Head of Risk & Midoffice

0001466697-19-000010.txt : 20190515 0001466697-19-000010.hdr.sgml : 20190515 20190515152452 ACCESSION NUMBER: 0001466697-19-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190515 DATE AS OF CHANGE: 20190515 EFFECTIVENESS DATE: 20190515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FLOW TRADERS U.S. LLC CENTRAL INDEX KEY: 0001466697 IRS NUMBER: 264730866 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14610 FILM NUMBER: 19827566 BUSINESS ADDRESS: STREET 1: 1114 AVENUE OF THE AMERICAS STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 917-210-5020 MAIL ADDRESS: STREET 1: 1114 AVENUE OF THE AMERICAS STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001466697 XXXXXXXX 03-31-2019 03-31-2019 FLOW TRADERS U.S. LLC

1114 AVENUE OF THE AMERICAS 4TH FLOOR NEW YORK NY 10036

13F HOLDINGS REPORT 028-14610 N Daniel Dipaci Head of Risk & Midoffice 917-210-5025 Daniel Dipaci New York X1 05-15-2019 0 307 1745390 false INFORMATION TABLE 2 13F_2019_Q1.xml Riverfront Strategic Income Fu ETP 00162Q783 561 22779 SH SOLE 22779 0 0 Alibaba Group Holding Ltd ADR 01609W102 11315 62016 SH SOLE 62016 0 0 Amazon.com Inc Common Stock 023135106 313 176 SH SOLE 176 0 0 Ambev SA ADR 02319V103 462 107384 SH SOLE 107384 0 0 Apple Inc Common Stock 037833100 294 1548 SH SOLE 1548 0 0 AstraZeneca PLC ADR 046353108 200 4955 SH SOLE 4955 0 0 Autohome Inc ADR 05278C107 307 2918 SH SOLE 2918 0 0 BHP Group PLC ADR 05545E209 1207 24990 SH SOLE 24990 0 0 Baidu Inc ADR 056752108 1496 9074 SH SOLE 9074 0 0 Banco Bradesco SA ADR 059460303 511 46804 SH SOLE 46804 0 0 Bank of Montreal ETP 063679856 689 16419 SH SOLE 16419 0 0 Cisco Systems Inc Common Stock 17275R102 261 4840 SH SOLE 4840 0 0 Citigroup Global Markets Holdi ETP 17325E291 8046 445036 SH SOLE 445036 0 0 Citigroup Global Markets Holdi ETP 17325E309 590 88005 SH SOLE 88005 0 0 Columbia EM Quality Dividend E ETP 19762B301 188 13436 SH SOLE 13436 0 0 Credit Suisse Group AG ETP 22542D282 9104 84491 SH SOLE 84491 0 0 Credit Suisse Group AG ETP 22542D290 531 8075 SH SOLE 8075 0 0 Credit Suisse AG/Nassau ETP 22542D332 2200 84111 SH SOLE 84111 0 0 Ctrip.com International Ltd ADR 22943F100 802 18352 SH SOLE 18352 0 0 Xtrackers MSCI Emerging Market ETP 233051101 2487 109501 SH SOLE 109501 0 0 Xtrackers MSCI EAFE Hedged Equ ETP 233051200 20494 656435 SH SOLE 656435 0 0 Xtrackers Short Duration High ETP 233051283 1009 20457 SH SOLE 20457 0 0 Xtrackers MSCI Germany Hedged ETP 233051408 3548 139643 SH SOLE 139643 0 0 Xtrackers USD High Yield Corpo ETP 233051432 4366 87837 SH SOLE 87837 0 0 Xtrackers Russell 2000 Compreh ETP 233051440 833 25252 SH SOLE 25252 0 0 Xtrackers MSCI Japan Hedged Eq ETP 233051507 9559 240233 SH SOLE 240233 0 0 Xtrackers FTSE Developed ex US ETP 233051515 240 8700 SH SOLE 8700 0 0 Xtrackers Japan JPX-Nikkei 