Head of Risk and Midoffice

0001466697-20-000008.txt : 20200515 0001466697-20-000008.hdr.sgml : 20200515 20200515160432 ACCESSION NUMBER: 0001466697-20-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200515 DATE AS OF CHANGE: 20200515 EFFECTIVENESS DATE: 20200515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FLOW TRADERS U.S. LLC CENTRAL INDEX KEY: 0001466697 IRS NUMBER: 264730866 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14610 FILM NUMBER: 20884951 BUSINESS ADDRESS: STREET 1: 1114 AVENUE OF THE AMERICAS STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 917-210-5006 MAIL ADDRESS: STREET 1: 1114 AVENUE OF THE AMERICAS STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001466697 XXXXXXXX 03-31-2020 03-31-2020 FLOW TRADERS U.S. LLC

1114 AVENUE OF THE AMERICAS 4TH FLOOR NEW YORK NY 10036

13F HOLDINGS REPORT 028-14610 N Daniel Dipaci Head of Risk and Midoffice 917-210-5025 Daniel Dipaci New York NY 05-15-2020 0 353 1825943 false INFORMATION TABLE 2 13F_2020_Q1.xml ALPS Emerging Sector Dividend ETP 00162Q668 285 18983 SH SOLE 18983 0 0 Aberdeen Standard Physical Sil ETP 003264108 2229 164624 SH SOLE 164624 0 0 AdvisorShares Dorsey Wright Sh ETP 00768Y529 413 11618 SH SOLE 11618 0 0 Alibaba Group Holding Ltd ADR 01609W102 4646 23888 SH SOLE 23888 0 0 Bank of Montreal ETP 063679724 213 1926 SH SOLE 1926 0 0 Bank of Montreal ETP 063679732 1132 10811 SH SOLE 10811 0 0 Bank of Montreal ETP 063679740 499 6216 SH SOLE 6216 0 0 Bank of Montreal ETP 063679773 203 3901 SH SOLE 3901 0 0 Bank of Montreal ETP 063679849 342 13514 SH SOLE 13514 0 0 Bank of Montreal ETP 063679856 687 14904 SH SOLE 14904 0 0 Bank of Montreal ETP 063679864 202 25851 SH SOLE 25851 0 0 Bank of Montreal ETP 063679872 263 6615 SH SOLE 6615 0 0 Bank of Montreal ETP 06368B504 215 4086 SH SOLE 4086 0 0 Barclays Bank PLC ETP 06742C723 112 13666 SH SOLE 13666 0 0 Barclays Bank PLC ETP 06746P563 203 5428 SH SOLE 5428 0 0 Barclays Bank PLC ETP 06747D809 562 21388 SH SOLE 21388 0 0 CenturyLink Inc Common Stock 156700106 138 14550 SH SOLE 14550 0 0 Citigroup Inc ETP 17325E309 3472 236524 SH SOLE 236524 0 0 ConocoPhillips Common Stock 20825C104 396 12855 SH SOLE 12855 0 0 Credit Suisse AG/Nassau ETP 22542D258 14089 44981 SH SOLE 44981 0 0 Credit Suisse AG/Nassau ETP 22542D266 4052 41286 SH SOLE 41286 0 0 Credit Suisse AG/Nassau ETP 22542D290 384 10515 SH SOLE 10515 0 0 Credit Suisse AG/Nassau ETP 22542D316 607 4036 SH SOLE 4036 0 0 Xtrackers MSCI Emerging Market ETP 233051101 505 26540 SH SOLE 26540 0 0 Xtrackers S&P 500 ESG ETF ETP 233051143 3933 174195 SH SOLE 174195 0 0 Xtrackers MSCI EAFE Hedged Equ ETP 233051200 4323 161314 SH SOLE 161314 0 0 Xtrackers Short Duration High ETP 233051283 268 6245 SH SOLE 6245 0 0 Xtrackers MSCI Germany Hedged ETP 233051408 2987 140426 SH SOLE 140426 0 0 Xtrackers USD High Yield Corpo ETP 233051432 42284 959468 SH SOLE 959468 0 0 Xtrackers MSCI Japan Hedged Eq ETP 233051507 21305 601168 SH SOLE 601168 0 0 Xtrackers Japan JPX-Nikkei 400 ETP 233051663 4450 185559 SH SOLE 185559 0 0 Xtrackers MSCI Eurozone Hedged ETP 233051697 3496 142167 SH SOLE 142167 0 0 Xtrackers Harvest CSI 500 Chin ETP 233051754 226 8841 SH SOLE 8841 0 0 Xtrackers MSCI All World ex US ETP 233051820 5641 243755 SH SOLE 243755 0 0 Xtrackers