0001104659-14-041614.txt : 20140527 0001104659-14-041614.hdr.sgml : 20140526 20140527132909 ACCESSION NUMBER: 0001104659-14-041614 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140527 DATE AS OF CHANGE: 20140527 GROUP MEMBERS: BRADLEY J. BOLZON GROUP MEMBERS: BRIAN G. ATWOOD GROUP MEMBERS: CHARLES M. WARDEN GROUP MEMBERS: KIRK G. NIELSEN GROUP MEMBERS: REBECCA B. ROBERTSON GROUP MEMBERS: ROBIN L. PRAEGER GROUP MEMBERS: ROSS A. JAFFE GROUP MEMBERS: SAMUEL D. COLELLA GROUP MEMBERS: VERSANT VENTURE CAPITAL IV, L.P. GROUP MEMBERS: VERSANT VENTURES IV, LLC GROUP MEMBERS: WILLIAM J. LINK SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Clovis Oncology, Inc. CENTRAL INDEX KEY: 0001466301 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 900475355 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-86488 FILM NUMBER: 14869330 BUSINESS ADDRESS: STREET 1: 2525 28TH STREET STREET 2: SUITE 100 CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: (303) 625-5000 MAIL ADDRESS: STREET 1: 2525 28TH STREET STREET 2: SUITE 100 CITY: BOULDER STATE: CO ZIP: 80301 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Versant Side Fund IV, L.P. CENTRAL INDEX KEY: 0001456591 IRS NUMBER: 263614950 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 4, SUITE 210 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-233-2211 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 4, SUITE 210 CITY: MENLO PARK STATE: CA ZIP: 94025 SC 13G/A 1 a14-13430_1sc13ga.htm SC 13G/A

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

SCHEDULE 13G

(Rule 13d-102)

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b),

(c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b)

(Amendment No. 3)*

 

Clovis Oncology, Inc.

(Name of Issuer)

Common Stock, par value $0.001 per share

(Title of Class of Securities)

189464100

(CUSIP Number)

December 31, 2013

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

o

Rule 13d-1(c)

x

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



 

CUSIP No. 189464100

13 G

 

 

 

 

1

Names of Reporting Persons.
Versant Side Fund IV, L.P.

 

 

2

Check the Appropriate Box if a Member of a Group*

 

 

(a)

o

 

 

(b)

x (1)

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
Delaware, United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
10,200 shares of Common Stock (2)

 

6

Shared Voting Power
0 shares

 

7

Sole Dispositive Power
10,200  shares of Common Stock (2)

 

8

Shared Dispositive Power
0 shares

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
10,200 shares of Common Stock (2)

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  o

 

 

11

Percent of Class Represented by Amount in Row 9
0.03% (3)

 

 

12

Type of Reporting Person*
PN

 


(1)         This Schedule 13G is filed by Versant Side Fund IV, L.P., a Delaware limited partnership (“VSF IV”), Versant Venture Capital IV, L.P., a Delaware limited partnership (“VVC IV”), Versant Ventures IV, LLC, a Delaware limited liability company (“VV IV”), Brian G. Atwood (“BGA”), Samuel D. Colella (“SDC”), Ross A. Jaffe (“RAJ”), William J. Link (“WJL”), Rebecca B. Robertson (“RBR”), Bradley J. Bolzon (“BJB”), Charles M. Warden (“CMW”), Robin L. Praeger (“RLP”) and Kirk G. Nielsen (“KGN” and together with VSF IV, VVC IV, VV IV, BGA, SDC, RAJ, WJL, RBR, BJB, CMW and RLP, collectively, the “Reporting Persons”).  The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

(2)         VV IV serves as the sole general partner of VSF IV and owns no securities of the Issuer directly.   BGA, SDC, RAJ, WJL, RBR, BJB, CMW, RLP and KGN are managing directors and/or members of VV IV and share voting and dispositive power over the shares held by VSF IV; however, they disclaim beneficial ownership of the shares held by VSF IV except to the extent of their pecuniary interests therein. The information with respect to the ownership of the Common Stock by the Reporting Persons filing this statement on Schedule 13G is provided as of December 31, 2013.

