0000919574-16-013622.txt : 20160610 0000919574-16-013622.hdr.sgml : 20160610 20160610150947 ACCESSION NUMBER: 0000919574-16-013622 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20160610 DATE AS OF CHANGE: 20160610 EFFECTIVENESS DATE: 20160610 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SM Investors, L.P. CENTRAL INDEX KEY: 0001466821 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-132141 FILM NUMBER: 161708454 BUSINESS ADDRESS: STREET 1: 509 MADISON AVENUE STREET 2: SUITE 406 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-297-2555 MAIL ADDRESS: STREET 1: 509 MADISON AVENUE STREET 2: SUITE 406 CITY: NEW YORK STATE: NY ZIP: 10022 D/A 1 primary_doc.xml X0707 D/A LIVE 0001466821 SM Investors, L.P. 509 MADISON AVENUE SUITE 406 NEW YORK NY NEW YORK 10022 212-574-1256 DELAWARE None None Limited Partnership true -- S. Muoio & Co. LLC 509 Madison Avenue Suite 406 New York NY NEW YORK 10022 Executive Officer General Partner and Investment Manager. Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.1 true 0000919574-15-004837 1997-08-01 true true true false 0 Stifel Nicolaus & Company, Incorporated 793 None None 501 NORTH BROADWAY ST. LOUIS MO MISSOURI 63102 All States false Indefinite 39806177 Indefinite false 121 0 true 0 true The recipient listed in Item 12 is paid an amount equal to a percentage of the management fee paid to the General Partner, or its affiliate, attributable to certain assets under management and/or the incentive allocation. 0 true The General Partner receives customary management fees as provided in the Issuer's offering docuements. true SM Investors, L.P. /s/ Salvatore Muoio Salvatore Muoio Managing Member of the General Partner 2016-06-10