0000899243-15-004848.txt : 20150915 0000899243-15-004848.hdr.sgml : 20150915 20150915194030 ACCESSION NUMBER: 0000899243-15-004848 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150911 FILED AS OF DATE: 20150915 DATE AS OF CHANGE: 20150915 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Addus HomeCare Corp CENTRAL INDEX KEY: 0001468328 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HOME HEALTH CARE SERVICES [8082] IRS NUMBER: 205340172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2300 WARRENVILLE ROAD CITY: DOWNERS GROVE STATE: IL ZIP: 60515 BUSINESS PHONE: 630-296-3400 MAIL ADDRESS: STREET 1: 2300 WARRENVILLE ROAD CITY: DOWNERS GROVE STATE: IL ZIP: 60515 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Eos Partners SBIC III, L.P. CENTRAL INDEX KEY: 0001365367 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34504 FILM NUMBER: 151108743 BUSINESS ADDRESS: BUSINESS PHONE: 2128325800 MAIL ADDRESS: STREET 1: 320 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Eos Capital Partners III L P CENTRAL INDEX KEY: 0001299291 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34504 FILM NUMBER: 151108744 BUSINESS ADDRESS: STREET 1: 320 PARK AVE 22ND CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-832-5800 MAIL ADDRESS: STREET 1: 320 PARK AVE 22ND CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-09-11 0 0001468328 Addus HomeCare Corp ADUS 0001299291 Eos Capital Partners III L P 320 PARK AVENUE, 9TH FLOOR NEW YORK NY 10022 0 0 1 0 0001365367 Eos Partners SBIC III, L.P. 320 PARK AVENUE, 9TH FLOOR NEW YORK NY 10022 0 0 1 0 Common Stock 2015-09-11 4 S 0 72500 33.11 D 3950500 D Common Stock 2015-09-14 4 S 0 30306 32.26 D 3920194 D Common Stock 2015-09-15 4 S 0 23823 32.09 D 3896371 D Eos Capital Partners III, L.P. sold 56,326 shares, and Eos Partners SBIC III, L.P. sold 16,174 shares. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.50 to $33.305, inclusive. Each reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Following this reported transaction, Eos Capital Partners III, L.P. beneficially owns 3,069,194 shares, and Eos Partners SBIC III, L.P. beneficially owns 881,306 shares. Eos Capital Partners III, L.P. sold 23,545 shares, and Eos Partners SBIC III, L.P. sold 6,761 shares. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $33.23, inclusive. Each reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Following this reported transaction, Eos Capital Partners III, L.P. beneficially owns 3,045,649 shares, and Eos Partners SBIC III, L.P. beneficially owns 874,545 shares. Eos Capital Partners III, L.P. sold 18,508 shares, and Eos Partners SBIC III, L.P. sold 5,315 shares. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.25, inclusive. Each reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Following this reported transaction, Eos Capital Partners III, L.P. beneficially owns 3,027,141 shares, and Eos Partners SBIC III, L.P. beneficially owns 869,230 shares. Represents shares of common stock held by Eos Capital Partners III, L.P. ("ECP III") and shares of common stock held by Eos Partners SBIC III., L.P. ("SBIC III"). ECP III, LLC is the general partner of ECP General III, L.P., the general partner of ECP III. Eos General, L.L.C. is the general partner of Eos Partners, L.P., which is the sole member of Eos SBIC General III, L.L.C., the general partner of SBIC III. Because each of these funds are ultimately under common management that shares the power to direct the voting and disposition of the shares, each of these entities may be deemed to share beneficial ownership of the shares owned by the others. Each of these entities disclaims this beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares for purposes of Section 16 or for any other purpose, except to the extent of its pecuniary interest therein. /s/ Beth L. Bernstein 2015-09-15