MSCI Europe Hedged E ETP 233051853 837 34589 SH SOLE 34589 0 0 Xtrackers Harvest CSI 300 Chin ETP 233051879 4508 174110 SH SOLE 174110 0 0 Direxion Daily Technology Bull ETP 25459W102 474 4081 SH SOLE 4081 0 0 Direxion Daily Semiconductors ETP 25459W458 787 8310 SH SOLE 8310 0 0 Direxion Daily Technology Bear ETP 25460E562 287 50723 SH SOLE 50723 0 0 Direxion Daily Transportation ETP 25460E679 330 45721 SH SOLE 45721 0 0 Direxion Daily Junior Gold Min ETP 25460E877 487 179687 SH SOLE 179687 0 0 Direxion Daily S&P 500 Bear 3X ETP 25460E885 14951 937932 SH SOLE 937932 0 0 PortfolioPlus S&P 500 ETF ETP 25490K109 801 24673 SH SOLE 24673 0 0 Direxion Daily Gold Miners Ind ETP 25490K133 70 23200 SH SOLE 23200 0 0 Direxion Shares Etf Trust-Dire ETP 25490K596 675 65893 SH SOLE 65893 0 0 EOG Resources Inc Common Stock 26875P101 362 10065 SH SOLE 10065 0 0 Vident Core U.S. Bond Strategy ETP 26922A602 487 10104 SH SOLE 10104 0 0 Virtus Newfleet Multi-Sector B ETP 26923G707 230 10336 SH SOLE 10336 0 0 High Yield ETF ETP 30151E814 3516 141240 SH SOLE 141240 0 0 Exxon Mobil Corp Common Stock 30231G102 255 6704 SH SOLE 6704 0 0 Fidelity High Yield Factor ETF ETP 316092618 3281 69141 SH SOLE 69141 0 0 First Trust BICK Index Fund ETP 33733H107 1176 57600 SH SOLE 57600 0 0 First Trust Technology AlphaDE ETP 33734X176 4499 75736 SH SOLE 75736 0 0 First Trust NASDAQ Cybersecuri ETP 33734X846 356 13804 SH SOLE 13804 0 0 First Trust NASDAQ-100 Technol ETP 337345102 6732 79649 SH SOLE 79649 0 0 First Trust STOXX European Sel ETP 33735T109 390 40566 SH SOLE 40566 0 0 First Trust Europe AlphaDEX Fu ETP 33737J117 762 29537 SH SOLE 29537 0 0 First Trust Latin America Alph ETP 33737J125 289 23949 SH SOLE 23949 0 0 First Trust Developed Markets ETP 33737J174 6847 171942 SH SOLE 171942 0 0 First Trust Switzerland AlphaD ETP 33737J232 280 6672 SH SOLE 6672 0 0 First Trust Emerging Markets S ETP 33737J307 2102 83261 SH SOLE 83261 0 0 First Trust Senior Loan ETF ETP 33738D309 5566 133197 SH SOLE 133197 0 0 First Trust Exchange-Traded Fu ETP 33738D408 61842 1473126 SH SOLE 1473126 0 0 First Trust Long Duration Oppo ETP 33738D606 628 21646 SH SOLE 21646 0 0 First Trust Preferred Securiti ETP 33739E108 504 30755 SH SOLE 30755 0 0 First Trust Emerging Markets L ETP 33739P202 7621 240390 SH SOLE 240390 0 0 First Trust RiverFront Dynamic ETP 33739P707 493 10286 SH SOLE 10286 0 0 First Trust Strategic Income E ETP 33739Q309 316 7639 SH SOLE 7639 0 0 First Trust Tcw Unconstrained ETP 33740F888 1262 52261 SH SOLE 52261 0 0 FlexShares Morningstar Emergin ETP 33939L308 2984 78216 SH SOLE 78216 0 0 FlexShares iBoxx 3-Year Target ETP 33939L506 1584 64400 SH SOLE 64400 0 0 FlexShares iBoxx 5-Year Target ETP 33939L605 1188 46024 SH SOLE 46024 0 0 FlexShares Ready Access Variab ETP 33939L886 800 10780 SH SOLE 10780 0 0 Global X SuperDividend ETF ETP 37950E549 533 57149 SH SOLE 57149 0 0 Global X MSCI China Financials ETP 37950E606 448 32833 SH SOLE 32833 0 0 Global X Dax Germany ETF ETP 37954Y491 572 27758 SH SOLE 27758 0 0 Goldman Sachs ActiveBeta Inter ETP 381430107 2538 110041 SH SOLE 110041 0 0 Goldman Sachs ActiveBeta Emerg ETP 381430206 12352 471989 SH SOLE 471989 0 0 Goldman Sachs Access Ultra Sho ETP 381430230 2742 55358 SH SOLE 55358 0 0 Goldman Sachs Access Inflation