(3)         This percentage is calculated based upon 33,899,587 shares of Common Stock outstanding as of February 24, 2014 as set forth in the Issuer’s most recent 10-Q filed with the Securities and Exchange Commission on February 28, 2014.

 

2



 

CUSIP No. 189464100

13 G

 

 

 

1

Names of Reporting Persons.
Versant Venture Capital IV, L.P.

 

 

2

Check the Appropriate Box if a Member of a Group*

 

 

(a)

o

 

 

(b)

x (1)

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
Delaware, United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
1,619,467 shares of Common Stock (2)

 

6

Shared Voting Power
0 shares

 

7

Sole Dispositive Power
1,619,467 shares of Common Stock (2)

 

8

Shared Dispositive Power
0 shares

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
1,619,467 shares of Common Stock (2)

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  o

 

 

11

Percent of Class Represented by Amount in Row 9
4.8% (3)

 

 

12

Type of Reporting Person*
PN

 


(1)         This Schedule 13G is filed by Versant Side Fund IV, L.P., a Delaware limited partnership (“VSF IV”), Versant Venture Capital IV, L.P., a Delaware limited partnership (“VVC IV”), Versant Ventures IV, LLC, a Delaware limited liability company (“VV IV”), Brian G. Atwood (“BGA”), Samuel D. Colella (“SDC”), Ross A. Jaffe (“RAJ”), William J. Link (“WJL”), Rebecca B. Robertson (“RBR”),  Bradley J. Bolzon (“BJB”), Charles M. Warden (“CMW”), Robin L. Praeger (“RLP”) and Kirk G. Nielsen (“KGN” and together with VSF IV, VVC IV, VV IV, BGA, SDC, RAJ, WJL, RBR, BJB, CMW and RLP, collectively, the “Reporting Persons”).  The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

(2)         VV IV serves as the sole general partner of VVC IV and owns no securities of the Issuer directly.   BGA, SDC, RAJ, WJL, RBR, BJB, CMW, RLP and KGN are managing directors and/or members of VV IV and share voting and dispositive power over the shares held by VVC IV; however, they disclaim beneficial ownership of the shares held by VVC IV except to the extent of their pecuniary interests therein. The information with respect to the ownership of the Common Stock by the Reporting Persons filing this statement on Schedule 13G is provided as of December 31, 2013.

(3)         This percentage is calculated based upon 33,899,587 shares of Common Stock outstanding as of February 24, 2014 as set forth in the Issuer’s most recent 10-Q filed with the Securities and Exchange Commission on February 28, 2014.

 

3



 

CUSIP No. 189464100

13 G

 

 

 

1

Names of Reporting Persons
Versant Ventures IV, LLC

 

 

2

Check the Appropriate Box if a Member of a Group*

 

 

(a)

o

 

 

(b)

x (1)

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
Delaware, United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
0 shares

 

6

Shared Voting Power
1,629,667 shares of Common Stock (2)

 

7

Sole Dispositive Power
0 shares

 

8

Shared Dispositive Power
1,629,667 shares of Common Stock (2)

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
1,629,667 shares of Common Stock (2)

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  o

 

 

11

Percent of Class Represented by Amount in Row 9
4.8% (3)

 

 

12

Type of Reporting Person*
OO

 


(1)         This Schedule 13G is filed by Versant Side Fund IV, L.P., a Delaware limited partnership (“VSF IV”), Versant Venture Capital IV, L.P., a Delaware limited partnership (“VVC IV”), Versant Ventures IV, LLC, a Delaware limited liability company (“VV IV”), Brian G. Atwood (“BGA”), Samuel D. Colella (“SDC”), Ross A. Jaffe (“RAJ”), William J. Link (“WJL”), Rebecca B. Robertson (“RBR”), Bradley J. Bolzon (“BJB”), Charles M. Warden (“CMW”), Robin L. Praeger (“RLP”) and Kirk G. Nielsen (“KGN” and together with VSF IV, VVC IV, VV IV, BGA, SDC, RAJ, WJL, RBR, BJB, CMW and RLP, collectively, the “Reporting Persons”).  The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

