The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACTAVIS PLC | SHS | G0083B108 | 634 | 2,841 | SH | SOLE | 2,841 | 0 | 0 | ||
ACTAVIS PLC | SHS | G0083B108 | 1,708 | 7,659 | SH | DFND | 1 | 0 | 7,659 | 0 | |
ALLERGAN INC | COM | 018490102 | 1,977 | 11,683 | SH | SOLE | 11,683 | 0 | 0 | ||
ALLERGAN INC | COM | 018490102 | 5,352 | 31,627 | SH | DFND | 1 | 0 | 31,627 | 0 | |
AMC NETWORKS INC | CL A | 00164V103 | 3,355 | 54,568 | SH | SOLE | 54,568 | 0 | 0 | ||
AMC NETWORKS INC | CL A | 00164V103 | 6,149 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
ANADARKO PETE CORP | COM | 032511107 | 2,573 | 23,500 | SH | SOLE | 23,500 | 0 | 0 | ||
ANNIES INC | COM | 03600T104 | 1,589 | 46,976 | SH | SOLE | 46,976 | 0 | 0 | ||
ANNIES INC | COM | 03600T104 | 4,129 | 122,074 | SH | DFND | 1 | 0 | 122,074 | 0 | |
BROWN FORMAN CORP | CL B | 115637209 | 2,313 | 24,560 | SH | SOLE | 24,560 | 0 | 0 | ||
BROWN FORMAN CORP | CL B | 115637209 | 3,061 | 32,500 | SH | DFND | 1 | 0 | 32,500 | 0 | |
COGENT COMMUNICATIONS HLDGS | COM NEW | 19239V302 | 2,089 | 60,465 | SH | SOLE | 60,465 | 0 | 0 | ||
COVIDIEN PLC | SHS | G2554F113 | 2,255 | 25,000 | SH | Call | SOLE | 25,000 | 0 | 0 | |
COVIDIEN PLC | SHS | G2554F113 | 5,862 | 65,000 | SH | Call | DFND | 1 | 0 | 65,000 | 0 |
COVIDIEN PLC | SHS | G2554F113 | 629 | 6,971 | SH | SOLE | 6,971 | 0 | 0 | ||
COVIDIEN PLC | SHS | G2554F113 | 1,626 | 18,029 | SH | DFND | 1 | 0 | 18,029 | 0 | |
DIAMOND FOODS INC | COM | 252603105 | 300 | 10,625 | SH | SOLE | 10,625 | 0 | 0 | ||
DIAMOND FOODS INC | COM | 252603105 | 775 | 27,475 | SH | DFND | 1 | 0 | 27,475 | 0 | |
DISH NETWORK CORP | CL A | 25470M109 | 4,530 | 69,606 | SH | SOLE | 69,606 | 0 | 0 | ||
DISH NETWORK CORP | CL A | 25470M109 | 4,773 | 73,344 | SH | DFND | 1 | 0 | 73,344 | 0 | |
DISH NETWORK CORP | CL A | 25470M109 | 6,508 | 100,000 | SH | Call | DFND | 1 | 0 | 100,000 | 0 |
DOLLAR GEN CORP NEW | COM | 256677105 | 2,797 | 48,756 | SH | SOLE | 48,756 | 0 | 0 | ||
DOLLAR GEN CORP NEW | COM | 256677105 | 7,241 | 126,244 | SH | DFND | 1 | 0 | 126,244 | 0 | |
ELIZABETH ARDEN INC | COM | 28660G106 | 650 | 30,342 | SH | SOLE | 30,342 | 0 | 0 | ||
ELIZABETH ARDEN INC | COM | 28660G106 | 698 | 32,589 | SH | DFND | 1 | 0 | 32,589 | 0 | |
GLOBALSTAR INC | COM | 378973408 | 1,483 | 348,844 | SH | SOLE | 348,844 | 0 | 0 | ||
GLOBALSTAR INC | COM | 378973408 | 3,512 | 826,256 | SH | DFND | 1 | 0 | 826,256 | 0 | |
KELLOGG CO | COM | 487836108 | 2,181 | 33,200 | SH | Call | SOLE | 33,200 | 0 | 0 | |
