0001467858-19-000040.txt : 20190212
0001467858-19-000040.hdr.sgml : 20190212
20190212163204
ACCESSION NUMBER: 0001467858-19-000040
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190210
FILED AS OF DATE: 20190212
DATE AS OF CHANGE: 20190212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Batey Alan S.
CENTRAL INDEX KEY: 0001596335
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34960
FILM NUMBER: 19591333
MAIL ADDRESS:
STREET 1: 300 RENAISSANCE CENTER
STREET 2: M/C: 482-C25-A36
CITY: DETROIT
STATE: MI
ZIP: 48265-3000
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: General Motors Co
CENTRAL INDEX KEY: 0001467858
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711]
IRS NUMBER: 270756180
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 300 RENAISSANCE CENTER
CITY: DETROIT
STATE: MI
ZIP: 48265-3000
BUSINESS PHONE: 313.667.1500
MAIL ADDRESS:
STREET 1: 300 RENAISSANCE CENTER
CITY: DETROIT
STATE: MI
ZIP: 48265-3000
4
1
wf-form4_155000711012941.xml
FORM 4
X0306
4
2019-02-10
0
0001467858
General Motors Co
GM
0001596335
Batey Alan S.
300 RENAISSANCE CENTER
M/C: 482-C23-D24
DETROIT
MI
48265-3000
0
1
0
0
Executive Vice President
Common Stock
2019-02-10
4
A
0
121312
0
A
205906
D
Common Stock
2019-02-10
4
F
0
51046
38.70
D
154860
D
Common Stock
2019-02-10
4
M
0
8120
0
A
162980
D
Common Stock
2019-02-10
4
F
0
2181
38.70
D
160799
D
Common Stock
2019-02-11
4
S
0
70266
38.39
D
90533
D
Restricted Stock Units
0.0
2019-02-10
4
M
0
8120
0
D
Common Stock
8120.0
0
D
On February 10, 2016, the Reporting Person received a grant of Performance Stock Units ("PSUs") under the Company's 2014 Long-Term Incentive Plan (the "2014 LTIP"). Under the grant, the PSUs could be earned based on the achievement of certain financial targets. The PSUs vested on February 10, 2019, and were awarded in shares of Common Stock.
The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded to the Reporting Person on February 10, 2016, under the Company's 2014 LTIP.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $38.28 to $38.57, inclusive. The Reporting Person undertakes to provide to the SEC, the Company and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.
The RSUs were awarded on February 10, 2016, under the 2014 LTIP. One-third of the RSUs vested on February 10, 2017, February 10, 2018, and February 10, 2019, respectively. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement.
The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.
/s/ Tia Y. Turk, Attorney-In-Fact for Mr. Batey
2019-02-12