ETP 381430362 433 8165 SH SOLE 8165 0 0 Graniteshares Gold Trust ETP 38748G101 1642 104609 SH SOLE 104609 0 0 Hess Corp Common Stock 42809H107 388 11646 SH SOLE 11646 0 0 Highland/iBoxx Senior Loan ETF ETP 430101774 166 10754 SH SOLE 10754 0 0 Invesco Variable Rate Investme ETP 46090A879 240 10572 SH SOLE 10572 0 0 Invesco QQQ Trust Series 1 ETP 46090E103 721 3788 SH SOLE 3788 0 0 Invesco India Exchange-Traded ETP 46137R109 303 21851 SH SOLE 21851 0 0 Invesco S&P 500 Pure Growth ET ETP 46137V266 966 9646 SH SOLE 9646 0 0 Invesco S&P 500 Equal Weight T ETP 46137V282 3045 19096 SH SOLE 19096 0 0 Invesco BuyBack Achievers ETF ETP 46137V308 620 12802 SH SOLE 12802 0 0 Invesco S&P 500 Equal Weight E ETP 46137V357 4565 54337 SH SOLE 54337 0 0 Invesco Global Listed Private ETP 46137V589 193 23706 SH SOLE 23706 0 0 Invesco FTSE RAFI US 1000 ETF ETP 46137V613 1647 17821 SH SOLE 17821 0 0 Invesco DWA Momentum ETF ETP 46137V837 1029 19076 SH SOLE 19076 0 0 Invesco S&P International Deve ETP 46138E214 1048 50271 SH SOLE 50271 0 0 Invesco S&P International Deve ETP 46138E230 2293 87202 SH SOLE 87202 0 0 Invesco S&P 500 Low Volatility ETP 46138E354 2843 60595 SH SOLE 60595 0 0 Invesco International Corporat ETP 46138E636 2039 83320 SH SOLE 83320 0 0 Invesco International BuyBack ETP 46138E644 258 10977 SH SOLE 10977 0 0 Invesco Global Short Term High ETP 46138E669 1945 98377 SH SOLE 98377 0 0 Invesco Fundamental Investment ETP 46138E693 356 14004 SH SOLE 14004 0 0 Invesco Fundamental High Yield ETP 46138E719 3203 193186 SH SOLE 193186 0 0 Invesco FTSE RAFI Emerging Mar ETP 46138E727 2905 188245 SH SOLE 188245 0 0 Invesco FTSE International Low ETP 46138E768 2415 109074 SH SOLE 109074 0 0 Invesco Emerging Markets Sover ETP 46138E784 309 12938 SH SOLE 12938 0 0 Invesco China Technology ETF ETP 46138E800 894 18674 SH SOLE 18674 0 0 Invesco DWA Emerging Markets M ETP 46138E867 2031 139361 SH SOLE 139361 0 0 Invesco Variable Rate Preferre ETP 46138G870 866 40359 SH SOLE 40359 0 0 Invesco Treasury Collateral ET ETP 46138G888 1586 14936 SH SOLE 14936 0 0 Invesco BulletShares 2020 High ETP 46138J601 2018 87733 SH SOLE 87733 0 0 Invesco Bulletshares 2026 High ETP 46138J635 236 10669 SH SOLE 10669 0 0 Invesco BulletShares 2022 USD ETP 46138J676 554 22539 SH SOLE 22539 0 0 Invesco BulletShares 2021 High ETP 46138J809 214 9680 SH SOLE 9680 0 0 Invesco BulletShares 2025 High ETP 46138J817 894 41949 SH SOLE 41949 0 0 Invesco BulletShares 2024 High ETP 46138J833 3261 146823 SH SOLE 146823 0 0 Invesco BulletShares 2023 High ETP 46138J858 3919 174548 SH SOLE 174548 0 0 Invesco BulletShares 2022 High ETP 46138J874 5220 241007 SH SOLE 241007 0 0 Invesco DB Oil Fund ETP 46140H403 121 19705 SH SOLE 19705 0 0 Invesco DB Precious Metals Fun ETP 46140H502 7207 176903 SH SOLE 176903 0 0 iShares S&P GSCI Commodity Ind ETP 46428R107 150 16129 SH SOLE 16129 0 0 iShares Gold Trust ETP 464285105 1788 118644 SH SOLE 118644 0 0 iShares MSCI Australia ETF ETP 464286103 5261 338518 SH SOLE 338518 0 0 iShares US & International Hig ETP 464286178 5187 122684 SH SOLE 122684 0 0 iShares International High Yie ETP 464286210 1437 33211 SH SOLE 33211 0 0 iShares JP Morgan EM Corporate ETP 464286251 2013 44778 SH SOLE 44778 0 0 iShares Emerging Markets Divid ETP 464286319 3337 