(2)         Includes: (i) 10,200 shares held by VSF IV and (ii) 1,619,467 shares held by VVC IV.  BGA, SDC, RAJ, WJL, RBR, BJB, CMW, RLP and KGN are managing directors and/or members of VV IV and share voting and dispositive power over the shares held by VVC IV and VSF IV; however, they disclaim beneficial ownership of the shares held by VVC IV and VSF IV except to the extent of their pecuniary interests therein. The information with respect to the ownership of the Common Stock by the Reporting Persons filing this statement on Schedule 13G is provided as of December 31, 2013.

(3)         This percentage is calculated based upon 33,899,587 shares of Common Stock outstanding as of February 24, 2014 as set forth in the Issuer’s most recent 10-Q filed with the Securities and Exchange Commission on February 28, 2014.

 

4



 

CUSIP No. 189464100

13 G

 

 

 

1

Names of Reporting Persons
Brian G. Atwood

 

 

2

Check the Appropriate Box if a Member of a Group*

 

 

(a)

o

 

 

(b)

x (1)

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
58,727 shares (2)

 

6

Shared Voting Power
1,629,667 shares of Common Stock (3)

 

7

Sole Dispositive Power
58,727 shares (2)

 

8

Shared Dispositive Power
1,629,667 shares of Common Stock (3)

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
1,688,394 shares of Common Stock (2)(3)

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  o

 

 

11

Percent of Class Represented by Amount in Row 9
5.0% (4)

 

 

12

Type of Reporting Person*
IN

 


(1)         This Schedule 13G is filed by Versant Side Fund IV, L.P., a Delaware limited partnership (“VSF IV”), Versant Venture Capital IV, L.P., a Delaware limited partnership (“VVC IV”), Versant Ventures IV, LLC, a Delaware limited liability company (“VV IV”), Brian G. Atwood (“BGA”), Samuel D. Colella (“SDC”), Ross A. Jaffe (“RAJ”), William J. Link (“WJL”), Rebecca B. Robertson (“RBR”) Bradley J. Bolzon (“BJB”), Charles M. Warden (“CMW”), Robin L. Praeger (“RLP”) and Kirk G. Nielsen (“KGN” and together with VSF IV, VVC IV, VV IV, BGA, SDC, RAJ, WJL, RBR, BJB, CMW and RLP, collectively, the “Reporting Persons”).  The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

(2)         Consists of (i) 1,142 shares held by Attwood-Edminster Trust dtd 4/2/2000 for the benefit of BGA; and (ii) options to acquire 57,585 shares of Common Stock held directly by BGA for the benefit of VVIV.

(3)         Includes: (i) 10,200 shares held by VSF IV and (ii) 1,619,467 shares held by VVC IV.  BGA is a managing director and/or member of VV IV and shares voting and dispositive power over the shares held by VVC IV and VSF IV; however, he disclaims beneficial ownership of the shares held by VVC IV and VSF IV except to the extent of his pecuniary interests therein. The information with respect to the ownership of the Common Stock by the Reporting Persons filing this statement on Schedule 13G is provided as of December 31, 2013.

(4)         This percentage is calculated based upon 33,899,587 shares of Common Stock outstanding as of February 24, 2014 as set forth in the Issuer’s most recent 10-Q filed with the Securities and Exchange Commission on February 28, 2014.

