0000899243-21-018136.txt : 20210504 0000899243-21-018136.hdr.sgml : 20210504 20210504164228 ACCESSION NUMBER: 0000899243-21-018136 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210501 FILED AS OF DATE: 20210504 DATE AS OF CHANGE: 20210504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Herz Irwin Max Jr CENTRAL INDEX KEY: 0001467687 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39369 FILM NUMBER: 21889246 MAIL ADDRESS: STREET 1: ONE MOODY PLAZA CITY: GALVESTON STATE: TX ZIP: 77550 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: American National Group Inc CENTRAL INDEX KEY: 0001801075 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE MOODY PLAZA CITY: GALVESTON STATE: TX ZIP: 77550-7999 BUSINESS PHONE: 409-763-4661 MAIL ADDRESS: STREET 1: ONE MOODY PLAZA CITY: GALVESTON STATE: TX ZIP: 77550-7999 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-05-01 0 0001801075 American National Group Inc ANAT 0001467687 Herz Irwin Max Jr ONE MOODY PLAZA GALVESTON TX 77550 1 0 1 0 Common Stock 2021-05-01 4 M 0 750 0.00 A 20075 D Common Stock 2021-05-01 4 D 0 750 112.57 D 19325 D Restricted Stock Units 2021-05-01 4 M 0 750 0.00 D 2021-05-01 2021-05-01 Common Stock 750 0 D Restricted Stock Units 2021-05-03 4 D 0 927 0.00 A 2022-05-02 2022-05-02 Common Stock 927 927 D This transaction represents the settlement of vested restricted stock units solely in cash based upon the unweighted average of the closing prices of the Issuer's common stock on the twenty trading days immediately preceding the vesting date of May 1, 2021. Solely for reporting purposes herein, such settlement is treated as a simultaneous acquisition and disposition of the underlying common stock. No shares of the Issuer's common stock, or any other securities of the Issuer, were issued in settlement of these restricted stock units. Each restricted stock unit represents a contingent right to receive, upon vesting, cash in an amount equal to the unweighted average of the closing prices of the Issuer's common stock on the twenty trading days immediately preceding the vesting date. No shares of the Issuer's common stock, or any other securities of the Issuer, are issuable in settlement of these restricted stock units. These restricted stock units vested on May 1, 2021, as described in note 1 above. These restricted stock units will vest and be settled in cash on May 2, 2022, or earlier upon the reporting person's retirement, death or disability, or upon a change of control of the Issuer, as set forth in the reporting person's restricted stock unit agreement with the Issuer. On April 22, 2021, the Issuer's Board of Directors authorized a grant to each director and advisory director of a number of restricted stock units equal in value to $105,000, with the number of units to be based upon the closing price of the Issuer's common stock on April 30, 2021, rounded up to the nearest whole number. Reporting Person is trustee of the Three R Trusts, which as of the date of this filing has direct beneficial ownership of 9,550 shares of Issuer's common stock and indirect beneficial ownership of 11,104,585 shares of Issuer's common stock. Irwin M. Herz, Jr., by J. Mark Flippin as Attorney-in-Fact 2021-05-03