCGNHMHPSMRL3R97 4550.74 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 3607.9 42673.57 State Street Bank and Trust Company N/A 000000000 571474TGEMMWANRLN572 58377856.48 58377856.48 N 116763198.7 Committed 600000000 N Uncommitted 100000000 N N N N MainStay MacKay Total Return Bond Fund S000028537 549300F3C2BWGPG60278 N 9 0 0 N/A N N Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Revenue sharing split Cash collateral reinvestment fee 2790500.37000000 12816.00000000 Rule 12d1-1 (17 CFR 270.12d1-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N New York Life Investment Management LLC 801-57396 000109591 IGJ1X7QLRC5K7CY9GE11 N MacKay Shields LLC 801-5594 000107717 549300Y7LLCOFU7R8H16 Y N DST Asset Manager Solutions, Inc. 84-00896 00000000000000000000 N Y NYLIM Service Company LLC 084-05844 00000000000000000000 Y N N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N ICE Data Services, Inc. 13-3668779 Tax ID N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N Bloomberg L.P. 549300B56MD0ZC402L06 N N Deutsche Bank Aktiengesellschaft (Madrid, Madrid, ES, Branch) 7LTWFZYICNSX8D621K86 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Thai) Public Company Limited 549300O1LQYCQ7G1IM57 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company (Edinburgh, GB, Branch) 571474TGEMMWANRLN572 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Trust Company Canada 549300L71XG2CTQ2V827 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch) 7LTWFZYICNSX8D621K86 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex 2SFFM4FUIE05S37WFU55 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank of Ireland (UK) PLC 213800OOT97XZGKQPY40 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS Switzerland AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank 549300OZ46BRLZ8Y6F65 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Hong Kong) Limited X5AV1MBDXGRPX5UGMX13 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Singapore, SG, Branch) E57ODZWZ7FF32TWEFA76 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch) RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) J.P. Morgan Securities Inc. 0000000000 N N Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) N DST Asset Manager Solutions, Inc. 84-00896 SEC File Number N N NYLIM Service Company LLC 084-05844 SEC File Number Y N N New York Life Investment Management LLC IGJ1X7QLRC5K7CY9GE11 Y N State Street Bank and Trust Company 571474TGEMMWANRLN572 N Y N NYLIFE Distributors LLC 8-46655 000035350 00000000000000000000 0 NYLIFE Securities LLC 8-15517 000005167 00000000000000000000 0 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 38761.19 38761.19 Amherst Pierpont Securities LLC 008-68282 000150696 549300LGG2RLWD21SU97 280521995.83 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 327940617.13 Citadel Securities LLC 8-53574 000116797 12UUJYTN7D3SW8KCSG25 107479132.04 State Street Bank and Trust Company N/A 000000000 571474TGEMMWANRLN572 1333763006.03 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 752939660.68 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 109256282.08 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 155668366.44 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 92485489.26 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 129749211.41 Robert W. Baird & Co. Incorporated 8-497 000008158 549300772UJAHRD6LO53 89377161.97 3748815905.28 N 1258059307.98 Uncommitted 100000000 N Committed 600000000 N N N N MainStay Indexed Bond Fund S000028536 549300O98OR0VH1HJ155 N 4 0 0 N N 0.01 -0.37 0.9 0.89 N N Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Revenue sharing split Cash collateral reinvestment fee 1490548.36000000 16826.00000000 Rule 32a-4 (17 CFR 270.32a-4) Rule 12d1-1 (17 CFR 270.12d1-1) Y Y N N New York Life Investment Management LLC 801-57396 000109591 IGJ1X7QLRC5K7CY9GE11 N NYL Investors LLC 801-78759 000169553 5493000EG09WOQURS721 Y N NYLIM Service Company LLC 084-05844 00000000000000000000 Y N DST Asset Manager Solutions, Inc. 84-00896 00000000000000000000 N Y N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N Bloomberg L.P. 549300B56MD0ZC402L06 N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N ICE Data Services, Inc. 13-3668779 Tax ID N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Royal Bank of Canada ES7IP3U3RHIGC71XBU11 CA N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) The Royal Bank of Scotland Group Public Limited Company 2138005O9XJIJN4JPN90 GB N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Y NYLIM Service Company LLC 084-05844 SEC File Number Y N DST Asset Manager Solutions, Inc. 84-00896 SEC File Number N N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N Y New York Life Investment Management LLC IGJ1X7QLRC5K7CY9GE11 Y N N NYLIFE Distributors LLC 8-46655 000035350 00000000000000000000 0 NYLIFE Securities LLC 8-15517 000005167 00000000000000000000 0 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 3612.93 3612.93 Nomura Securities International, Inc. 8-15255 000004297 OXTKY6Q8X53C9ILVV871 58613772.68 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 59713045.86 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 91648759.92 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 64516660.33 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 132168586.65 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 430765252.93 Pershing LLC 8-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 255262783.39 J.P. 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