 

5



 

CUSIP No. 189464100

13 G

 

 

 

1

Names of Reporting Persons
Samuel D. Colella

 

 

2

Check the Appropriate Box if a Member of a Group*

 

 

(a)

o

 

 

(b)

x (1)

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
570 shares (2)

 

6

Shared Voting Power
1,629,667 shares of Common Stock (3)

 

7

Sole Dispositive Power
570 shares (2)

 

8

Shared Dispositive Power
1,629,667 shares of Common Stock (3)

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
1,630,237 shares of Common Stock (2)(3)

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  o

 

 

11

Percent of Class Represented by Amount in Row 9
4.8% (4)

 

 

12

Type of Reporting Person*
IN

 


(1)         This Schedule 13G is filed by Versant Side Fund IV, L.P., a Delaware limited partnership (“VSF IV”), Versant Venture Capital IV, L.P., a Delaware limited partnership (“VVC IV”), Versant Ventures IV, LLC, a Delaware limited liability company (“VV IV”), Brian G. Atwood (“BGA”), Samuel D. Colella (“SDC”), Ross A. Jaffe (“RAJ”), William J. Link (“WJL”), Rebecca B. Robertson (“RBR”),  Bradley J. Bolzon (“BJB”), Charles M. Warden (“CMW”), Robin L. Praeger (“RLP”) and Kirk G. Nielsen (“KGN” and together with VSF IV, VVC IV, VV IV, BGA, SDC, RAJ, WJL, RBR, BJB, CMW and RLP, collectively, the “Reporting Persons”).  The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

(2)         Consists of (i) 270 shares held by Colella Family Partners for the benefit of SDC; (ii) 192 shares held by Colella Family Partners III, L.P. for the benefit of SDC; and (iii) 108 shares held by Colella Family Trust UTA dtd 9/21/92 for the benefit of SDC.

(3)         Includes: (i) 10,200 shares held by VSF IV and (ii) 1,619,467 shares held by VVC IV.  SDC is a managing director and/or member of VV IV and shares voting and dispositive power over the shares held by VVC IV and VSF IV; however, he disclaims beneficial ownership of the shares held by VVC IV and VSF IV except to the extent of his pecuniary interests therein. The information with respect to the ownership of the Common Stock by the Reporting Persons filing this statement on Schedule 13G is provided as of December 31, 2013.

(4)         This percentage is calculated based upon 33,899,587 shares of Common Stock outstanding as of February 24, 2014 as set forth in the Issuer’s most recent 10-Q filed with the Securities and Exchange Commission on February 28, 2014.

 

6



 

CUSIP No. 189464100

13 G

 

 

 

1

Names of Reporting Persons
Ross A. Jaffe

 

 

2

Check the Appropriate Box if a Member of a Group*

 

 

(a)

o

 

 

(b)

x (1)

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
1,142 shares (2)

 

6

Shared Voting Power
1,629,667 shares of Common Stock (3)

 

7

Sole Dispositive Power
1,142 shares (2)

 

8

Shared Dispositive Power
1,629,667 shares of Common Stock (3)

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
1,630,809 shares of Common Stock (2)(3)

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  o

 

 

11

Percent of Class Represented by Amount in Row 9
4.8% (4)

 

 

12

Type of Reporting Person*
IN

 


(1)         This Schedule 13G is filed by Versant Side Fund IV, L.P., a Delaware limited partnership (“VSF IV”), Versant Venture Capital IV, L.P., a Delaware limited partnership (“VVC IV”), Versant Ventures IV, LLC, a Delaware limited liability company (“VV IV”), Brian G. Atwood (“BGA”), Samuel D. Colella (“SDC”), Ross A. Jaffe (“RAJ”), William J. Link (“WJL”), Rebecca B. Robertson (“RBR”) Bradley J. Bolzon (“BJB”), Charles M. Warden (“CMW”), Robin L. Praeger (“RLP”) and Kirk G. Nielsen (“KGN” and together with VSF IV, VVC IV, VV IV, BGA, SDC, RAJ, WJL, RBR, BJB, CMW and RLP, collectively, the “Reporting Persons”).  The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

(2)         Consists of 1,142 shares held by Jaffe Family Trust dtd 7/9/91 for the benefit of RAJ.

