EX-99.G1A 3 v303587_ex99-g1a.htm EXHIBIT 99.G1A

 

Exhibit g 1 a

 

AMENDMENT

TO

MASTER CUSTODIAN AGREEMENT

 

This Amendment (the “Amendment”) to the Master Custodian Agreement is made on the 29th day of April, 2011, by and between The MainStay Funds and Eclipse Funds, each a Massachusetts business trust, Eclipse Funds Inc., a Maryland corporation, and MainStay Funds Trust, a Delaware statutory trust (collectively, the “Funds”), and State Street Bank and Trust Company (”State Street”).

 

WHEREAS the Funds and Investors Bank & Trust Company (“IBT”) entered into a Custodian Agreement dated June 30, 2005, as amended, modified and supplemented from time to time (the “Custodian Agreement”);

 

WHEREAS, IBT merged with and into State Street, effective July 2, 2007, with the result that State Street now serves as Custodian under the Custodian Agreement; and

 

WHEREAS, the Fund has requested that State Street amend the Custodian Agreement and State Street has agreed to do so as an accommodation to the Funds notwithstanding that as amended, the Custodian Agreement is not identical to the form of custodian agreement customarily entered into by State Street as custodian, in order that the services to be provided to the Funds on behalf of its Portfolios by State Street, as successor by merger to IBT, may be made consistently and predictably to the Funds; and

 

WHEREAS, the parties hereto wish to amend Appendix A of the Agreement in order to revise the list of funds, series and portfolios covered by the Agreement to reflect the addition of a series of MainStay Funds Trust.,

 

NOW, THEREFORE, for good and adequate consideration, the receipt of which is hereby acknowledged, the parties hereto agree as follows:

 

1.Amendment of Appendix A. Appendix A of the Agreement is hereby amended by deleting it in its entirety and replacing it with the Appendix A attached hereto, effective at the close of business on April 29, 2011 with respect to the addition of MainStay High Yield Municipal Bond Fund, a new series of MainStay Funds Trust.

 

2.Except as modified hereby, the Agreement shall remain in full force and effect.

 

IN WITNESS WHEREOF, the parties have executed this Amendment as of the date first written above.

 

 

 

  ECLIPSE FUNDS

 

By: /s/ Stephen P. Fisher

Name: Stephen P. Fisher

Title:   President

 

 

ECLIPSE FUNDS INC.

 

By: /s/ Stephen P. Fisher

Name: Stephen P. Fisher

Title:   President

 

 

THE MAINSTAY FUNDS

 

By: /s/ Stephen P. Fisher

Name: Stephen P. Fisher

Title:   President

 

 

MAINSTAY VP FUNDS TRUST

 

By: /s/ Stephen P. Fisher

Name: Stephen P. Fisher

Title:   President

 

 

MAINSTAY FUNDS TRUST

 

By: /s/ Stephen P. Fisher

Name: Stephen P. Fisher

Title:   President

 

 

STATE STREET BANK AND TRUST COMPANY

 

By: /s/ Michael F. Rogers_____

Name: Michael F. Rogers

Title:   Executive Vice President

 

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Appendix A

to the

Master Custodian Agreement

(as of the close of business on April 29, 2011)

 

FUND SERIES / PORTFOLIO
   
The MainStay Funds Common Stock Fund
  Convertible Fund
  Equity Index Fund
  Flexible Bond Opportunities Fund
  Global High Income Fund
  Government Fund
  High Yield Corporate Bond Fund
  Income Builder Fund
  International Equity Fund
  Large Cap Growth Fund
  MAP Fund
  Money Market Fund
  Principal Preservation Fund
  Tax Free Bond Fund
   
Eclipse Funds Inc. High Yield Opportunities Fund
   
Eclipse Funds Balanced Fund
  U.S. Small Cap Fund
   
MainStay VP Funds Trust VP Balanced Portfolio
  VP Bond Portfolio
  VP Cash Management Portfolio
  VP Common Stock Portfolio
  VP Conservative Allocation Portfolio
 

VP Convertible Portfolio

VP Flexible Bond Opportunities Portfolio

  VP Floating Rate Portfolio
  VP Government Portfolio
  VP Growth Allocation Portfolio
  VP Growth Equity Portfolio
  VP High Yield Corporate Bond Portfolio
  VP ICAP Select Equity Portfolio
  VP Income Builder Portfolio
  VP International Equity Portfolio
  VP Large Cap Growth Portfolio
  VP Mid Cap Core Portfolio
  VP Moderate Allocation Portfolio
  VP Moderate Growth Allocation Portfolio
  VP S&P 500 Index Portfolio
  VP U.S. Small Cap Portfolio
   
MainStay Funds Trust 130/30 Core Fund
  130/30 Growth Fund

 

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FUND SERIES / PORTFOLIO
   
  130/30 International Fund
  Cash Reserves Fund
  Conservative Allocation Fund
  Epoch Global Choice Fund
  Epoch Global Equity Yield Fund
  Epoch International Small Cap Fund
  Epoch U.S. All Cap Fund
  Epoch U.S. Equity Fund
  Floating Rate Fund
  Growth Allocation Fund
  Growth Equity Fund
  High Yield Municipal Bond Fund
  ICAP Equity Fund
  ICAP Global Fund
  ICAP International Fund
  ICAP Select Equity Fund
  Indexed Bond Fund
  Intermediate Term Bond Fund
  Moderate Allocation Fund
  Moderate Growth Allocation Fund
  Retirement 2010 Fund
  Retirement 2020 Fund
  Retirement 2030 Fund
  Retirement 2040 Fund
  Retirement 2050 Fund
  S&P 500 Index Fund
  Short Term Bond Fund

 

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