400 ETP 233051663 1184 44281 SH SOLE 44281 0 0 Xtrackers MSCI Eurozone Hedged ETP 233051697 2696 90145 SH SOLE 90145 0 0 Xtrackers MSCI South Korea Hed ETP 233051812 870 32204 SH SOLE 32204 0 0 Xtrackers MSCI All World ex US ETP 233051820 3662 134783 SH SOLE 134783 0 0 Xtrackers MSCI Europe Hedged E ETP 233051853 5254 185393 SH SOLE 185393 0 0 Xtrackers MSCI United Kingdom ETP 233051861 346 16237 SH SOLE 16237 0 0 Xtrackers Harvest CSI 300 Chin ETP 233051879 6840 238065 SH SOLE 238065 0 0 Denbury Resources Inc Common Stock 247916208 35 17251 SH SOLE 17251 0 0 Deutsche Bank AG/London ETP 25154H731 153 10691 SH SOLE 10691 0 0 Deutsche Bank AG/London ETP 25154H756 187 32149 SH SOLE 32149 0 0 Deutsche Bank AG/London ETP 25154K809 1795 33153 SH SOLE 33153 0 0 Deutsche Bank AG/London ETP 25154K874 212 3587 SH SOLE 3587 0 0 Direxion Daily Mid Cap Bull 3X ETP 25459W730 259 6335 SH SOLE 6335 0 0 Direxion Daily S&P 500 Bull 3X ETP 25459W862 446 9544 SH SOLE 9544 0 0 Direxion Daily S&P 500 Bull 2X ETP 25459Y165 1022 19521 SH SOLE 19521 0 0 Direxion Daily Emerging Market ETP 25460E547 274 6258 SH SOLE 6258 0 0 Direxion Daily Junior Gold Min ETP 25460E851 2135 217636 SH SOLE 217636 0 0 Direxion Daily S&P 500 Bear 3X ETP 25460E885 532 25490 SH SOLE 25490 0 0 Direxion Daily Russia Bull 3x ETP 25490K273 403 10791 SH SOLE 10791 0 0 Direxion Daily Latin America B ETP 25490K299 992 44217 SH SOLE 44217 0 0 Vident Core U.S. Bond Strategy ETP 26922A602 2036 41722 SH SOLE 41722 0 0 Virtus Newfleet Multi-Sector B ETP 26923G707 872 36061 SH SOLE 36061 0 0 Emerging Markets Internet and ETP 301505889 299 9086 SH SOLE 9086 0 0 Fidelity Ltd Term Bond ETF ETP 316188200 230 4584 SH SOLE 4584 0 0 58.com Inc ADR 31680Q104 299 4547 SH SOLE 4547 0 0 First Trust STOXX European Sel ETP 33735T109 183 14232 SH SOLE 14232 0 0 First Trust Europe AlphaDEX Fu ETP 33737J117 954 27394 SH SOLE 27394 0 0 First Trust Brazil AlphaDEX Fu ETP 33737J133 531 37171 SH SOLE 37171 0 0 First Trust Developed Markets ETP 33737J174 1112 20451 SH SOLE 20451 0 0 First Trust Emerging Markets S ETP 33737J307 1097 30825 SH SOLE 30825 0 0 First Trust Strategic Income E ETP 33739Q309 212 4259 SH SOLE 4259 0 0 First Trust Enhanced Short Mat ETP 33739Q408 2521 42026 SH SOLE 42026 0 0 First Trust TCW Opportunistic ETP 33740F805 1159 22901 SH SOLE 22901 0 0 FlexShares iBoxx 5-Year Target ETP 33939L605 2167 87096 SH SOLE 87096 0 0 Flexshares Trust-Flexshares Di ETP 33939L779 799 34320 SH SOLE 34320 0 0 Franklin Liberty Short Duratio ETP 353506108 1521 16107 SH SOLE 16107 0 0 Global X MSCI Colombia ETF ETP 37950E200 1159 120107 SH SOLE 120107 0 0 Global X MSCI Greece ETF ETP 37950E366 336 41740 SH SOLE 41740 0 0 Global X Dax Germany ETF ETP 37954Y491 402 15831 SH SOLE 15831 0 0 Goldman Sachs ActiveBeta Inter ETP 381430107 631 22502 SH SOLE 22502 