(3)         Includes: (i) 10,200 shares held by VSF IV; and (ii) 1,619,467 shares held by VVC IV.  RAJ is a managing director and/or member of VV IV and shares voting and dispositive power over the shares held by VVC IV and VSF IV; however, he disclaims beneficial ownership of the shares held by VVC IV and VSF IV except to the extent of his pecuniary interests therein. The information with respect to the ownership of the Common Stock by the Reporting Persons filing this statement on Schedule 13G is provided as of December 31, 2013.

(4)         This percentage is calculated based upon 33,899,587 shares of Common Stock outstanding as of February 24, 2014 as set forth in the Issuer’s most recent 10-Q filed with the Securities and Exchange Commission on February 28, 2014.

 

7



 

CUSIP No. 189464100

13 G

 

 

 

1

Names of Reporting Persons
William J. Link

 

 

2

Check the Appropriate Box if a Member of a Group*

 

 

(a)

o

 

 

(b)

x (1)

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
1,843 shares (2)

 

6

Shared Voting Power
1,629,667 shares of Common Stock (3)

 

7

Sole Dispositive Power
1,843 shares (2)

 

8

Shared Dispositive Power
1,629,667 shares of Common Stock (3)

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
1,631,510 shares of Common Stock (2)(3)

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  o

 

 

11

Percent of Class Represented by Amount in Row 9
4.8% (4)

 

 

12

Type of Reporting Person*
IN

 


(1)         This Schedule 13G is filed by Versant Side Fund IV, L.P., a Delaware limited partnership (“VSF IV”), Versant Venture Capital IV, L.P., a Delaware limited partnership (“VVC IV”), Versant Ventures IV, LLC, a Delaware limited liability company (“VV IV”), Brian G. Atwood (“BGA”), Samuel D. Colella (“SDC”), Ross A. Jaffe (“RAJ”), William J. Link (“WJL”), Rebecca B. Robertson (“RBR”), Bradley J. Bolzon (“BJB”), Charles M. Warden (“CMW”), Robin L. Praeger (“RLP”) and Kirk G. Nielsen (“KGN” and together with VSF IV, VVC IV, VV IV, BGA, SDC, RAJ, WJL, RBR, BJB, CMW and RLP, collectively, the “Reporting Persons”).  The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

(2)         Consists of  1,843 shares held by Link Investments VVIV, L.P. for the benefit of WJL.

(3)         Includes: (i) 10,200 shares held by VSF IV; and (ii) 1,619,467 shares held by VVC IV.  WJL is a managing director and/or member of VV IV and VSF IV and shares voting and dispositive power over the shares held by VVC IV and VSF IV; however, he disclaims beneficial ownership of the shares held by VVC IV and VSF IV except to the extent of his pecuniary interests therein. The information with respect to the ownership of the Common Stock by the Reporting Persons filing this statement on Schedule 13G is provided as of December 31, 2013.

(4)         This percentage is calculated based upon 33,899,587 shares of Common Stock outstanding as of February 24, 2014 as set forth in the Issuer’s most recent 10-Q filed with the Securities and Exchange Commission on February 28, 2014.

 

8



 

CUSIP No. 189464100

13 G

 

 

 

1

Names of Reporting Persons
Rebecca B. Robertson

 

 

2

Check the Appropriate Box if a Member of a Group*

 

 

(a)

o

 

 

(b)

x (1)

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
0

 

6

Shared Voting Power
1,629,667 shares of Common Stock (2)

 

7

Sole Dispositive Power
0

 

8

Shared Dispositive Power
1,629,667 shares of Common Stock (2)

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
1,629,667 shares of Common Stock (2)

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  o

 

 

11

Percent of Class Represented by Amount in Row 9
4.8% (3)

 

 

12

Type of Reporting Person*
IN

 


