0001123292-17-000011.txt : 20170103
0001123292-17-000011.hdr.sgml : 20170103
20170103213605
ACCESSION NUMBER: 0001123292-17-000011
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170102
FILED AS OF DATE: 20170103
DATE AS OF CHANGE: 20170103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Colony Capital, Inc.
CENTRAL INDEX KEY: 0001467076
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 270419483
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O COLONY CAPITAL, INC.
STREET 2: 515 S. FLOWER ST., 44TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 310-282-8820
MAIL ADDRESS:
STREET 1: C/O COLONY CAPITAL, INC.
STREET 2: 515 S. FLOWER ST., 44TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
FORMER COMPANY:
FORMER CONFORMED NAME: Colony Financial, Inc.
DATE OF NAME CHANGE: 20090625
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sanders Ronald M.
CENTRAL INDEX KEY: 0001472238
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34456
FILM NUMBER: 17503459
MAIL ADDRESS:
STREET 1: C/O COLONY CAPITAL,LLC
STREET 2: 660 MADISON AVENUE, SUITE 1600
CITY: NEW YORK
STATE: NY
ZIP: 10065
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-01-02
0001467076
Colony Capital, Inc.
CLNY
0001472238
Sanders Ronald M.
C/O COLONY CAPITAL, INC.
515 SOUTH FLOWER STREET, 44TH FLOOR
LOS ANGELES
CA
90071
0
1
0
0
Director-CLO & Secretary
Class A Common Stock
2017-01-02
4
A
0
34872
0
A
223287
D
Class A Common Stock
2017-01-02
4
F
0
9163
20.25
D
214124
D
OP Units
Class A Common Stock
144959
144959
I
See Footnote
The acquisition represents the receipt of Class A common stock granted by the Issuer for services provided by Mr. Sanders to the Issuer.
The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants.
These units are held by LLCs controlled by Thomas J. Barrack, Jr. The amount represents the portion of the units allocated to the reporting person with respect to which the reporting person has the right to require from time to time the redemption thereof and distribution to the reporting person of the common shares or cash received upon such redemption.
The OP Units are redeemable for shares of Class A Common Stock or cash at the discretion of the Issuer. The OP Units do not have expiration dates.
/s/ David A. Palame, as Attorney-in-fact
2017-01-03