0 0 Goldman Sachs ActiveBeta Emerg ETP 381430206 825 25349 SH SOLE 25349 0 0 Goldman Sachs Access Inflation ETP 381430362 228 4459 SH SOLE 4459 0 0 Goldman Sachs ActiveBeta U.S. ETP 381430503 526 9259 SH SOLE 9259 0 0 GS Finance Corp ETP 38144L852 208 8811 SH SOLE 8811 0 0 Highland/iBoxx Senior Loan ETF ETP 430101774 8805 500000 SH SOLE 500000 0 0 Home Depot Inc/The Common Stock 437076102 301 1569 SH SOLE 1569 0 0 Huazhu Group Ltd ADR 44332N106 207 4917 SH SOLE 4917 0 0 Intel Corp Common Stock 458140100 255 4749 SH SOLE 4749 0 0 Invesco Variable Rate Investme ETP 46090A879 487 19556 SH SOLE 19556 0 0 Invesco Ultra Short Duration E ETP 46090A887 2349 46715 SH SOLE 46715 0 0 Invesco Optimum Yield Diversif ETP 46090F100 189 11350 SH SOLE 11350 0 0 Invesco CurrencyShares Austral ETP 46090N103 2105 29662 SH SOLE 29662 0 0 Invesco India Exchange-Traded ETP 46137R109 472 18639 SH SOLE 18639 0 0 Invesco S&P 500 Equal Weight E ETP 46137V357 5342 51146 SH SOLE 51146 0 0 Invesco International Dividend ETP 46137V548 249 15700 SH SOLE 15700 0 0 Invesco Financial Preferred ET ETP 46137V621 1354 74128 SH SOLE 74128 0 0 Invesco DB Commodity Index Tra ETP 46138B103 1781 111992 SH SOLE 111992 0 0 Invesco 1-30 Laddered Treasury ETP 46138E107 424 12908 SH SOLE 12908 0 0 Invesco S&P International Deve ETP 46138E230 281 8551 SH SOLE 8551 0 0 Invesco Fundamental Investment ETP 46138E693 249 9810 SH SOLE 9810 0 0 Invesco Fundamental High Yield ETP 46138E719 811 43495 SH SOLE 43495 0 0 Invesco FTSE RAFI Emerging Mar ETP 46138E727 341 15934 SH SOLE 15934 0 0 Invesco FTSE RAFI Developed Ma ETP 46138E743 526 12991 SH SOLE 12991 0 0 Invesco FTSE International Low ETP 46138E768 2202 78243 SH SOLE 78243 0 0 Invesco BulletShares 2019 Corp ETP 46138J304 774 36725 SH SOLE 36725 0 0 Invesco BulletShares 2019 High ETP 46138J403 2507 104466 SH SOLE 104466 0 0 Invesco BulletShares 2020 Corp ETP 46138J502 208 9799 SH SOLE 9799 0 0 Invesco CurrencyShares Canadia ETP 46138T104 1432 19392 SH SOLE 19392 0 0 Invesco CurrencyShares Swedish ETP 46138V109 1333 13294 SH SOLE 13294 0 0 Invesco CurrencyShares Chinese ETP 46138X105 453 6238 SH SOLE 6238 0 0 Invesco CurrencyShares Singapo ETP 46138Y103 564 7773 SH SOLE 7773 0 0 Invesco DB Energy Fund ETP 46140H304 1113 75773 SH SOLE 75773 0 0 Invesco DB Oil Fund ETP 46140H403 686 65309 SH SOLE 65309 0 0 Invesco DB Precious Metals Fun ETP 46140H502 1160 32009 SH SOLE 32009 0 0 Invesco DB US Dollar Index Bea ETP 46141D104 2053 99177 SH SOLE 99177 0 0 iShares S&P GSCI Commodity Ind ETP 46428R107 582 36512 SH SOLE 36512 0 0 iShares Gold Trust ETP 464285105 650 52510 SH SOLE 52510 0 0 iShares MSCI Australia ETF ETP 464286103 2179 101274 SH SOLE 101274 0 0 iShares Emerging Markets Divid ETP 464286319 460 11430 SH SOLE 11430 0 0 iShares MSCI World ETF ETP 464286392 8480 95502 SH SOLE 