0001123292-17-000012.txt : 20170103 0001123292-17-000012.hdr.sgml : 20170103 20170103213626 ACCESSION NUMBER: 0001123292-17-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170102 FILED AS OF DATE: 20170103 DATE AS OF CHANGE: 20170103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Colony Capital, Inc. CENTRAL INDEX KEY: 0001467076 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 270419483 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O COLONY CAPITAL, INC. STREET 2: 515 S. FLOWER ST., 44TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 310-282-8820 MAIL ADDRESS: STREET 1: C/O COLONY CAPITAL, INC. STREET 2: 515 S. FLOWER ST., 44TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 FORMER COMPANY: FORMER CONFORMED NAME: Colony Financial, Inc. DATE OF NAME CHANGE: 20090625 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Redington Neale CENTRAL INDEX KEY: 0001637687 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34456 FILM NUMBER: 17503460 MAIL ADDRESS: STREET 1: COLONY FINANCIAL, INC. STREET 2: 2450 BROADWAY, 6TH FLOOR CITY: SANTA MONICA STATE: CA ZIP: 90404 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-01-02 0001467076 Colony Capital, Inc. CLNY 0001637687 Redington Neale C/O COLONY CAPITAL, INC. 515 SOUTH FLOWER STREET, 44TH FLOOR LOS ANGELES CA 90071 0 1 0 0 Chief Accounting Officer Class A Common Stock 2017-01-02 4 A 0 20000 0 A 57251 D Class A Common Stock 2017-01-02 4 F 0 5283 20.25 D 51968 D OP Units Class A Common Stock 9217 9217 I See footnote The acquisition represents the receipt of Class A common stock granted by the Issuer for services provided by Mr. Redington to the Issuer. The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants. These units are held by LLCs controlled by Thomas J. Barrack, Jr. The amount represents the portion of the units allocated to the reporting person with respect to which the reporting person has the right to require from time to time the redemption thereof and distribution to the reporting person of the common shares or cash received upon such redemption. The OP Units are redeemable for shares of Class A Common Stock or cash at the discretion of the Issuer. The OP Units do not have expiration dates. /s/ David A. Palame, as Attorney-in-fact 2017-01-03