118530 SH SOLE 118530 0 0 iShares MSCI World ETF ETP 464286392 60152 771876 SH SOLE 771876 0 0 iShares MSCI Brazil ETF ETP 464286400 5894 250177 SH SOLE 250177 0 0 iShares MSCI Emerging Markets ETP 464286426 9679 170494 SH SOLE 170494 0 0 iShares MSCI Emerging Markets ETP 464286475 584 18201 SH SOLE 18201 0 0 iShares MSCI Canada ETF ETP 464286509 1546 70737 SH SOLE 70737 0 0 iShares JP Morgan EM Local Cur ETP 464286517 1076 28747 SH SOLE 28747 0 0 iShares Edge MSCI Min Vol Glob ETP 464286525 314 3913 SH SOLE 3913 0 0 iShares Edge MSCI Min Vol Emer ETP 464286533 1100 23440 SH SOLE 23440 0 0 iShares MSCI Japan Small-Cap E ETP 464286582 432 7312 SH SOLE 7312 0 0 iShares MSCI Thailand ETF ETP 464286624 688 11966 SH SOLE 11966 0 0 iShares MSCI BRIC ETF ETP 464286657 2774 77855 SH SOLE 77855 0 0 iShares MSCI Pacific ex Japan ETP 464286665 15160 447064 SH SOLE 447064 0 0 iShares MSCI France ETF ETP 464286707 27765 1184528 SH SOLE 1184528 0 0 iShares MSCI Switzerland ETF ETP 464286749 1445 40868 SH SOLE 40868 0 0 iShares MSCI Sweden ETF ETP 464286756 747 29202 SH SOLE 29202 0 0 iShares MSCI Spain ETF ETP 464286764 32465 1597699 SH SOLE 1597699 0 0 iShares MSCI South Africa ETF ETP 464286780 3585 126324 SH SOLE 126324 0 0 iShares MSCI Netherlands ETF ETP 464286814 1205 46364 SH SOLE 46364 0 0 iShares MSCI Mexico ETF ETP 464286822 2159 76172 SH SOLE 76172 0 0 iShares MSCI Hong Kong ETF ETP 464286871 6936 347833 SH SOLE 347833 0 0 iShares S&P 100 ETF ETP 464287101 5083 42852 SH SOLE 42852 0 0 iShares Core S&P Total US Stoc ETP 464287150 3524 61605 SH SOLE 61605 0 0 iShares Select Dividend ETF ETP 464287168 260 3537 SH SOLE 3537 0 0 iShares TIPS Bond ETF ETP 464287176 1857 15744 SH SOLE 15744 0 0 iShares China Large-Cap ETF ETP 464287184 5783 154043 SH SOLE 154043 0 0 iShares Core S&P 500 ETF ETP 464287200 78261 302869 SH SOLE 302869 0 0 iShares Core U.S. Aggregate Bo ETP 464287226 794 6886 SH SOLE 6886 0 0 iShares Global Tech ETF ETP 464287291 1531 8395 SH SOLE 8395 0 0 iShares Global Healthcare ETF ETP 464287325 334 5475 SH SOLE 5475 0 0 iShares JPX Nikkei 400 Index E ETP 464287382 4291 81017 SH SOLE 81017 0 0 iShares S&P 500 Value ETF ETP 464287408 5280 54860 SH SOLE 54860 0 0 iShares 20 Year Treasury Bond ETP 464287432 23922 145009 SH SOLE 145009 0 0 iShares 7-10 Year Treasury Bon ETP 464287440 2194 18060 SH SOLE 18060 0 0 iShares MSCI EAFE ETF ETP 464287465 440335 8236714 SH SOLE 8236714 0 0 iShares Russell 2000 ETF ETP 464287655 2850 24900 SH SOLE 24900 0 0 iShares Europe ETF ETP 464287861 72351 2047874 SH SOLE 2047874 0 0 iShares International Treasury ETP 464288117 4156 84286 SH SOLE 84286 0 0 iShares 1-3 Year International ETP 464288125 204 2638 SH SOLE 2638 0 0 iShares Agency Bond ETF ETP 464288166 649 5380 SH SOLE 5380 0 0 iShares MSCI ACWI ex US ETF ETP 464288240 7942 210940 SH SOLE 210940 0 0 iShares International Select D ETP 464288448 267 11830 SH SOLE 11830 0 0 iShares MSCI Europe Small-Cap ETP 464288497 359 9315 SH SOLE 9315 0 0 iShares MBS ETF ETP 464288588 1043 9448 SH SOLE 9448 0 0 iShares 3-7 Year Treasury Bond ETP 464288661 6596 49465 SH SOLE 49465 0 0 iShares Global Consumer Staple ETP 464288737 276 5776 SH SOLE 5776 0 0 iShares India 50 ETF ETP 464289529 1105 43071 SH SOLE 43071 0 0 iShares US Treasury Bond ETF ETP 