95502 0 0 iShares MSCI Brazil ETF ETP 464286400 10013 244289 SH SOLE 244289 0 0 iShares MSCI Emerging Markets ETP 464286475 1242 27607 SH SOLE 27607 0 0 iShares MSCI Japan Small-Cap E ETP 464286582 253 3575 SH SOLE 3575 0 0 iShares MSCI Thailand ETF ETP 464286624 965 10925 SH SOLE 10925 0 0 iShares MSCI Chile ETF ETP 464286640 1172 27140 SH SOLE 27140 0 0 iShares MSCI France ETF ETP 464286707 736 24979 SH SOLE 24979 0 0 iShares MSCI Switzerland ETF ETP 464286749 1985 56135 SH SOLE 56135 0 0 iShares MSCI Sweden ETF ETP 464286756 4328 143213 SH SOLE 143213 0 0 iShares MSCI Netherlands ETF ETP 464286814 10340 345946 SH SOLE 345946 0 0 iShares MSCI Mexico ETF ETP 464286822 5593 128320 SH SOLE 128320 0 0 iShares S&P 100 ETF ETP 464287101 1253 10000 SH SOLE 10000 0 0 iShares TIPS Bond ETF ETP 464287176 9087 80365 SH SOLE 80365 0 0 iShares China Large-Cap ETF ETP 464287184 12523 282889 SH SOLE 282889 0 0 iShares MSCI Emerging Markets ETP 464287234 103126 2402741 SH SOLE 2402741 0 0 iShares JPX Nikkei 400 Index E ETP 464287382 1123 19039 SH SOLE 19039 0 0 iShares 20 Year Treasury Bond ETP 464287432 156240 1235688 SH SOLE 1235688 0 0 iShares 7-10 Year Treasury Bon ETP 464287440 7562 70895 SH SOLE 70895 0 0 iShares 1-3 Year Treasury Bond ETP 464287457 3039 36122 SH SOLE 36122 0 0 iShares MSCI EAFE ETF ETP 464287465 101048 1557941 SH SOLE 1557941 0 0 iShares Russell 1000 Value ETF ETP 464287598 2390 19352 SH SOLE 19352 0 0 iShares Europe ETF ETP 464287861 27551 634953 SH SOLE 634953 0 0 iShares Short-Term National Mu ETP 464288158 2363 22296 SH SOLE 22296 0 0 iShares MSCI All Country Asia ETP 464288182 55007 778137 SH SOLE 778137 0 0 iShares MSCI ACWI ex US ETF ETP 464288240 6478 139999 SH SOLE 139999 0 0 iShares International Develope ETP 464288422 404 10400 SH SOLE 10400 0 0 iShares MSCI Europe Small-Cap ETP 464288497 566 11199 SH SOLE 11199 0 0 iShares iBoxx High Yield Corpo ETP 464288513 13919 160974 SH SOLE 160974 0 0 iShares 3-7 Year Treasury Bond ETP 464288661 9267 75220 SH SOLE 75220 0 0 iShares Short Treasury Bond ET ETP 464288679 15730 142260 SH SOLE 142260 0 0 iShares US Treasury Bond ETF ETP 46429B267 786 31158 SH SOLE 31158 0 0 iShares MSCI Denmark ETF ETP 46429B523 551 8747 SH SOLE 8747 0 0 iShares iBonds Sep 2019 Term M ETP 46429B564 235 9227 SH SOLE 9227 0 0 iShares Edge MSCI Min Vol EAFE ETP 46429B689 294 4089 SH SOLE 4089 0 0 iShares 0-5 Year TIPS Bond ETF ETP 46429B747 2842 28516 SH SOLE 28516 0 0 iShares Short Maturity Bond ET ETP 46431W507 13330 265324 SH SOLE 265324 0 0 iShares Interest Rate Hedged H ETP 46431W606 265 2965 SH SOLE 2965 0 0 iShares Core MSCI EAFE ETF ETP 46432F842 54867 902869 SH SOLE 902869 0 0 iShares Core MSCI Emerging Mar ETP 46434G103 115604 2235621 SH SOLE 2235621 0 0 iShares MSCI Colombia ETF ETP 46434G202 204 15006 SH SOLE 15006 0 0 iShares