0001123292-17-000011.txt : 20170103 0001123292-17-000011.hdr.sgml : 20170103 20170103213605 ACCESSION NUMBER: 0001123292-17-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170102 FILED AS OF DATE: 20170103 DATE AS OF CHANGE: 20170103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Colony Capital, Inc. CENTRAL INDEX KEY: 0001467076 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 270419483 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O COLONY CAPITAL, INC. STREET 2: 515 S. FLOWER ST., 44TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 310-282-8820 MAIL ADDRESS: STREET 1: C/O COLONY CAPITAL, INC. STREET 2: 515 S. FLOWER ST., 44TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 FORMER COMPANY: FORMER CONFORMED NAME: Colony Financial, Inc. DATE OF NAME CHANGE: 20090625 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sanders Ronald M. CENTRAL INDEX KEY: 0001472238 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34456 FILM NUMBER: 17503459 MAIL ADDRESS: STREET 1: C/O COLONY CAPITAL,LLC STREET 2: 660 MADISON AVENUE, SUITE 1600 CITY: NEW YORK STATE: NY ZIP: 10065 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-01-02 0001467076 Colony Capital, Inc. CLNY 0001472238 Sanders Ronald M. C/O COLONY CAPITAL, INC. 515 SOUTH FLOWER STREET, 44TH FLOOR LOS ANGELES CA 90071 0 1 0 0 Director-CLO & Secretary Class A Common Stock 2017-01-02 4 A 0 34872 0 A 223287 D Class A Common Stock 2017-01-02 4 F 0 9163 20.25 D 214124 D OP Units Class A Common Stock 144959 144959 I See Footnote The acquisition represents the receipt of Class A common stock granted by the Issuer for services provided by Mr. Sanders to the Issuer. The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants. These units are held by LLCs controlled by Thomas J. Barrack, Jr. The amount represents the portion of the units allocated to the reporting person with respect to which the reporting person has the right to require from time to time the redemption thereof and distribution to the reporting person of the common shares or cash received upon such redemption. The OP Units are redeemable for shares of Class A Common Stock or cash at the discretion of the Issuer. The OP Units do not have expiration dates. /s/ David A. Palame, as Attorney-in-fact 2017-01-03