46429B267 3016 107675 SH SOLE 107675 0 0 iShares MSCI India Small-Cap E ETP 46429B614 549 23727 SH SOLE 23727 0 0 iShares MSCI China ETF ETP 46429B671 18337 320294 SH SOLE 320294 0 0 iShares 0-5 Year TIPS Bond ETF ETP 46429B747 2057 20595 SH SOLE 20595 0 0 iShares Interest Rate Hedged H ETP 46431W606 4674 61189 SH SOLE 61189 0 0 iShares Edge MSCI USA Value Fa ETP 46432F388 1931 30658 SH SOLE 30658 0 0 iShares Edge MSCI USA Momentum ETP 46432F396 303 2843 SH SOLE 2843 0 0 iShares Core MSCI Total Intern ETP 46432F834 39862 847938 SH SOLE 847938 0 0 iShares Core MSCI Emerging Mar ETP 46434G103 8283 204679 SH SOLE 204679 0 0 iShares MSCI Malaysia ETF ETP 46434G814 731 31515 SH SOLE 31515 0 0 iShares MSCI Japan ETF ETP 46434G822 42392 858320 SH SOLE 858320 0 0 iShares MSCI Italy ETF ETP 46434G830 3359 161726 SH SOLE 161726 0 0 iShares Edge MSCI Multifactor ETP 46434V266 3400 148789 SH SOLE 148789 0 0 iShares Exponential Technologi ETP 46434V381 6747 189460 SH SOLE 189460 0 0 iShares iBonds Sep 2020 Term M ETP 46434V571 2405 94812 SH SOLE 94812 0 0 iShares Core MSCI Pacific ETF ETP 46434V696 5737 123753 SH SOLE 123753 0 0 iShares Currency Hedged MSCI G ETP 46434V704 1693 78302 SH SOLE 78302 0 0 iShares Core MSCI Europe ETF ETP 46434V738 4674 126064 SH SOLE 126064 0 0 iShares Currency Hedged MSCI E ETP 46434V803 988 40822 SH SOLE 40822 0 0 iShares Treasury Floating Rate ETP 46434V860 1416 28146 SH SOLE 28146 0 0 iShares Ultra Short-Term Bond ETP 46434V878 464 9293 SH SOLE 9293 0 0 iShares Currency Hedged MSCI J ETP 46434V886 2309 84898 SH SOLE 84898 0 0 iShares Edge Investment Grade ETP 46435G219 273 5550 SH SOLE 5550 0 0 iShares Edge High Yield Defens ETP 46435G250 1247 28396 SH SOLE 28396 0 0 iShares MSCI United Kingdom ET ETP 46435G334 7128 298481 SH SOLE 298481 0 0 iShares Edge MSCI Internationa ETP 46435G409 308 17511 SH SOLE 17511 0 0 iShares iBoxx $ High Yield ex ETP 46435G441 10583 219927 SH SOLE 219927 0 0 iShares Fallen Angels USD Bond ETP 46435G474 3149 140345 SH SOLE 140345 0 0 iShares Currency Hedged MSCI C ETP 46435G706 1455 67366 SH SOLE 67366 0 0 iShares Currency Hedged JPX-Ni ETP 46435G722 638 25774 SH SOLE 25774 0 0 iShares iBonds Dec 2021 Term M ETP 46435G789 365 14291 SH SOLE 14291 0 0 iShares Currency Hedged MSCI S ETP 46435G813 1089 68519 SH SOLE 68519 0 0 iShares Currency Hedged MSCI I ETP 46435G821 238 17931 SH SOLE 17931 0 0 iShares Currency Hedged MSCI A ETP 46435G847 2087 93223 SH SOLE 93223 0 0 iShares Currency Hedged MSCI U ETP 46435G862 864 47152 SH SOLE 47152 0 0 iShares Currency Hedged MSCI S ETP 46435G870 1534 57063 SH SOLE 57063 0 0 iShares iBonds 2023 Term High ETP 46435U150 5370 246942 SH SOLE 246942 0 0 iShares iBonds 2025 Term High ETP 46435U168 3448 156675 SH SOLE 156675 0 0 iShares iBonds 2022 Term High ETP 46435U176 5560 239535 SH SOLE 239535 0 0 iShares iBonds 2024 Term High ETP 46435U184 1154 52277 SH SOLE 52277 0 0 iShares iBonds 2021 Term High ETP 46435U226 4234 183282 SH SOLE 183282 0 0 iShares Global Green Bond ETF ETP 46435U440 1524 28720 SH SOLE 28720 0 0 iShares Robotics & Artificial ETP 46435U556 1778 79513 SH SOLE 79513 0 0 iShares Edge U.S. Fixed Income ETP 46435U796 475 4866 SH SOLE 4866 0 0 JPMorgan Diversified Return In ETP 46641Q209 6655 153906 SH SOLE 153906 0 0 JPMorgan