Currency Hedged MSCI E ETP 46434G509 563 22069 SH SOLE 22069 0 0 iShares MSCI Taiwan ETF ETP 46434G772 59139 1710209 SH SOLE 1710209 0 0 iShares MSCI Malaysia ETF ETP 46434G814 3299 110182 SH SOLE 110182 0 0 iShares MSCI Japan ETF ETP 46434G822 13907 254149 SH SOLE 254149 0 0 iShares 0-5 Year Investment Gr ETP 46434V100 10056 199332 SH SOLE 199332 0 0 iShares Edge MSCI Multifactor ETP 46434V266 2205 77018 SH SOLE 77018 0 0 iShares Edge MSCI Multifactor ETP 46434V316 7224 248567 SH SOLE 248567 0 0 iShares 0-5 Year High Yield Co ETP 46434V407 1362 29158 SH SOLE 29158 0 0 iShares Currency Hedged MSCI E ETP 46434V639 1769 60260 SH SOLE 60260 0 0 iShares Core MSCI Europe ETF ETP 46434V738 35598 776071 SH SOLE 776071 0 0 iShares Edge MSCI Min Vol Asia ETP 46434V746 798 22238 SH SOLE 22238 0 0 iShares MSCI Qatar ETF ETP 46434V779 218 11777 SH SOLE 11777 0 0 iShares Currency Hedged MSCI E ETP 46434V803 10053 348201 SH SOLE 348201 0 0 iShares Treasury Floating Rate ETP 46434V860 656 13021 SH SOLE 13021 0 0 iShares Currency Hedged MSCI J ETP 46434V886 402 13056 SH SOLE 13056 0 0 iShares Core MSCI Internationa ETP 46435G326 2356 43505 SH SOLE 43505 0 0 iShares Edge MSCI Internationa ETP 46435G409 251 10554 SH SOLE 10554 0 0 iShares Currency Hedged MSCI C ETP 46435G706 816 31569 SH SOLE 31569 0 0 iShares Currency Hedged JPX-Ni ETP 46435G722 497 17861 SH SOLE 17861 0 0 iShares Currency Hedged MSCI S ETP 46435G813 964 45007 SH SOLE 45007 0 0 iShares Currency Hedged MSCI A ETP 46435G847 1251 47367 SH SOLE 47367 0 0 iShares Currency Hedged MSCI U ETP 46435G862 910 38525 SH SOLE 38525 0 0 iShares Currency Hedged MSCI S ETP 46435G870 396 14410 SH SOLE 14410 0 0 iShares Robotics & Artificial ETP 46435U556 3974 161945 SH SOLE 161945 0 0 iShares Edge U.S. Fixed Income ETP 46435U796 345 3472 SH SOLE 3472 0 0 Itau Unibanco Holding SA ADR 465562106 687 77968 SH SOLE 77968 0 0 JPMorgan Diversified Return In ETP 46641Q209 2589 46826 SH SOLE 46826 0 0 JPMorgan BetaBuilders 1-5 Year ETP 46641Q381 1893 75265 SH SOLE 75265 0 0 JPMorgan BetaBuilders US Equit ETP 46641Q399 24317 477167 SH SOLE 477167 0 0 JPMorgan U.S. Aggregate Bond E ETP 46641Q613 2448 94915 SH SOLE 94915 0 0 JPMorgan Municipal ETF ETP 46641Q647 859 16315 SH SOLE 16315 0 0 JPMorgan BetaBuilders Develope ETP 46641Q688 2364 93494 SH SOLE 93494 0 0 JPMorgan BetaBuilders Canada E ETP 46641Q696 1469 61431 SH SOLE 61431 0 0 JPMorgan BetaBuilders Japan ET ETP 46641Q712 1378 60632 SH SOLE 60632 0 0 JPMorgan Ultra-Short Income ET ETP 46641Q837 5092 101228 SH SOLE 101228 0 0 JPMorgan Disciplined High Yiel ETP 46641Q878 8218 163124 SH SOLE 163124 0 0 JD.com Inc ADR 47215P106 1046 34677 SH SOLE 34677 0 0 Johnson & Johnson Common Stock 478160104 210 1502 SH SOLE 1502 0 0 KraneShares Bosera MSCI China ETP 500767405 212 6648 SH SOLE 6648 0 0 Kraneshares MSCI