X0304 4 2011-11-15 0 0001261654 UNIVERSAL TECHNICAL INSTITUTE INC UTI 0001467893 Riggs Thomas E 16220 N. SCOTTSDALE ROAD STE 100 SCOTTSDALE AZ 85254 0 1 0 0 SVP Operations Common Stock, $0.0001 par value 2011-11-15 4 M 0 157 14.37 A 44220 D Common Stock, $0.0001 par value 2011-11-15 4 F 0 50 14.37 D 44170 D Performance Shares 0.00 2011-11-15 4 M 0 157 0.00 D 2011-11-15 2012-11-15 Common Stock, $0.0001 par value 157 579 D The Compensation Committee approved a 25% payout of the second tranche of performance units based on UTI's relative total shareholder return as measured on September 30, 2011. Shares withheld to satisfy tax liability. Amount reduced by the unearned performance shares forfeited due to UTI's relative total shareholder return as measured on September 30, 2011. /s/ Thomas E Riggs 2011-11-16