EX-99.G2A 9 v401067_ex-g2a.htm AMENDMENT TO MASTER DELEGATION AGREEMENT

 

Exhibit g 2 a

 

Ninth Amendment to Amended and Restated Master Delegation Agreement

 

This Ninth Amendment to Amended and Restated Master Delegation Agreement (the “Amendment”) is made and entered into as of October 21, 2013, by and among each registered investment company identified on the signature page hereto (each such registered investment company shall hereinafter be referred to as a “Fund” and collectively the “Funds”), and, and State Street Bank and Trust Company, a Massachusetts trust company (the “Delegate”).

 

Witnesseth:

 

Whereas, the Funds and the Delegate are parties to that certain Amended and Restated Master Delegation Agreement dated as of January 1, 2011, and amended from time to time (the “Agreement”); and

 

Whereas; the parties hereto also wish to amend Appendix A of the Agreement in order to add MainStay Emerging Markets Opportunities Fund, a new series of MainStay Funds Trust, as a portfolio covered under the Agreement.

 

Now Therefore, for and in consideration of the mutual promises contained herein and other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the Funds and the Delegate hereby agree as follows:

 

1.Each Fund and the Delegate hereby confirms its representations and warranties set forth in Section 3 of the Agreement.

 

2.Appendix A to the Agreement shall be replaced in its entirety by the Appendix A dated October 21, 2013 attached hereto.

 

3.This Amendment is intended to modify and amend the Agreement and the terms of this Amendment and the Agreement are to be construed to be cumulative and not exclusive of each other. Except as provided herein, the Agreement is hereby ratified and confirmed and remains in full force and effect.

 

[The remainder of this page has been left blank intentionally.]

 

 
 

 

In Witness Whereof, the parties have caused this Amendment to be executed by their duly authorized officers to be effective as of the date first above written.

 

THE MAINSTAY FUNDS MainStay Defined Term Municipal OPPORTUNITIES Fund
   
By: /s/ Stephen P. Fisher By: /s/ Stephen P. Fisher
Name:  Stephen P. Fisher Name:  Stephen P. Fisher
Title:    President Title:    President
   
   
MAINSTAY VP FUNDS TRUST  
   
By: /s/ Stephen P. Fisher  
Name:  Stephen P. Fisher  
Title:    President  
   
   
MAINSTAY FUNDS TRUST  
   
By: /s/ Stephen P. Fisher  
Name:  Stephen P. Fisher  
Title:    President  
   
   
STATE STREET BANK AND TRUST COMPANY  
   
By: /s/ Michael F. Rogers  
Name:  Michael F. Rogers  
Title:    Executive Vice President  

 

 
 

 

Appendix A

to the

Amended and Restated Master Delegation Agreement

(as of October 21, 2013)

 

Fund Portfolio
   
The MainStay Funds

MainStay Common Stock Fund

MainStay Convertible Fund
MainStay Global High Income Fund
MainStay Government Fund
MainStay High Yield Corporate Bond Fund

MainStay Income Builder Fund

MainStay International Equity Fund
MainStay Large Cap Growth Fund
MainStay MAP Fund
MainStay Money Market Fund

MainStay Tax Free Bond Fund

MainStay Unconstrained Bond Fund

   
MainStay VP Funds Trust

MainStay VP Balanced Portfolio
MainStay VP Bond Portfolio
MainStay VP Cash Management Portfolio
MainStay VP Common Stock Portfolio
MainStay VP Conservative Allocation Portfolio
MainStay VP Convertible Portfolio

MainStay VP Cornerstone Growth Portfolio

MainStay VP DFA / DuPont Capital Emerging Markets Equity Portfolio

MainStay VP Eagle Small Cap Growth Portfolio

MainStay VP Floating Rate Portfolio
MainStay VP Government Portfolio
MainStay VP Growth Allocation Portfolio

MainStay VP High Yield Corporate Bond Portfolio

MainStay VP ICAP Select Equity Portfolio

MainStay VP Income Builder Portfolio
MainStay VP International Equity Portfolio
MainStay VP Large Cap Growth Portfolio
MainStay VP Mid Cap Core Portfolio
MainStay VP Moderate Allocation Portfolio
MainStay VP Moderate Growth Allocation Portfolio
MainStay VP S&P 500 Index Portfolio
MainStay VP Unconstrained Bond Portfolio

MainStay VP Janus Balanced Portfolio

MainStay VP MFS Utilities Portfolio

MainStay VP PIMCO Real Return Portfolio

MainStay VP T. Rowe Price Equity Income Portfolio

MainStay VP U.S. Small Cap Portfolio

MainStay VP Van Eck Global Hard Assets Portfolio

 

A-1
 

 

MainStay Funds Trust

MainStay California Tax Free Opportunities Fund

MainStay Conservative Allocation Fund
MainStay Epoch U.S. All Cap Fund

MainStay Cornerstone Growth Fund

MainStay Emerging Markets Opportunities Fund

MainStay Epoch Global Choice Fund

MainStay Epoch Global Equity Yield Fund

MainStay Epoch International Small Cap Fund

MainStay Epoch U.S. Equity Fund

MainStay Floating Rate Fund
MainStay Growth Allocation Fund

MainStay High Yield Municipal Bond Fund
MainStay High Yield Opportunities Fund

MainStay ICAP Equity Fund

MainStay ICAP Global Fund

MainStay ICAP International Fund

MainStay ICAP Select Equity Fund

MainStay Indexed Bond Fund
MainStay Intermediate Term Bond Fund
MainStay International Opportunities Fund

MainStay Marketfield Fund

MainStay Moderate Allocation Fund
MainStay Moderate Growth Allocation Fund
MainStay New York Tax Free Opportunities Fund

MainStay Retirement 2010 Fund
MainStay Retirement 2020 Fund
MainStay Retirement 2030 Fund
MainStay Retirement 2040 Fund
MainStay Retirement 2050 Fund

MainStay S&P 500 Index Fund

MainStay Short Duration High Yield Fund

MainStay Short Term Bond Fund
MainStay Balanced Fund

MainStay U.S. Equity Opportunities Fund

MainStay U.S. Small Cap Fund

   
MainStay DefinedTerm Municipal Opportunities Fund  

 

A-2