NPORT-EX 2 ives.htm
Wedbush ETFMG Global Cloud Technology ETF
        
Schedule of Investments
        
June 30, 2021 (Unaudited)
        
 
Shares
    
Value
COMMON STOCKS - 99.6%
        
Australia - 2.9%
        
IT Services - 2.9% (d)
        
Data#3, Ltd.
                 37,723
   $
             158,709
Megaport, Ltd. (a)
                 38,363
    
               530,238
NEXTDC, Ltd. (a)
               111,669
    
               993,231
Total IT Services
      
            1,682,178
         
Canada - 4.4%
        
Software - 4.4% (d)
        
Open Text Corp.
                 49,200
    
            2,498,500
         
Germany - 1.4%
        
Software - 1.4% (d)
        
Software AG
                 18,047
    
               811,885
         
Israel - 5.4%
        
Software - 5.4% (d)
        
JFrog, Ltd. (a)(b)
                   8,989
    
               409,179
Nice, Ltd. (a)
                 10,912
    
            2,664,950
Total Software
      
            3,074,129
         
Japan - 8.1%
        
IT Services - 7.6% (d)
        
Hennge KK (a)
                   3,952
    
               135,356
Itochu Techno-Solutions Corp.
                 58,524
    
            1,812,166
NS Solutions Corp.
                 22,307
    
               718,836
SCSK Corp.
                 25,405
    
            1,513,849
TechMatrix Corp.
                 10,855
    
               179,883
Total IT Services
      
            4,360,090
Software - 0.5% (d)
        
Cybozu, Inc.
                 12,865
    
               273,176
Total Japan
      
            4,633,266
         
Netherlands - 4.5%
        
Software - 4.5% (d)
        
Elastic NV (a)
                 18,047
    
            2,630,531
         
Republic of Korea - 0.1%
        
Diversified Telecommunication Services - 0.1%
        
KINX, Inc.
                   1,186
    
                 71,825
         
Singapore - 1.3%
        
Equity Real Estate Investment Trusts (REITs) - 1.3%
        
Keppel DC REIT
               397,567
    
               736,180
         
Sweden - 3.7%
        
Software - 3.7% (d)
        
Sinch AB (a)(f)
               126,456
    
            2,127,769
         
United Kingdom - 1.8%
        
Software - 1.8% (d)
        
Bytes Technology Group PLC (a)
                 58,290
    
               373,328
Micro Focus International PLC
                 81,298
    
               615,153
Total Software
      
               988,481
         
United States - 65.9%
        
Communications Equipment - 0.2%
        
Inseego Corp. (a)(b)
                   9,835
    
                 99,235
IT Services - 22.6% (d)
        
21Vianet Group, Inc. - ADR (a)
                 34,842
    
               799,624
Chinasoft International, Ltd.
               704,432
    
            1,284,695
Chindata Group Holdings, Ltd. - ADR (a)(b)
                 88,543
    
            1,336,114
DigitalOcean Holdings, Inc. (a)(b)
                 10,244
    
               569,464
GDS Holdings, Ltd. - ADR (a)(b)
                 32,572
    
            2,556,576
Kingsoft Cloud Holdings, Ltd. - ADR (a)
                 54,175
    
            1,838,158
Fastly, Inc. - Class A (a)(b)
                 11,066
    
               659,534
Grid Dynamics Holdings, Inc. (a)(b)
                   5,183
    
                 77,900
Limelight Networks, Inc. (a)
                 12,022
    
                 37,869
MongoDB, Inc. (a)(b)
                   5,943
    
            2,148,513
Rackspace Technology, Inc. (a)(b)
                 19,867
    
               389,592
SUNeVision Holdings, Ltd.
               566,532
    
               580,082
Switch, Inc. - Class A
                 23,104
    
               487,725
Unisys Corp. (a)
                   6,412
    
               162,288
Total IT Services
      
          12,928,134
Real Estate Investment Trusts (REITs) - 3.3%
        
CoreSite Realty Corp.
                   4,111
    
               553,341
CyrusOne, Inc. (b)
                 11,720
    
               838,214
QTS Realty Trust, Inc. - Class A
                   6,592
    
               509,562
Total Real Estate Investment Trusts (REITs)
      
            1,901,117
Software - 35.5% (d)
        