All China Hea ETP 500767835 1946 87878 SH SOLE 87878 0 0 Hartford Multifactor Developed ETP 518416102 205 7284 SH SOLE 7284 0 0 Microsoft Corp Common Stock 594918104 771 6541 SH SOLE 6541 0 0 NetEase Inc ADR 64110W102 859 3559 SH SOLE 3559 0 0 New Oriental Education & Techn ADR 647581107 580 6440 SH SOLE 6440 0 0 Inspire Global Hope ETF ETP 66538H658 520 18753 SH SOLE 18753 0 0 FormulaFolios Tactical Income ETP 66538H666 678 28185 SH SOLE 28185 0 0 Novartis AG ADR 66987V109 421 4377 SH SOLE 4377 0 0 PGIM Ultra Short Bond ETF ETP 69344A107 479 9549 SH SOLE 9549 0 0 Petroleo Brasileiro SA ADR 71654V101 441 30829 SH SOLE 30829 0 0 Petroleo Brasileiro SA ADR 71654V408 410 25773 SH SOLE 25773 0 0 PIMCO 1-3 Year U.S. Treasury I ETP 72201R106 419 8305 SH SOLE 8305 0 0 PIMCO 15 Year U.S. TIPS Index ETP 72201R304 221 3315 SH SOLE 3315 0 0 PIMCO Broad U.S. TIPS Index Ex ETP 72201R403 406 7013 SH SOLE 7013 0 0 PIMCO Active Bond Exchange-Tra ETP 72201R775 496 4702 SH SOLE 4702 0 0 PIMCO Enhanced Short Maturity ETP 72201R833 20986 206637 SH SOLE 206637 0 0 Pinduoduo Inc ADR 722304102 247 9943 SH SOLE 9943 0 0 ProShares Short MidCap 400 ETP 74347B250 338 7695 SH SOLE 7695 0 0 ProShares Ultra MSCI Brazil Ca ETP 74347B490 336 4811 SH SOLE 4811 0 0 ProShares Ultra S&P500 ETP 74347R107 860 7297 SH SOLE 7297 0 0 ProShares UltraShort Silver ETP 74347W114 1266 32263 SH SOLE 32263 0 0 ProShares Ultra VIX Short-Term ETP 74347W148 742 19065 SH SOLE 19065 0 0 ProShares VIX Short-Term Futur ETP 74347W171 241 10033 SH SOLE 10033 0 0 ProShares UltraPro 3x Crude Oi ETP 74347W221 562 20853 SH SOLE 20853 0 0 ProShares Ultra Yen ETP 74347W270 2827 50798 SH SOLE 50798 0 0 ProShares Ultra Silver ETP 74347W353 225 9184 SH SOLE 9184 0 0 ProShares UltraShort Bloomberg ETP 74347W387 255 11316 SH SOLE 11316 0 0 ProShares UltraShort Gold ETP 74347W395 272 3752 SH SOLE 3752 0 0 ProShares Ultra Gold ETP 74347W601 310 8312 SH SOLE 8312 0 0 ProShares UltraShort Bloomberg ETP 74347W668 357 21159 SH SOLE 21159 0 0 ProShares Ultra Euro ETP 74347W874 662 46250 SH SOLE 46250 0 0 ProShares Ultra MSCI Emerging ETP 74347X302 334 4523 SH SOLE 4523 0 0 ProShares UltraPro MidCap400 ETP 74347X815 506 4979 SH SOLE 4979 0 0 ProShares UltraPro Dow30 ETP 74347X823 380 3943 SH SOLE 3943 0 0 ProShares Ultra Bloomberg Natu ETP 74347Y706 473 23157 SH SOLE 23157 0 0 ProShares UltraPro Short Russe ETP 74348A152 233 9153 SH SOLE 9153 0 0 ProShares UltraShort Russell20 ETP 74348A319 163 10494 SH SOLE 10494 0 0 ProShares UltraShort MidCap400 ETP 74348A343 281 16221 SH SOLE 16221 0 0 Royal Dutch Shell PLC ADR 780259206 2306 36837 SH SOLE 36837 0 0 SPDR S&P 500 ETF Trust ETP 78462F103 51015 180598 SH SOLE 180598 0 0 SPDR Gold Shares ETP 78463V107 3650 29913 SH SOLE 29913 0 0 SPDR STOXX Europe 50 ETF ETP 78463X103 885 26745 SH SOLE 26745 0 0 SPDR