Diversified Return Em ETP 46641Q308 409 10309 SH SOLE 10309 0 0 JPMorgan BetaBuilders Internat ETP 46641Q373 14268 358229 SH SOLE 358229 0 0 JPMorgan BetaBuilders 1-5 Year ETP 46641Q381 1542 59411 SH SOLE 59411 0 0 JPMorgan BetaBuilders US Equit ETP 46641Q399 1372 29561 SH SOLE 29561 0 0 JPMorgan U.S. Aggregate Bond E ETP 46641Q613 3011 111515 SH SOLE 111515 0 0 JPMorgan Ultra-Short Municipal ETP 46641Q654 1097 21751 SH SOLE 21751 0 0 JPMorgan BetaBuilders Develope ETP 46641Q688 4761 252982 SH SOLE 252982 0 0 JPMorgan BetaBuilders Canada E ETP 46641Q696 755 39712 SH SOLE 39712 0 0 JPMorgan BetaBuilders Japan ET ETP 46641Q712 12413 606419 SH SOLE 606419 0 0 JPMorgan USD Emerging Markets ETP 46641Q746 3500 80588 SH SOLE 80588 0 0 JPMorgan Ultra-Short Income ET ETP 46641Q837 731 14712 SH SOLE 14712 0 0 JPMorgan High Yield Research E ETP 46641Q878 3623 81754 SH SOLE 81754 0 0 KraneShares CICC China Leaders ETP 500767207 792 32184 SH SOLE 32184 0 0 KraneShares CSI China Internet ETP 500767306 406 8972 SH SOLE 8972 0 0 Hartford Multifactor Developed ETP 518416102 859 38970 SH SOLE 38970 0 0 Lockheed Martin Corp Common Stock 539830109 200 591 SH SOLE 591 0 0 Marathon Petroleum Corp Common Stock 56585A102 404 17094 SH SOLE 17094 0 0 Novo Nordisk A/S ADR 670100205 297 4941 SH SOLE 4941 0 0 Occidental Petroleum Corp Common Stock 674599105 390 33673 SH SOLE 33673 0 0 PGIM Ultra Short Bond ETF ETP 69344A107 706 14518 SH SOLE 14518 0 0 Phillips 66 Common Stock 718546104 391 7286 SH SOLE 7286 0 0 PIMCO 1-5 Year U.S. TIPS Index ETP 72201R205 746 14422 SH SOLE 14422 0 0 PIMCO 15 Year U.S. TIPS Index ETP 72201R304 1137 14600 SH SOLE 14600 0 0 PIMCO 0-5 Year High Yield Corp ETP 72201R783 678 7905 SH SOLE 7905 0 0 PIMCO Intermediate Municipal B ETP 72201R866 336 6165 SH SOLE 6165 0 0 Pioneer Natural Resources Co Common Stock 723787107 398 5673 SH SOLE 5673 0 0 ProShares Short MidCap 400 ETP 74347B250 866 16836 SH SOLE 16836 0 0 ProShares UltraPro Short S&P 5 ETP 74347B268 10545 437202 SH SOLE 437202 0 0 ProShares UltraShort MSCI Braz ETP 74347B292 406 11496 SH SOLE 11496 0 0 ProShares UltraPro Short Dow30 ETP 74347G309 4755 98621 SH SOLE 98621 0 0 ProShares UltraPro Short QQQ ETP 74347G408 20634 1060308 SH SOLE 1060308 0 0 ProShares Ultra S&P500 ETP 74347R107 1090 12265 SH SOLE 12265 0 0 ProShares Ultra QQQ ETP 74347R206 7008 78230 SH SOLE 78230 0 0 ProShares Ultra Russell2000 ETP 74347R842 739 22502 SH SOLE 22502 0 0 ProShares Short VIX Short-Term ETP 74347W130 981 31639 SH SOLE 31639 0 0 ProShares Ultra VIX Short-Term ETP 74347W148 3818 65201 SH SOLE 65201 0 0 ProShares VIX Short-Term Futur ETP 74347W171 2474 65215 SH SOLE 65215 0 0 ProShares Ultra Bloomberg Crud ETP 74347W247 533 335384 SH SOLE 335384 0 0 ProShares Ultra Silver ETP 74347W353 882 47832 SH SOLE 47832 0 0 ProShares Ultra Gold ETP 74347W601 694 13343 SH SOLE 13343 0 0 ProShares UltraShort Bloomberg ETP 74347W668 2820 56417 SH SOLE 56417 0 0 ProShares UltraPro Russell2000 ETP 74347X799 816 41659 SH SOLE 41659 0 0 ProShares UltraPro Dow30 ETP 74347X823 1615 38653 SH SOLE 38653 0 0 ProShares UltraPro QQQ ETP 74347X831 2119 44474 SH SOLE 44474 0 0 Royal Dutch Shell PLC ADR 780259206 649 18591 SH SOLE 18591 0 0 SPDR S&P 500 ETF Trust ETP 78462F103 5891 22854 SH SOLE 22854 0 0 SPDR Portfolio