8x8, Inc. (a)
                 10,512
    
               291,813
Alteryx, Inc. - Class A (a)
                   6,420
    
               552,248
Anaplan, Inc. (a)
                 13,829
    
               737,086
Appfolio, Inc. - Class A (a)
                   3,300
    
               465,960
Appian Corp. (a)(b)
                   6,776
    
               933,394
Blackbaud, Inc. (a)(b)
                   4,669
    
               357,505
Box, Inc. - Class A (a)
                 15,290
    
               390,660
Cloudera, Inc. (a)
                 28,020
    
               444,397
Cloudflare, Inc. - Class A (a)(b)
                 20,855
    
            2,207,293
CommVault Systems, Inc. (a)
                   4,401
    
               344,026
Coupa Software, Inc. (a)(b)
                   6,975
    
            1,828,217
Datadog, Inc. - Class A (a)
                 19,280
    
            2,006,662
Datto Holding Corp. (a)(b)
                 15,425
    
               429,432
Domo, Inc. - Class B (a)
                   3,030
    
               244,915
Dropbox, Inc. - Class A (a)(b)
                 38,366
    
            1,162,873
Everbridge, Inc. (a)
                   3,603
    
               490,296
Jamf Holding Corp. (a)
                 11,260
    
               377,998
Medallia, Inc. (a)
                 15,102
    
               509,693
MicroStrategy, Inc. - Class A (a)(b)
                      932
    
               619,314
nCino, Inc. (a)
                   9,129
    
               547,010
New Relic, Inc. (a)(b)
                   6,102
    
               408,651
Nutanix, Inc. - Class A (a)
                 19,539
    
               746,781
PagerDuty, Inc. (a)(b)
                   7,993
    
               340,342
Smartsheet, Inc. - Class A (a)
                 11,913
    
               861,548
SolarWinds Corp. (a)
                 30,197
    
               510,027
Sumo Logic, Inc. (a)(b)
                 10,160
    
               209,804
Teradata Corp. (a)(b)
                 10,483
    
               523,836
Xunlei, Ltd. - ADR (a)
                 16,226
    
                 73,991
Zendesk, Inc. (a)(b)
                 11,348
    
            1,637,970
Total Software
      
          20,253,742
Technology Hardware, Storage & Peripherals - 4.3%
        
NetApp, Inc.
                 21,290
    
            1,741,948
Pure Storage, Inc. - Class A (a)(b)
                 27,099
    
               529,243
Super Micro Computer, Inc. (a)
                   4,776
    
               168,020
Total Technology Hardware, Storage & Peripherals
      
            2,439,211
Total United States
      
          37,621,439
TOTAL COMMON STOCKS (Cost $37,399,973)
      
          56,876,183
         
INVESTMENTS PURCHASED WITH PROCEEDS FROM SECURITIES LENDING COLLATERAL - 31.7%
        
ETFMG Sit Ultra Short ETF (e)
                 50,000
    
            2,487,500
Mount Vernon Liquid Assets Portfolio, LLC, 0.10% (c)
          15,581,890
    
          15,581,890
TOTAL INVESTMENTS PURCHASED WITH PROCEEDS FROM SECURITIES LENDING COLLATERAL (Cost $18,069,839)
      
          18,069,390
           
SHORT-TERM INVESTMENTS - 0.4%
        
Money Market Funds - 0.4%
        
First American Government Obligations Fund - Class X, 0.03% (c)
               215,610
    
               215,610
TOTAL SHORT-TERM INVESTMENTS (Cost $215,610)
      
               215,610
           
Total Investments (Cost $55,685,422) - 131.7%
      
          75,161,183
Liabilities in Excess of Other Assets - (31.7)%
      
        (18,072,690)
TOTAL NET ASSETS - 100.0%
     $
      57,088,493
           
Percentages are stated as a percent of net assets.
      
 
 ADR
American Depositary Receipt
          
PLC
Public Limited Company
          
             
(a)
Non-income producing security.
          
(b)
All or a portion of this security was out on loan as of June 30, 2021.
        
(c)
The rate shown is the annualized seven-day yield at June 30, 2021.
          
(d)
As of June 30, 2021, the Fund had a significant portion of its assets in the Software & IT Services Industries.
          
(e)
Affiliated security.  A schedule of the Fund's investments in securities of affiliated securities held during the nine months ended June 30, 2021 is set forth below.
          

 Issuer Name
  
Value at
September 30, 2020
    
Purchase
    
Sales
    
Net Realized (Losses)
    
Net Change in Unrealized appreciation (Depreciation)
    
Value at
June 30, 2021
    
Dividends
    
Shares Held At
June 30, 2021
  
ETFMG Sit Ultra Short ETF
  
$
2,489,250
    
$
-
    
$
-
    
$
-
    
$
(1,750
)
  
$
2,487,500
    
$
-
      
50,000
  

(f)
Acquired in a transaction exempt from registration under Rule 144A or Section 4(a)(2) of the Securities Act of 1933. May be resold in the U.S. in transactions exempt from registration, normally to qualified institutional buyers. The total value of all such securities was $2,127,769, which represented 3.73% of the net assets of the Fund.
          
