0001123292-14-000059.txt : 20140106
0001123292-14-000059.hdr.sgml : 20140106
20140106180252
ACCESSION NUMBER: 0001123292-14-000059
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140102
FILED AS OF DATE: 20140106
DATE AS OF CHANGE: 20140106
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Colony Financial, Inc.
CENTRAL INDEX KEY: 0001467076
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 270419483
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O COLONY FINANCIAL, INC.
STREET 2: 2450 BROADWAY, 6TH FLOOR
CITY: SANTA MONICA
STATE: CA
ZIP: 90404
BUSINESS PHONE: 310-282-8820
MAIL ADDRESS:
STREET 1: C/O COLONY FINANCIAL, INC.
STREET 2: 2450 BROADWAY, 6TH FLOOR
CITY: SANTA MONICA
STATE: CA
ZIP: 90404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sanders Ronald M.
CENTRAL INDEX KEY: 0001472238
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34456
FILM NUMBER: 14511308
MAIL ADDRESS:
STREET 1: C/O COLONY CAPITAL,LLC
STREET 2: 660 MADISON AVENUE, SUITE 1600
CITY: NEW YORK
STATE: NY
ZIP: 10065
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-01-02
0001467076
Colony Financial, Inc.
CLNY
0001472238
Sanders Ronald M.
C/O COLONY FINANCIAL, INC.
2450 BROADWAY, 6TH FLOOR
SANTA MONICA
CA
90404
0
1
0
0
Chief Legal Officer and VP
Common Stock
2014-01-02
4
J
0
24140
0
A
74901
D
Common Stock
2014-01-02
4
S
0
5676
20.1877
D
69225
D
The acquisition represents the receipt of common stock granted by Colony Financial Manager, LLC ("Manager") for services provided by Mr. Sanders to the Manager for the benefit of the Manager and Colony Financial, Inc.
The disposition represents the sale of common stock to fund the payment of income taxes incurred by the reporting person in connection with the vesting of certain shares of common stock.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.10 to $20.29, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
/s/ David A. Palame, as Attorney-in-fact
2014-01-06