(1)         This Schedule 13G is filed by Versant Side Fund IV, L.P., a Delaware limited partnership (“VSF IV”), Versant Venture Capital IV, L.P., a Delaware limited partnership (“VVC IV”), Versant Ventures IV, LLC, a Delaware limited liability company (“VV IV”), Brian G. Atwood (“BGA”), Samuel D. Colella (“SDC”), Ross A. Jaffe (“RAJ”), William J. Link (“WJL”), Rebecca B. Robertson (“RBR”), Bradley J. Bolzon (“BJB”), Charles M. Warden (“CMW”), Robin L. Praeger (“RLP”) and Kirk G. Nielsen (“KGN” and together with VSF IV, VVC IV, VV IV, BGA, SDC, RAJ, WJL, RBR, BJB, CMW and RLP, collectively, the “Reporting Persons”).  The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

(2)         Includes: (i) 10,200 shares held by VSF IV; and (ii) 1,619,467 shares held by VVC IV.   RBR is a managing director and/or member of VV IV and VSF IV and shares voting and dispositive power over the shares held by VVC IV and VSF IV; however, she disclaims beneficial ownership of the shares held by VVC IV and VSF IV except to the extent of her pecuniary interests therein. The information with respect to the ownership of the Common Stock by the Reporting Persons filing this statement on Schedule 13G is provided as of December 31, 2013.

(3)         This percentage is calculated based upon 33,899,587 shares of Common Stock outstanding as of February 24, 2014 as set forth in the Issuer’s most recent 10-Q filed with the Securities and Exchange Commission on February 28, 2014.

 

9



 

CUSIP No. 189464100

13 G

 

 

 

1

Names of Reporting Persons
Bradley J. Bolzon

 

 

2

Check the Appropriate Box if a Member of a Group*

 

 

(a)

o

 

 

(b)

x (1)

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
Canada

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
764 shares (2)

 

6

Shared Voting Power
1,629,667 shares of Common Stock (3)

 

7

Sole Dispositive Power
764 shares (2)

 

8

Shared Dispositive Power
1,629,667 shares of Common Stock (3)

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
1,630,431 shares of Common Stock (2)(3)

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  o

 

 

11

Percent of Class Represented by Amount in Row 9
4.8% (4)

 

 

12

Type of Reporting Person*
IN

 


(1)         This Schedule 13G is filed by Versant Side Fund IV, L.P., a Delaware limited partnership (“VSF IV”), Versant Venture Capital IV, L.P., a Delaware limited partnership (“VVC IV”), Versant Ventures IV, LLC, a Delaware limited liability company (“VV IV”), Brian G. Atwood (“BGA”), Samuel D. Colella (“SDC”), Ross A. Jaffe (“RAJ”), William J. Link (“WJL”), Rebecca B. Robertson (“RBR”),  Bradley J. Bolzon (“BJB”), Charles M. Warden (“CMW”), Robin L. Praeger (“RLP”) and Kirk G. Nielsen (“KGN” and together with VSF IV, VVC IV, VV IV, BGA, SDC, RAJ, WJL, RBR, BJB, CMW and RLP, collectively, the “Reporting Persons”).  The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

(2)         Consists of 764 shares held by BJB.

(3)         Includes: (i) 10,200 shares held by VSF IV; and (ii) 1,619,467 shares held by VVC IV.  BJB is a managing director and/or member of VV IV and shares voting and dispositive power over the shares held by VVC IV and VSF IV; however, he disclaims beneficial ownership of the shares held by VVC IV and VSF IV except to the extent of his pecuniary interests therein. The information with respect to the ownership of the Common Stock by the Reporting Persons filing this statement on Schedule 13G is provided as of December 31, 2013.

(4)         This percentage is calculated based upon 33,899,587 shares of Common Stock outstanding as of February 24, 2014 as set forth in the Issuer’s most recent 10-Q filed with the Securities and Exchange Commission on February 28, 2014.