KELLOGG CO | COM | 487836108 | 5,703 | 86,800 | SH | Call | DFND | 1 | 0 | 86,800 | 0 |
KRAFT FOODS GROUP INC | COM | 50076Q106 | 834 | 13,910 | SH | SOLE | 13,910 | 0 | 0 | ||
KRAFT FOODS GROUP INC | COM | 50076Q106 | 995 | 16,600 | SH | Call | SOLE | 16,600 | 0 | 0 | |
KRAFT FOODS GROUP INC | COM | 50076Q106 | 2,164 | 36,090 | SH | DFND | 1 | 0 | 36,090 | 0 | |
KRAFT FOODS GROUP INC | COM | 50076Q106 | 2,602 | 43,400 | SH | Call | DFND | 1 | 0 | 43,400 | 0 |
LEVEL 3 COMMUNICATIONS INC | COM NEW | 52729N308 | 2,929 | 66,700 | SH | SOLE | 66,700 | 0 | 0 | ||
LEVEL 3 COMMUNICATIONS INC | COM NEW | 52729N308 | 7,574 | 172,500 | SH | DFND | 1 | 0 | 172,500 | 0 | |
LIBERTY GLOBAL PLC | SHS CL C | G5480U120 | 1,306 | 30,862 | SH | SOLE | 30,862 | 0 | 0 | ||
MEAD JOHNSON NUTRITION CO | COM | 582839106 | 1,304 | 14,000 | SH | Call | SOLE | 14,000 | 0 | 0 | |
MEAD JOHNSON NUTRITION CO | COM | 582839106 | 2,609 | 28,000 | SH | Call | SOLE | 28,000 | 0 | 0 | |
MEAD JOHNSON NUTRITION CO | COM | 582839106 | 3,354 | 36,000 | SH | Call | DFND | 1 | 0 | 36,000 | 0 |
MEAD JOHNSON NUTRITION CO | COM | 582839106 | 6,708 | 72,000 | SH | Call | DFND | 1 | 0 | 72,000 | 0 |
MOLSON COORS BREWING CO | CL B | 60871R209 | 1,281 | 17,271 | SH | SOLE | 17,271 | 0 | 0 | ||
MOLSON COORS BREWING CO | CL B | 60871R209 | 831 | 11,200 | SH | Call | SOLE | 11,200 | 0 | 0 | |
MOLSON COORS BREWING CO | CL B | 60871R209 | 3,354 | 45,229 | SH | DFND | 1 | 0 | 45,229 | 0 | |
MOLSON COORS BREWING CO | CL B | 60871R209 | 2,136 | 28,800 | SH | Call | DFND | 1 | 0 | 28,800 | 0 |
MONTAGE TECHNOLOGY GROUP LTD | SHS | G6209T105 | 8 | 400 | SH | Put | SOLE | 400 | 0 | 0 | |
MONTAGE TECHNOLOGY GROUP LTD | SHS | G6209T105 | 343 | 16,600 | SH | Put | SOLE | 16,600 | 0 | 0 | |
MONTAGE TECHNOLOGY GROUP LTD | SHS | G6209T105 | 17 | 800 | SH | Put | DFND | 1 | 0 | 800 | 0 |
MONTAGE TECHNOLOGY GROUP LTD | SHS | G6209T105 | 898 | 43,400 | SH | Put | DFND | 1 | 0 | 43,400 | 0 |
MYLAN INC | COM | 628530107 | 4,077 | 79,079 | SH | SOLE | 79,079 | 0 | 0 | ||
MYLAN INC | COM | 628530107 | 4,634 | 89,885 | SH | DFND | 1 | 0 | 89,885 | 0 | |
OPENTABLE INC | COM | 68372A104 | 1,098 | 10,596 | SH | SOLE | 10,596 | 0 | 0 | ||
OPENTABLE INC | COM | 68372A104 | 2,839 | 27,404 | SH | DFND | 1 | 0 | 27,404 | 0 | |
RUCKUS WIRELESS INC | COM | 781220108 | 5,316 | 446,382 | SH | SOLE | 446,382 | 0 | 0 | ||
RUCKUS WIRELESS INC | COM | 781220108 | 3,164 | 265,630 | SH | DFND | 1 | 0 | 265,630 | 0 | |
