0001552890-15-000080.txt : 20150804 0001552890-15-000080.hdr.sgml : 20150804 20150804135645 ACCESSION NUMBER: 0001552890-15-000080 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150804 FILED AS OF DATE: 20150804 DATE AS OF CHANGE: 20150804 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JAVELIN MORTGAGE INVESTMENT CORP. CENTRAL INDEX KEY: 0001552890 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 455517523 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3001 OCEAN DRIVE STREET 2: SUITE 201 CITY: VERO BEACH STATE: FL ZIP: 32963 BUSINESS PHONE: 772-617-4340 MAIL ADDRESS: STREET 1: 3001 OCEAN DRIVE STREET 2: SUITE 201 CITY: VERO BEACH STATE: FL ZIP: 32963 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ULM SCOTT CENTRAL INDEX KEY: 0001469064 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35673 FILM NUMBER: 151024881 MAIL ADDRESS: STREET 1: 3005 HAMMOCK WAY CITY: VERO BEACH STATE: FL ZIP: 32963 4 1 wf-form4_143871099575062.xml FORM 4 X0306 4 2015-08-04 0 0001552890 JAVELIN MORTGAGE INVESTMENT CORP. JMI 0001469064 ULM SCOTT 3001 OCEAN DRIVE, STE 201 VERO BEACH FL 32963 1 1 0 0 Co-CEO and CIO Common Stock, par value $0.001 per share 2015-08-04 4 P 0 10000 7.3607 A 52525 D The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $7.347 to $7.368, inclusive. The reporting person undertakes to provide JAVELIN Mortgage Investment Corp., any security holder of JAVELIN Mortgage Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1). /s/ Scott J. Ulm 2015-08-04