0001123292-14-000059.txt : 20140106 0001123292-14-000059.hdr.sgml : 20140106 20140106180252 ACCESSION NUMBER: 0001123292-14-000059 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140102 FILED AS OF DATE: 20140106 DATE AS OF CHANGE: 20140106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Colony Financial, Inc. CENTRAL INDEX KEY: 0001467076 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 270419483 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O COLONY FINANCIAL, INC. STREET 2: 2450 BROADWAY, 6TH FLOOR CITY: SANTA MONICA STATE: CA ZIP: 90404 BUSINESS PHONE: 310-282-8820 MAIL ADDRESS: STREET 1: C/O COLONY FINANCIAL, INC. STREET 2: 2450 BROADWAY, 6TH FLOOR CITY: SANTA MONICA STATE: CA ZIP: 90404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sanders Ronald M. CENTRAL INDEX KEY: 0001472238 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34456 FILM NUMBER: 14511308 MAIL ADDRESS: STREET 1: C/O COLONY CAPITAL,LLC STREET 2: 660 MADISON AVENUE, SUITE 1600 CITY: NEW YORK STATE: NY ZIP: 10065 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-01-02 0001467076 Colony Financial, Inc. CLNY 0001472238 Sanders Ronald M. C/O COLONY FINANCIAL, INC. 2450 BROADWAY, 6TH FLOOR SANTA MONICA CA 90404 0 1 0 0 Chief Legal Officer and VP Common Stock 2014-01-02 4 J 0 24140 0 A 74901 D Common Stock 2014-01-02 4 S 0 5676 20.1877 D 69225 D The acquisition represents the receipt of common stock granted by Colony Financial Manager, LLC ("Manager") for services provided by Mr. Sanders to the Manager for the benefit of the Manager and Colony Financial, Inc. The disposition represents the sale of common stock to fund the payment of income taxes incurred by the reporting person in connection with the vesting of certain shares of common stock. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.10 to $20.29, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/ David A. Palame, as Attorney-in-fact 2014-01-06