0001179110-21-003430.txt : 20210315 0001179110-21-003430.hdr.sgml : 20210315 20210315171540 ACCESSION NUMBER: 0001179110-21-003430 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210315 FILED AS OF DATE: 20210315 DATE AS OF CHANGE: 20210315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barth Brett H CENTRAL INDEX KEY: 0001745086 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34516 FILM NUMBER: 21742477 MAIL ADDRESS: STREET 1: COWEN INC. STREET 2: 599 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COWEN INC. CENTRAL INDEX KEY: 0001466538 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-845-7900 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: COWEN GROUP, INC. DATE OF NAME CHANGE: 20091102 FORMER COMPANY: FORMER CONFORMED NAME: LexingtonPark Parent Corp DATE OF NAME CHANGE: 20090617 4 1 edgar.xml FORM 4 - X0306 4 2021-03-15 0 0001466538 COWEN INC. COWN 0001745086 Barth Brett H COWEN INC. 599 LEXINGTON AVENUE NEW YORK NY 10022 1 0 0 0 Class A Common Stock 2021-03-15 5 G 0 E 20000 0.00 D 85789 D The reported transaction was a gift by the reporting person to a charitable investment fund. /s/ Brett H. Barth 2021-03-15