 

10



 

CUSIP No. 189464100

13 G

 

 

 

1

Names of Reporting Persons
Charles M. Warden

 

 

2

Check the Appropriate Box if a Member of a Group*

 

 

(a)

o

 

 

(b)

x (1)

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
0

 

6

Shared Voting Power
1,629,667 shares of Common Stock (2)

 

7

Sole Dispositive Power
0

 

8

Shared Dispositive Power
1,629,667 shares of Common Stock (2)

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
1,629,667 shares of Common Stock (2)

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  o

 

 

11

Percent of Class Represented by Amount in Row 9
4.8% (3)

 

 

12

Type of Reporting Person*
IN

 


(1)         This Schedule 13G is filed by Versant Side Fund IV, L.P., a Delaware limited partnership (“VSF IV”), Versant Venture Capital IV, L.P., a Delaware limited partnership (“VVC IV”), Versant Ventures IV, LLC, a Delaware limited liability company (“VV IV”), Brian G. Atwood (“BGA”), Samuel D. Colella (“SDC”), Ross A. Jaffe (“RAJ”), William J. Link (“WJL”), Rebecca B. Robertson (“RBR”), Bradley J. Bolzon (“BJB”), Charles M. Warden (“CMW”), Robin L. Praeger (“RLP”) and Kirk G. Nielsen (“KGN” and together with VSF IV, VVC IV, VV IV, BGA, SDC, RAJ, WJL, RBR, BJB, CMW and RLP, collectively, the “Reporting Persons”).  The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.        

(2)         Includes: (i) 10,200 shares held by VSF IV; and (ii) 1,619,467 shares held by VVC IV.  CMW is a managing director and/or member of VV IV and shares voting and dispositive power over the shares held by VVC IV and VSF IV; however, he disclaims beneficial ownership of the shares held by VVC IV and VSF IV except to the extent of his pecuniary interests therein. The information with respect to the ownership of the Common Stock by the Reporting Persons filing this statement on Schedule 13G is provided as of December 31, 2013.

(3)         This percentage is calculated based upon 33,899,587 shares of Common Stock outstanding as of February 24, 2014 as set forth in the Issuer’s most recent 10-Q filed with the Securities and Exchange Commission on February 28, 2014.

 

11



 

CUSIP No. 189464100

13 G

 

 

 

1

Names of Reporting Persons
Robin L. Praeger

 

 

2

Check the Appropriate Box if a Member of a Group*

 

 

(a)

o

 

 

(b)

x (1)

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
354 shares (2)

 

6

Shared Voting Power
1,629,667 shares of Common Stock (3)

 

7

Sole Dispositive Power
354 shares (2)

 

8

Shared Dispositive Power
1,629,667 shares of Common Stock (3)

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
1,630,021 shares of Common Stock (2)(3)

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  o

 

 

11

Percent of Class Represented by Amount in Row 9
4.8% (4)

 

 

12

Type of Reporting Person*
IN

 


(1)         This Schedule 13G is filed by Versant Side Fund IV, L.P., a Delaware limited partnership (“VSF IV”), Versant Venture Capital IV, L.P., a Delaware limited partnership (“VVC IV”), Versant Ventures IV, LLC, a Delaware limited liability company (“VV IV”), Brian G. Atwood (“BGA”), Samuel D. Colella (“SDC”), Ross A. Jaffe (“RAJ”), William J. Link (“WJL”), Rebecca B. Robertson (“RBR”), Bradley J. Bolzon (“BJB”), Charles M. Warden (“CMW”), Robin L. Praeger (“RLP”) and Kirk G. Nielsen (“KGN” and together with VSF IV, VVC IV, VV IV, BGA, SDC, RAJ, WJL, RBR, BJB, CMW and RLP, collectively, the “Reporting Persons”).  The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

(2)         Consists of 354 shares held by Robin and Lisa Praeger for the benefit of RLP.

(3)         Includes: (i) 10,200 shares held by VSF IV; and (ii) 1,619,467 shares held by VVC IV.  RLP is a managing director and/or member of VV IV and shares voting and dispositive power over the shares held by VVC IV and VSF IV; however, he disclaims beneficial ownership of the shares held by VVC IV and VSF IV except to the extent of his pecuniary interests therein. The information with respect to the ownership of the Common Stock by the Reporting Persons filing this statement on Schedule 13G is provided as of December 31, 2013.

