0000899243-23-001739.txt : 20230113
0000899243-23-001739.hdr.sgml : 20230113
20230113161515
ACCESSION NUMBER: 0000899243-23-001739
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230106
FILED AS OF DATE: 20230113
DATE AS OF CHANGE: 20230113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Botein Matthew
CENTRAL INDEX KEY: 0001469142
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36777
FILM NUMBER: 23528928
MAIL ADDRESS:
STREET 1: 141 FRONT STREET
CITY: HAMILTON
STATE: D0
ZIP: HM19
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: James River Group Holdings, Ltd.
CENTRAL INDEX KEY: 0001620459
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 980585280
STATE OF INCORPORATION: D0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 90 PITTS BAY ROAD
CITY: PEMBROKE
STATE: D0
ZIP: HM 08
BUSINESS PHONE: 1-441-278-4580
MAIL ADDRESS:
STREET 1: 90 PITTS BAY ROAD
CITY: PEMBROKE
STATE: D0
ZIP: HM 08
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2023-01-06
0
0001620459
James River Group Holdings, Ltd.
JRVR
0001469142
Botein Matthew
660 STEAMBOAT ROAD
GREENWICH
CT
06830
1
0
0
0
Series A Perpetual Cumulative Convertible Preferred Shares
26.595
Common Shares
5640158
I
By GPC Partners Investments (Thames) LP
Represents 150,000 Series A Perpetual Cumulative Convertible Preferred Shares (the "Series A Preferred Shares") held directly by GPC Partners Investments (Thames) LP ("GPC Thames"). The Series A Preferred Shares are convertible at any time at the option of the holder at an initial conversion price of $26.5950 into the number of Common Shares shown in column 3, subject to adjustments as set forth in the Certificate of Designations of the Series A Preferred Shares. The Series A Preferred Shares have no expiration date.
Pursuant to the Issuer's organizational documents, in no event may the Series A Preferred Shares held directly or indirectly by the Reporting Person, together with any Common Shares received on conversion of Series A Preferred Shares or as Dividends with respect to such Series A Preferred Shares, be entitled to vote in excess of 9.9% of the aggregate voting power of the then-outstanding Common Shares on an as converted basis or of the outstanding voting securities of the Company.
The shares are held directly by GPC Thames. GPC Partners II GP LLC ("GPC II GP") is the general partner of GPC Thames, and Gallatin Point Capital LLC ("Gallatin Point") is the managing member of GPC II GP. The Reporting Person shares joint control of Gallatin Point through multiple intermediate entities, and may be deemed to share voting and investment discretion with respect to the securities held directly by GPC Thames. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934.
/s/ Matthew B. Botein
2023-01-13