0000899243-18-029404.txt : 20181119 0000899243-18-029404.hdr.sgml : 20181119 20181119205957 ACCESSION NUMBER: 0000899243-18-029404 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181115 FILED AS OF DATE: 20181119 DATE AS OF CHANGE: 20181119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schreier R. Bryan CENTRAL INDEX KEY: 0001734432 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38434 FILM NUMBER: 181194075 MAIL ADDRESS: STREET 1: 333 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DROPBOX, INC. CENTRAL INDEX KEY: 0001467623 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 260138832 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 BUSINESS PHONE: 415-986-7057 MAIL ADDRESS: STREET 1: 333 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 FORMER COMPANY: FORMER CONFORMED NAME: Dropbox, Inc. DATE OF NAME CHANGE: 20140210 FORMER COMPANY: FORMER CONFORMED NAME: Evenflow, Inc. DATE OF NAME CHANGE: 20090702 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-11-15 0 0001467623 DROPBOX, INC. DBX 0001734432 Schreier R. Bryan 333 BRANNAN STREET SAN FRANCISCO CA 94107 1 0 1 0 Class A Common Stock 2018-11-15 4 C 0 3808957 0.00 A 3808957 I By Sequoia Capital XII, LP Class A Common Stock 2018-11-15 4 C 0 142525 0.00 A 142525 I By Sequoia Capital XII Principals Fund, LLC Class A Common Stock 2018-11-15 4 C 0 407091 0.00 A 407091 I By Sequoia Technology Partners XII, LP Class A Common Stock 2018-11-15 4 J 0 3808957 0.00 D 0 I By Sequoia Capital XII, LP Class A Common Stock 2018-11-15 4 J 0 142525 0.00 D 0 I By Sequoia Capital XII Principals Fund, LLC Class A Common Stock 2018-11-15 4 J 0 407091 0.00 D 0 I By Sequoia Technology Partners XII, LP Class A Common Stock 2018-11-15 4 J 0 44509 0.00 A 44509 I By family trust Class A Common Stock 17628 I By Sequoia Capital U.S. Venture 2010-Seed Fund, L.P Class A Common Stock 14286 D Class B Common Stock 2018-11-15 4 C 0 3808957 0.00 D Class A Common Stock 3808957 72370187 I By Sequoia Capital XII, LP Class B Common Stock 2018-11-15 4 C 0 142525 0.00 D Class A Common Stock 142525 7999287 I By Sequoia Capital XII Principals Fund, LLC Class B Common Stock 2018-11-15 4 C 0 407091 0.00 D Class A Common Stock 407091 2443403 I By Sequoia Technology Partners XII, LP The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in-kind distributions described in footnote (2) above. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., or collectively, the Venture 2010 Funds. The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of the securities held by the Venture 2010 Funds except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. /s/ Jung Yeon Son, Attorney-In-Fact 2018-11-19