0001209191-20-040811.txt : 20200702 0001209191-20-040811.hdr.sgml : 20200702 20200702210428 ACCESSION NUMBER: 0001209191-20-040811 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200702 DATE AS OF CHANGE: 20200702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BORGESON JOHN A. CENTRAL INDEX KEY: 0001754045 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38682 FILM NUMBER: 201011905 MAIL ADDRESS: STREET 1: 2631 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Kodiak Sciences Inc. CENTRAL INDEX KEY: 0001468748 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 270476525 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2631 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 650-281-0850 MAIL ADDRESS: STREET 1: 2631 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 FORMER COMPANY: FORMER CONFORMED NAME: Oligasis, LLC DATE OF NAME CHANGE: 20090721 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-06-30 0 0001468748 Kodiak Sciences Inc. KOD 0001754045 BORGESON JOHN A. 2631 HANOVER STREET PALO ALTO CA 94304 0 1 0 0 See Remarks Stock Option (Right to Buy) 54.12 2020-06-30 4 A 0 46163 0.00 A 2030-06-29 Common Stock 46163 46163 D Restricted Stock Units 2020-06-30 4 A 0 14476 0.00 A Common Stock 14476 14476 D One-forty-eighth (1/48th) of the shares subject to the option vests in equal monthly installments over four years measured from June 30, 2020, subject to Reporting Person's continued service on the applicable vesting date. Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's common stock. One-fourth (1/4th) of the restricted stock units vest on each of the first four anniversaries of June 15, 2020, subject to Reporting Person's continued service on the applicable vesting date. Senior VP and Chief Financial Officer /s/ Carlton Fleming, Attorney-in-Fact for John A. Borgeson 2020-07-02