             
ETF Managers Trust

 
 
 
  
The following is a summary of significant accounting policies consistently followed by ETFMG Prime Junior Silver Miners ETF (“SILJ), ETFMG Prime Cyber Security ETF (“HACK”), ETFMG Prime Mobile Payments ETF (“IPAY”), ETFMG Sit Ultra Short ETF (“VALT”), ETFMG Travel Tech ETF (“AWAY”), ETFMG Treatments, Testing and Advancements ETF (“GERM”), ETFMG Alternative Harvest U.S. ETF (“MJUS”), ETFMG Alternative Harvest ETF (“MJ”), ETFMG Prime 2x Daily Inverse Junior Silver Miners ETF (“SINV”), ETFMG Prime 2x Daily Junior Silver Miners ETF (“SILX”), ETFMG 2x Daily Travel Tech ETF (“AWYX”), Wedbush ETFMG Video Game Tech ETF (“GAMR”), Wedbush ETFMG Global Cloud Technology ETF (“IVES”), BlueStar Israel Technology ETF (“ITEQ”), Etho Climate Leadership U.S. ETF (“ETHO”) and AI Powered Equity ETF (“AIEQ”) (each a “Fund,” or collectively the “Funds”).
  
 
 
  
 
Security Valuation. Securities listed on a securities exchange, market or automated quotation system for which quotations are readily available (except for securities traded on NASDAQ), including securities traded over the counter, are valued at the last quoted sale price on the primary exchange or market (foreign or domestic) on which they are traded on the valuation date (or at approximately 4:00 pm Eastern Time if a security’s primary exchange is normally open at that time), or, if there is no such reported sale on the valuation date, at the most recent quoted bid price. For securities traded on NASDAQ, the NASDAQ Official Closing Price will be used.
 
Securities for which quotations are not readily available are valued at their respective fair values as determined in good faith by the Board of Trustees (the “Board”). When a security is “fair valued,” consideration is given to the facts and circumstances relevant to the particular situation, including a review of various factors set forth in the pricing procedures adopted by the Funds’ Board. The use of fair value pricing by a Fund may cause the net asset value of its shares to differ significantly from the net asset value that would be calculated without regard to such considerations. As of June 30, 2021, HACK, IPAY, VALT, AWAY, GERM, MJUS, MJ, SINV, SILX, AWYX, GAMR, IVES, ITEQ, and ETHO did not hold any fair valued securities. As of June 30, 2021, AIEQ held one fair valued security and as of June 30, 2021, SILJ held three fair valued securities.
 
As described above, the Funds utilize various methods to measure the fair value of their investments on a recurring basis. U.S. GAAP establishes a hierarchy that prioritizes inputs to valuation methods. The three levels of inputs are:
  
 
 
 
  
 
Level 1
Unadjusted quoted prices in active markets for identical assets or liabilities that the Funds have the ability to access.
 
  
 
Level 2
Observable inputs other than quoted prices included in Level 1 that are observable for the asset or liability, either directly or indirectly. These inputs may include quoted prices for the identical instrument on an inactive market, prices for similar instruments, interest rates, prepayment speeds, credit risk, yield curves, default rates and similar data.

  
 
Level 3
Unobservable inputs for the asset or liability, to the extent relevant observable inputs are not available; representing the Funds’ own assumptions about the assumptions a market participant would use in valuing the asset or liability and would be based on the best information available.
  
 
 
 
  
 
The availability of observable inputs can vary from security to security and is affected by a wide variety of factors, including, for example, the type of security, whether the security is new and not yet established in the marketplace, the liquidity of markets, and other characteristics particular to the security. To the extent that valuation is based on models or inputs that are less observable or unobservable in the market, the determination of fair value requires more judgment. Accordingly, the degree of judgment exercised in determining fair value is greatest for instruments categorized in Level 3.
 
The inputs used to measure fair value may fall into different levels of the fair value hierarchy. In such cases, for disclosure purposes, the level in the fair value hierarchy within which the fair value measurement falls in its entirety, is determined based on the lowest level input that is significant to the fair value measurement in its entirety.
 
The following is a summary of the inputs used to value the Funds’ investments as of June 30, 2021:
  
                                 

IVES
                        
Assets^
  
Level 1
    
Level 2
    
Level 3
    
Total
  
Common Stocks
  
$
56,876,183
    
$
-
    
$
-
    
$
56,876,183
  
Short-Term Investments
    
215,610
      
-
      
-
      
215,610
  
ETFMG Sit Ultra Short ETF**
    
2,487,500
      
-
      
-
      
2,487,500
  
Investments Purchased with Securities Lending Collateral*
    
-
      
-
      
-
      
15,581,890
  
Total Investments in Securities
  
$
59,579,293
    
$
-
    
$
-
    
$
75,161,183
  

(1)   Includes a security valued at $0.
        
^    See Schedule of Investments for classifications by country and industry
*    Certain investments that are measured at fair value used the net asset value per share (or its equivalent) practical expediant have not been
      categorized in the fair value hierarchy.  The fair value amounts presented in the table are intended to permit reconciliation of the fair value
      hierarchy to the amounts presented in the Schedules of Investments.
** Investment was purchased with collateral.
*** Other financial instruments are derivative instruments not reflected in the Schedule of Investments, such as swaps. Swaps are reflected as the unrealized appreciation (depreciation) on the instrument.