Europe ETF ETP 78463X103 5830 216411 SH SOLE 216411 0 0 SPDR EURO STOXX Small Cap ETF ETP 78463X392 529 11376 SH SOLE 11376 0 0 SPDR S&P China ETF ETP 78463X400 3535 38744 SH SOLE 38744 0 0 SPDR MSCI EAFE StrategicFactor ETP 78463X434 689 12902 SH SOLE 12902 0 0 SPDR S&P Emerging Markets Divi ETP 78463X533 837 37706 SH SOLE 37706 0 0 SPDR S&P International Dividen ETP 78463X772 836 27299 SH SOLE 27299 0 0 SPDR MSCI ACWI ex-US ETF ETP 78463X848 1761 89303 SH SOLE 89303 0 0 SPDR S&P International Small C ETP 78463X871 6388 280548 SH SOLE 280548 0 0 SPDR Bloomberg Barclays Intern ETP 78464A151 1205 38757 SH SOLE 38757 0 0 SPDR Bloomberg Barclays Short ETP 78464A334 1851 62414 SH SOLE 62414 0 0 SPDR Bloomberg Barclays Conver ETP 78464A359 578 12081 SH SOLE 12081 0 0 SPDR Portfolio Intermediate Te ETP 78464A375 2696 79283 SH SOLE 79283 0 0 SPDR Bloomberg Barclays Intern ETP 78464A516 1081 38880 SH SOLE 38880 0 0 SPDR Portfolio Long Term Treas ETP 78464A664 17050 360929 SH SOLE 360929 0 0 SPDR S&P Dividend ETF ETP 78464A763 1936 24248 SH SOLE 24248 0 0 SPDR Portfolio S&P 1500 Compos ETP 78464A805 2367 75272 SH SOLE 75272 0 0 SPDR Blackstone / GSO Senior L ETP 78467V608 9354 233799 SH SOLE 233799 0 0 SPDR SSgA Ultra Short Term Bon ETP 78467V707 2527 64867 SH SOLE 64867 0 0 SPDR Portfolio Short Term Trea ETP 78468R101 3144 102347 SH SOLE 102347 0 0 SPDR S&P Oil & Gas Exploration ETP 78468R556 584 17760 SH SOLE 17760 0 0 SPDR Portfolio High Yield Bond ETP 78468R606 11627 515363 SH SOLE 515363 0 0 SPDR Bloomberg Barclays High Y ETP 78468R622 3046 32156 SH SOLE 32156 0 0 SPDR Bloomberg Barclays 1-3 Mo ETP 78468R663 3287 35871 SH SOLE 35871 0 0 SPDR Nuveen Bloomberg Barclays ETP 78468R739 273 5580 SH SOLE 5580 0 0 SPDR SSGA US Large Cap Low Vol ETP 78468R804 3393 37455 SH SOLE 37455 0 0 SPDR Bloomberg Barclays 1-10 Y ETP 78468R861 718 36573 SH SOLE 36573 0 0 Schwab U.S. Large-Cap Growth E ETP 808524300 2183 27403 SH SOLE 27403 0 0 Schwab 1-5 Year Corporate Bond ETP 808524714 1715 34970 SH SOLE 34970 0 0 Schwab Fundamental Emerging Ma ETP 808524730 224 10875 SH SOLE 10875 0 0 Schwab Fundamental Internation ETP 808524748 811 34527 SH SOLE 34527 0 0 Schwab Intermediate-Term U.S. ETP 808524854 4298 73113 SH SOLE 73113 0 0 Schwab Short-Term U.S. Treasur ETP 808524862 299 5779 SH SOLE 5779 0 0 Schwab US TIPS ETF ETP 808524870 4583 79698 SH SOLE 79698 0 0 Schwab International Small-Cap ETP 808524888 502 20582 SH SOLE 20582 0 0 Energy Select Sector SPDR Fund ETP 81369Y506 1331 45817 SH SOLE 45817 0 0 Financial Select Sector SPDR F ETP 81369Y605 1049 50408 SH SOLE 50408 0 0 Communication Services Select ETP 81369Y852 714 16143 SH SOLE 16143 0 0 Tesla Inc Common Stock 88160R101 281 537 SH SOLE 537 0 0 Teva Pharmaceutical Industries ADR 881624209 423 47070 SH SOLE 47070 0 0 Teucrium Corn Fund ETP 88166A102 137 10603 SH SOLE 10603 0 0 SP Funds Dow Jones Global Suku ETP 886364702 1085 56956 SH SOLE 56956 0 0 Anfield Universal Fixed Income ETP 90214Q766 98 10079 SH SOLE 10079 0 0 UBS AG/London ETP 90274E810 1270 172745 SH SOLE 172745 0 0 Raytheon Technologies Corp Common Stock 913017109 323 3423 SH SOLE 3423 0 0 Valero Energy Corp Common Stock 91913Y100 691 15229 SH SOLE 15229 0 0 VanEck Merk Gold Shares ETP 921078101 2899 188398 SH SOLE 188398 0 0 