EURO STOXX 50 ETF ETP 78463X202 17795 486456 SH SOLE 486456 0 0 SPDR S&P Emerging Asia Pacific ETP 78463X301 803 8123 SH SOLE 8123 0 0 SPDR EURO STOXX Small Cap ETF ETP 78463X392 710 12690 SH SOLE 12690 0 0 SPDR S&P China ETF ETP 78463X400 6795 67751 SH SOLE 67751 0 0 SPDR MSCI EAFE StrategicFactor ETP 78463X434 521 8370 SH SOLE 8370 0 0 SPDR Portfolio Emerging Market ETP 78463X509 17830 498609 SH SOLE 498609 0 0 SPDR S&P Emerging Markets Divi ETP 78463X533 590 18649 SH SOLE 18649 0 0 SPDR S&P Emerging Markets Smal ETP 78463X756 979 21967 SH SOLE 21967 0 0 SPDR MSCI ACWI ex-US ETF ETP 78463X848 2362 65241 SH SOLE 65241 0 0 SPDR Portfolio Developed World ETP 78463X889 3644 124765 SH SOLE 124765 0 0 SPDR Wells Fargo Preferred Sto ETP 78464A292 244 5713 SH SOLE 5713 0 0 SPDR Bloomberg Barclays Short ETP 78464A334 353 11547 SH SOLE 11547 0 0 SPDR Bloomberg Barclays Mortga ETP 78464A383 822 31817 SH SOLE 31817 0 0 SPDR Bloomberg Barclays High Y ETP 78464A417 108118 3005780 SH SOLE 3005780 0 0 SPDR Portfolio Short Term Corp ETP 78464A474 265 8688 SH SOLE 8688 0 0 SPDR Bloomberg Barclays TIPS E ETP 78464A656 1932 34700 SH SOLE 34700 0 0 SPDR Bloomberg Barclays Interm ETP 78464A672 2971 49190 SH SOLE 49190 0 0 SPDR Blackstone / GSO Senior L ETP 78467V608 1529 33206 SH SOLE 33206 0 0 SPDR SSgA Ultra Short Term Bon ETP 78467V707 760 18833 SH SOLE 18833 0 0 SPDR Doubleline Total Return T ETP 78467V848 6209 128410 SH SOLE 128410 0 0 SPDR Dow Jones Industrial Aver ETP 78467X109 2586 9978 SH SOLE 9978 0 0 SPDR S&P MidCap 400 ETF Trust ETP 78467Y107 2839 8220 SH SOLE 8220 0 0 SPDR ICE BofAML Broad High Yie ETP 78468R606 435 16718 SH SOLE 16718 0 0 SPDR Bloomberg Barclays 1-3 Mo ETP 78468R663 24010 262122 SH SOLE 262122 0 0 SPDR Nuveen Bloomberg Barclays ETP 78468R721 1486 30152 SH SOLE 30152 0 0 SPDR DoubleLine Emerging Marke ETP 78470P309 957 19263 SH SOLE 19263 0 0 Schwab US Broad Market ETF ETP 808524102 517 7592 SH SOLE 7592 0 0 Schwab U.S. Large-Cap Growth E ETP 808524300 641 8069 SH SOLE 8069 0 0 Schwab Emerging Markets Equity ETP 808524706 1384 53202 SH SOLE 53202 0 0 Schwab Fundamental Internation ETP 808524755 439 15909 SH SOLE 15909 0 0 Schwab International Equity ET ETP 808524805 1553 49590 SH SOLE 49590 0 0 Schwab Intermediate-Term U.S. ETP 808524854 5727 106493 SH SOLE 106493 0 0 Schwab Short-Term U.S. Treasur ETP 808524862 506 10087 SH SOLE 10087 0 0 Schwab US TIPS ETF ETP 808524870 907 16482 SH SOLE 16482 0 0 TSMC ADR 874039100 13906 339495 SH SOLE 339495 0 0 TAL Education Group ADR 874080104 505 13986 SH SOLE 13986 0 0 Teucrium Corn Fund ETP 88166A102 310 20327 SH SOLE 20327 0 0 Teucrium Wheat Fund ETP 88166A508 75 14267 SH SOLE 14267 0 0 USAA Core Intermediate-Term Bo ETP 90291F600 1100 22112 SH SOLE 22112 0 0 United States Natural Gas Fund ETP 912318300 427 18201 SH SOLE 18201 