0001467858-19-000040.txt : 20190212 0001467858-19-000040.hdr.sgml : 20190212 20190212163204 ACCESSION NUMBER: 0001467858-19-000040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190210 FILED AS OF DATE: 20190212 DATE AS OF CHANGE: 20190212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Batey Alan S. CENTRAL INDEX KEY: 0001596335 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34960 FILM NUMBER: 19591333 MAIL ADDRESS: STREET 1: 300 RENAISSANCE CENTER STREET 2: M/C: 482-C25-A36 CITY: DETROIT STATE: MI ZIP: 48265-3000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: General Motors Co CENTRAL INDEX KEY: 0001467858 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 270756180 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 RENAISSANCE CENTER CITY: DETROIT STATE: MI ZIP: 48265-3000 BUSINESS PHONE: 313.667.1500 MAIL ADDRESS: STREET 1: 300 RENAISSANCE CENTER CITY: DETROIT STATE: MI ZIP: 48265-3000 4 1 wf-form4_155000711012941.xml FORM 4 X0306 4 2019-02-10 0 0001467858 General Motors Co GM 0001596335 Batey Alan S. 300 RENAISSANCE CENTER M/C: 482-C23-D24 DETROIT MI 48265-3000 0 1 0 0 Executive Vice President Common Stock 2019-02-10 4 A 0 121312 0 A 205906 D Common Stock 2019-02-10 4 F 0 51046 38.70 D 154860 D Common Stock 2019-02-10 4 M 0 8120 0 A 162980 D Common Stock 2019-02-10 4 F 0 2181 38.70 D 160799 D Common Stock 2019-02-11 4 S 0 70266 38.39 D 90533 D Restricted Stock Units 0.0 2019-02-10 4 M 0 8120 0 D Common Stock 8120.0 0 D On February 10, 2016, the Reporting Person received a grant of Performance Stock Units ("PSUs") under the Company's 2014 Long-Term Incentive Plan (the "2014 LTIP"). Under the grant, the PSUs could be earned based on the achievement of certain financial targets. The PSUs vested on February 10, 2019, and were awarded in shares of Common Stock. The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded to the Reporting Person on February 10, 2016, under the Company's 2014 LTIP. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $38.28 to $38.57, inclusive. The Reporting Person undertakes to provide to the SEC, the Company and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote. The RSUs were awarded on February 10, 2016, under the 2014 LTIP. One-third of the RSUs vested on February 10, 2017, February 10, 2018, and February 10, 2019, respectively. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement. The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire. /s/ Tia Y. Turk, Attorney-In-Fact for Mr. Batey 2019-02-12