0001123292-13-000013.txt : 20130102 0001123292-13-000013.hdr.sgml : 20130101 20130102162626 ACCESSION NUMBER: 0001123292-13-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121228 FILED AS OF DATE: 20130102 DATE AS OF CHANGE: 20130102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tangen Darren J. CENTRAL INDEX KEY: 0001472235 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34456 FILM NUMBER: 13502296 MAIL ADDRESS: STREET 1: 1999 AVENUE OF THE STARS STREET 2: SUITE 1200 CITY: LOS ANGELES STATE: CA ZIP: 90067 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Colony Financial, Inc. CENTRAL INDEX KEY: 0001467076 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 270419483 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O COLONY FINANCIAL, INC. STREET 2: 2450 BROADWAY, 6TH FLOOR CITY: SANTA MONICA STATE: CA ZIP: 90404 BUSINESS PHONE: 310-282-8820 MAIL ADDRESS: STREET 1: C/O COLONY FINANCIAL, INC. STREET 2: 2450 BROADWAY, 6TH FLOOR CITY: SANTA MONICA STATE: CA ZIP: 90404 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-12-28 0001467076 Colony Financial, Inc. CLNY 0001472235 Tangen Darren J. C/O COLONY FINANCIAL, INC. 2450 BROADWAY, 6TH FLOOR SANTA MONICA CA 90404 0 1 0 0 COO and CFO Common Stock 2012-12-28 4 J 0 37989 0 A 97132 D Common Stock 2012-12-28 4 S 0 11059 19.349 D 86073 D The acquisition represents the receipt of common stock granted by Colony Financial Manager, LLC ("Manager") for services provided by Mr. Tangen to the Manager for the benefit of the Manager and Colony Financial, Inc. The disposition represents the sale of common stock to fund the payment of income taxes incurred by the reporting person in connection with the receipt and/or vesting of certain shares of common stock. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.27 to $19.42, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/ David A. Palame, as Attorney-in-fact 2013-01-02