SCRIPPS NETWORKS INTERACT IN | CL A COM | 811065101 | 1,295 | 15,966 | SH | SOLE | 15,966 | 0 | 0 | ||
SIRIUS XM HLDGS INC | COM | 82968B103 | 4,293 | 1,240,632 | SH | SOLE | 1,240,632 | 0 | 0 | ||
SIRIUS XM HLDGS INC | COM | 82968B103 | 3,395 | 981,239 | SH | DFND | 1 | 0 | 981,239 | 0 | |
SMUCKER J M CO | COM NEW | 832696405 | 2,346 | 22,013 | SH | SOLE | 22,013 | 0 | 0 | ||
SMUCKER J M CO | COM NEW | 832696405 | 6,140 | 57,614 | SH | DFND | 1 | 0 | 57,614 | 0 | |
STRYKER CORP | COM | 863667101 | 1,138 | 13,496 | SH | SOLE | 13,496 | 0 | 0 | ||
STRYKER CORP | COM | 863667101 | 3,013 | 35,736 | SH | DFND | 1 | 0 | 35,736 | 0 | |
SYSCO CORP | COM | 871829107 | 2,007 | 53,600 | SH | Put | SOLE | 53,600 | 0 | 0 | |
SYSCO CORP | COM | 871829107 | 5,221 | 139,400 | SH | Put | DFND | 1 | 0 | 139,400 | 0 |
THERAVANCE BIOPHARMA INC | COM | G8807B106 | 862 | 27,032 | SH | SOLE | 27,032 | 0 | 0 | ||
THERAVANCE BIOPHARMA INC | COM | G8807B106 | 1,032 | 32,387 | SH | DFND | 1 | 0 | 32,387 | 0 | |
THERAVANCE INC | COM | 88338T104 | 4,085 | 137,176 | SH | SOLE | 137,176 | 0 | 0 | ||
THERAVANCE INC | COM | 88338T104 | 4,894 | 164,345 | SH | DFND | 1 | 0 | 164,345 | 0 | |
TIM PARTICIPACOES S A | SPONSORED ADR | 88706P205 | 4,532 | 156,110 | SH | SOLE | 156,110 | 0 | 0 | ||
TIM PARTICIPACOES S A | SPONSORED ADR | 88706P205 | 7,730 | 266,290 | SH | DFND | 1 | 0 | 266,290 | 0 | |
T-MOBILE US INC | COM | 872590104 | 1,281 | 38,116 | SH | SOLE | 38,116 | 0 | 0 | ||
T-MOBILE US INC | COM | 872590104 | 1,306 | 38,849 | SH | DFND | 1 | 0 | 38,849 | 0 | |
TW TELECOM INC | COM | 87311L104 | 2,940 | 72,934 | SH | SOLE | 72,934 | 0 | 0 | ||
TW TELECOM INC | COM | 87311L104 | 7,604 | 188,627 | SH | DFND | 1 | 0 | 188,627 | 0 | |
UNWIRED PLANET INC NEW | COM | 91531F103 | 2,603 | 1,167,282 | SH | SOLE | 1,167,282 | 0 | 0 | ||
UNWIRED PLANET INC NEW | COM | 91531F103 | 3,826 | 1,715,892 | SH | DFND | 1 | 0 | 1,715,892 | 0 | |
VODAFONE GROUP PLC NEW | SPNSR ADR NO PAR | 92857W308 | 250 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
VODAFONE GROUP PLC NEW | SPNSR ADR NO PAR | 92857W308 | 5,676 | 170,000 | SH | Call | DFND | 1 | 0 | 170,000 | 0 |
WALGREEN CO | COM | 931422109 | 2,284 | 30,817 | SH | SOLE | 30,817 | 0 | 0 | ||
WALGREEN CO | COM | 931422109 | 6,092 | 82,183 | SH | DFND | 1 | 0 | 82,183 | 0 | |
WYNDHAM WORLDWIDE CORP | COM | 98310W108 | 1,267 | 16,731 | SH | SOLE | 16,731 | 0 | 0 | ||
WYNDHAM WORLDWIDE CORP | COM | 98310W108 | 3,276 | 43,269 | SH | DFND | 1 | 0 | 43,269 | 0 |