0001209191-21-041807.txt : 20210617
0001209191-21-041807.hdr.sgml : 20210617
20210617212453
ACCESSION NUMBER: 0001209191-21-041807
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210615
FILED AS OF DATE: 20210617
DATE AS OF CHANGE: 20210617
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BORGESON JOHN A.
CENTRAL INDEX KEY: 0001754045
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38682
FILM NUMBER: 211026900
MAIL ADDRESS:
STREET 1: 2631 HANOVER STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94304
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Kodiak Sciences Inc.
CENTRAL INDEX KEY: 0001468748
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 270476525
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1200 PAGE MILL RD
CITY: PALO ALTO
STATE: CA
ZIP: 94304
BUSINESS PHONE: 650-281-0850
MAIL ADDRESS:
STREET 1: 1200 PAGE MILL RD
CITY: PALO ALTO
STATE: CA
ZIP: 94304
FORMER COMPANY:
FORMER CONFORMED NAME: Oligasis, LLC
DATE OF NAME CHANGE: 20090721
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-06-15
0
0001468748
Kodiak Sciences Inc.
KOD
0001754045
BORGESON JOHN A.
1200 PAGE MILL ROAD
PALO ALTO
CA
94304
0
1
0
0
See Remarks
Common Stock
2021-06-15
4
M
0
3619
A
171609
D
Common Stock
2021-06-15
4
S
0
1290
80.90
D
170319
D
Restricted Stock Units
2021-06-15
4
M
0
3619
0.00
D
Common Stock
3619
10857
D
Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's common stock.
The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. The sale is intended to comply with the requirements of Rule 10b5-1(c)(1) under the Exchange Act and be interpreted to meet the requirements of Rule 10b5-1(c).
One-fourth (1/4th) of the RSU vest on each of the first four anniversaries of June 15, 2020, subject to Reporting Person's continued service on the applicable vesting date.
Senior VP and Chief Financial Officer
/s/ David Peinsipp, Attorney-in-Fact for John A. Borgeson
2021-06-17