VanEck Vectors Gold Miners ETF ETP 92189F106 325 14098 SH SOLE 14098 0 0 VanEck Vectors Emerging Market ETP 92189F353 2424 121441 SH SOLE 121441 0 0 VanEck Vectors Russia ETF ETP 92189F403 1922 115245 SH SOLE 115245 0 0 VanEck Vectors India Growth Le ETP 92189F767 1812 91376 SH SOLE 91376 0 0 VanEck Vectors Junior Gold Min ETP 92189F791 2739 97458 SH SOLE 97458 0 0 VanEck Vectors Brazil Small-Ca ETP 92189F825 637 48661 SH SOLE 48661 0 0 VanEck Vectors Indonesia Index ETP 92189F833 852 66887 SH SOLE 66887 0 0 VanEck Vectors J.P. Morgan EM ETP 92189H300 8359 293605 SH SOLE 293605 0 0 Vanguard ESG International Sto ETP 921910725 13214 321117 SH SOLE 321117 0 0 Vanguard Mega Cap Value ETF ETP 921910840 775 11735 SH SOLE 11735 0 0 Vanguard Total Bond Market ETF ETP 921937835 833 9757 SH SOLE 9757 0 0 Vanguard FTSE Developed Market ETP 921943858 34695 1040643 SH SOLE 1040643 0 0 Vanguard High Dividend Yield E ETP 921946406 2571 36335 SH SOLE 36335 0 0 Vanguard Short-Term Inflation- ETP 922020805 993 20390 SH SOLE 20390 0 0 Vanguard Total International B ETP 92203J407 1141 20278 SH SOLE 20278 0 0 Vanguard FTSE All-World ex-US ETP 922042775 2359 57517 SH SOLE 57517 0 0 Vanguard FTSE Emerging Markets ETP 922042858 740 22060 SH SOLE 22060 0 0 Vanguard FTSE Pacific ETF ETP 922042866 13809 250352 SH SOLE 250352 0 0 Vanguard FTSE Europe ETF ETP 922042874 12729 294114 SH SOLE 294114 0 0 Vanguard Russell 1000 Growth E ETP 92206C680 10996 71089 SH SOLE 71089 0 0 Vanguard Intermediate-Term Tre ETP 92206C706 1650 23388 SH SOLE 23388 0 0 Vanguard Long-Term Treasury ET ETP 92206C847 1021 10104 SH SOLE 10104 0 0 Vanguard Intermediate-Term Cor ETP 92206C870 1803 20705 SH SOLE 20705 0 0 Vanguard Value ETF ETP 922908744 2263 25412 SH SOLE 25412 0 0 Virtus Seix Senior Loan ETF ETP 92790A405 2113 94897 SH SOLE 94897 0 0 VMware Inc Common Stock 928563402 207 1712 SH SOLE 1712 0 0 WisdomTree WisdomTree Negative ETP 97717W398 607 42996 SH SOLE 42996 0 0 WisdomTree Interest Rate Hedge ETP 97717W430 4934 264252 SH SOLE 264252 0 0 WisdomTree Germany Hedged Equi ETP 97717W448 4461 198782 SH SOLE 198782 0 0 WisdomTree Japan Hedged SmallC ETP 97717W521 3514 105410 SH SOLE 105410 0 0 WisdomTree International Equit ETP 97717W703 327 8278 SH SOLE 8278 0 0 WisdomTree International Small ETP 97717W760 1054 21935 SH SOLE 21935 0 0 WisdomTree International Large ETP 97717W794 945 25583 SH SOLE 25583 0 0 WisdomTree Japan SmallCap Divi ETP 97717W836 1396 24017 SH SOLE 24017 0 0 WisdomTree Global ex-US Qualit ETP 97717W844 920 17412 SH SOLE 17412 0 0 WisdomTree Japan Hedged Equity ETP 97717W851 2551 60511 SH SOLE 60511 0 0 WisdomTree Europe SmallCap Div ETP 97717W869 618 15196 SH SOLE 15196 0 0 WisdomTree US Short Term High ETP 97717X149 2097 47699 SH SOLE 47699 0 0 WisdomTree US High Yield Corpo ETP 97717X172 1065 23835 SH SOLE 23835 0 0 Wisdomtree Europe Hedged Small ETP 97717X552 1001 43590 SH SOLE 43590 0 0 WisdomTree International Hedge ETP 97717X594 2229 73614 SH SOLE 73614 0 0 WisdomTree Europe Hedged Equit ETP 97717X701 1765 34455 SH SOLE 34455 0 0 WisdomTree Emerging Markets Co ETP 97717X784 765 12118 SH SOLE 12118 0 0 WisdomTree Emerging Markets Lo ETP 97717X867 3247 109964 SH SOLE 109964 0 0 SPDR Gold MiniShares Trust ETP 98149E204 1162 73897 SH SOLE 73897 0 0