0 0 United States Oil Fund LP ETP 91232N108 6890 551229 SH SOLE 551229 0 0 United States 3x Short Oil Fun ETP 91733T406 124 23650 SH SOLE 23650 0 0 Vale SA ADR 91912E105 819 62716 SH SOLE 62716 0 0 VanEck Vectors Preferred Secur ETP 92189F429 1882 96940 SH SOLE 96940 0 0 VanEck Vectors Fallen Angel Hi ETP 92189F437 2848 99045 SH SOLE 99045 0 0 Vanguard Total International S ETP 921909768 8669 167033 SH SOLE 167033 0 0 Vanguard ESG International Sto ETP 921910725 1584 32436 SH SOLE 32436 0 0 Vanguard Total International B ETP 92203J407 1235 22136 SH SOLE 22136 0 0 Vanguard FTSE All World ex-US ETP 922042718 1136 10906 SH SOLE 10906 0 0 Vanguard Total World Stock ETF ETP 922042742 153492 2097745 SH SOLE 2097745 0 0 Vanguard FTSE Pacific ETF ETP 922042866 1561 23698 SH SOLE 23698 0 0 Vanguard FTSE Europe ETF ETP 922042874 43335 808346 SH SOLE 808346 0 0 Vanguard Short-Term Treasury E ETP 92206C102 638 10565 SH SOLE 10565 0 0 Vanguard Russell 2000 ETF ETP 92206C664 738 5998 SH SOLE 5998 0 0 Vanguard Intermediate-Term Tre ETP 92206C706 2329 36124 SH SOLE 36124 0 0 Vanguard Russell 1000 ETP 92206C730 481 3700 SH SOLE 3700 0 0 Vanguard Long-Term Treasury ET ETP 92206C847 4052 52113 SH SOLE 52113 0 0 Vanguard S&P 500 ETF ETP 922908363 8421 32447 SH SOLE 32447 0 0 Vanguard Growth ETF ETP 922908736 4181 26730 SH SOLE 26730 0 0 Vanguard Total Stock Market ET ETP 922908769 1109 7667 SH SOLE 7667 0 0 Vipshop Holdings Ltd ADR 92763W103 161 20018 SH SOLE 20018 0 0 Visa Inc Common Stock 92826C839 292 1870 SH SOLE 1870 0 0 WisdomTree Chinese Yuan Strate ETP 97717W182 610 23448 SH SOLE 23448 0 0 WisdomTree Emerging Markets Sm ETP 97717W281 221 4694 SH SOLE 4694 0 0 WisdomTree WisdomTree Negative ETP 97717W398 1362 68270 SH SOLE 68270 0 0 WisdomTree Bloomberg U.S. Doll ETP 97717W471 695 25429 SH SOLE 25429 0 0 WisdomTree International Equit ETP 97717W703 846 16703 SH SOLE 16703 0 0 WisdomTree International Small ETP 97717W760 1357 20623 SH SOLE 20623 0 0 WisdomTree International Large ETP 97717W794 526 11357 SH SOLE 11357 0 0 WisdomTree Japan SmallCap Divi ETP 97717W836 492 7211 SH SOLE 7211 0 0 WisdomTree Japan Hedged Equity ETP 97717W851 3828 75629 SH SOLE 75629 0 0 Wisdomtree Europe Hedged Small ETP 97717X552 214 7098 SH SOLE 7098 0 0 WisdomTree International Hedge ETP 97717X594 389 12090 SH SOLE 12090 0 0 WisdomTree Europe Quality Divi ETP 97717X610 280 11200 SH SOLE 11200 0 0 WisdomTree Floating Rate Treas ETP 97717X628 410 16359 SH SOLE 16359 0 0 WisdomTree Europe Hedged Equit ETP 97717X701 217 3391 SH SOLE 3391 0 0 WisdomTree Emerging Markets Lo ETP 97717X867 1082 31646 SH SOLE 31646 0 0 SPDR Gold MiniShares Trust ETP 98149E204 432 33447 SH SOLE 33447 0 0 Yum China Holdings Inc Common Stock 98850P109 330 7350 SH SOLE 7350 0 0 ZTO Express Cayman Inc ADR 98980A105 363 19841 SH SOLE 19841 0 0