X0306 4 2018-06-05 0001568669 PENNYMAC FINANCIAL SERVICES, INC. PFSI 0001469142 Botein Matthew C/O PENNYMAC FINANCIAL SERVICES, INC. 3043 TOWNSGATE ROAD WESTLAKE VILLAGE CA 91361 1 Class A Common Stock 2018-06-05 4 S 0 728 20.00 D 25893 D Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC 2013-11-05 Class A Common Stock 818552 818552 D These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. The reported amount consists of 10,128 restricted stock units and 15,765 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of PennyMac Financial Services, Inc. on a one-for-one basis, subject to customary conversion rate adjustments. N/A /s/ Kisha Parker, attorney-in-fact for Mr. Botein 2018-06-06