(4)         This percentage is calculated based upon 33,899,587 shares of Common Stock outstanding as of February 24, 2014 as set forth in the Issuer’s most recent 10-Q filed with the Securities and Exchange Commission on February 28, 2014.

 

12



 

CUSIP No. 189464100

13 G

 

 

 

1

Names of Reporting Persons
Kirk G. Nielsen

 

 

2

Check the Appropriate Box if a Member of a Group*

 

 

(a)

o

 

 

(b)

x (1)

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
102 shares (2)

 

6

Shared Voting Power
1,629,667 shares of Common Stock (3)

 

7

Sole Dispositive Power
102 shares (2)

 

8

Shared Dispositive Power
1,629,667 shares of Common Stock (3)

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
1,629,769 shares of Common Stock (2)(3)

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  o

 

 

11

Percent of Class Represented by Amount in Row 9
4.8% (4)

 

 

12

Type of Reporting Person*
IN

 


(1)         This Schedule 13G is filed by Versant Side Fund IV, L.P., a Delaware limited partnership (“VSF IV”), Versant Venture Capital IV, L.P., a Delaware limited partnership (“VVC IV”), Versant Ventures IV, LLC, a Delaware limited liability company (“VV IV”), Brian G. Atwood (“BGA”), Samuel D. Colella (“SDC”), Ross A. Jaffe (“RAJ”), William J. Link (“WJL”), Rebecca B. Robertson (“RBR”), Bradley J. Bolzon (“BJB”), Charles M. Warden (“CMW”), Robin L. Praeger (“RLP”) and Kirk G. Nielsen (“KGN” and together with VSF IV, VVC IV, VV IV, BGA, SDC, RAJ, WJL, RBR, BJB, CMW and RLP, collectively, the “Reporting Persons”).  The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

(2)         Consists of 102 shares held by KGN.

(3)         Includes: (i) 10,200 shares held by VSF IV; and (ii) 1,619,467 shares held by VVC IV.  KGN is a managing director and/or member of VV IV and shares voting and dispositive power over the shares held by VVC IV and VSF IV; however, he disclaims beneficial ownership of the shares held by VVC IV and VSF IV except to the extent of his pecuniary interests therein. The information with respect to the ownership of the Common Stock by the Reporting Persons filing this statement on Schedule 13G is provided as of December 31, 2013.

(4)         This percentage is calculated based upon 33,899,587 shares of Common Stock outstanding as of February 24, 2014 as set forth in the Issuer’s most recent 10-Q filed with the Securities and Exchange Commission on February 28, 2014.

 

13



 

Introductory Note: This Statement on Schedule 13G is filed on behalf of the Reporting Persons, in respect of shares of Common Stock, par value $0.001 per share (“Common Stock”), of Clovis Oncology, Inc. (the “Issuer”).

 

Item 1

 

(a)

Name of Issuer:
Clovis Oncology, Inc.

 

 

Address of Issuer’s Principal Executive Offices:
2525 28th Street, Suite 100

Boulder, Colorado 80301

 

Item 2

 

(a)

Name of Person(s) Filing:
Versant Side Fund IV, L.P. (VSF IV”)

Versant Venture Capital IV, L.P. (“VVC IV”)

Versant Ventures IV, LLC (“VV IV”)

Brian G. Atwood (“BGA”)

Samuel D. Colella (“SDC”)

Ross A. Jaffe (“RAJ”)

William J. Link (“WJL”)

Rebecca B. Robertson (“RBR”)

Bradley J. Bolzon (“BJB”)

Charles M. Warden (“CMW”)

Robin L. Praeger (“RLP”)

Kirk G. Nielsen (“KGN”)

 

(b)

Address of Principal Business Office:
c/o Versant Ventures

3000 Sand Hill Road

Building 4, Suite 210

Menlo Park, California 94025

 

(b)

Citizenship:

 

 

Entities:

 

VSF IV

 

-

 

Delaware, United States of America

 

 

 

 

 

VVC IV

 

-

 

Delaware, United States of America

 

 

 

 

 

VV IV

 

-

 

Delaware, United States of America

 

 

 

 

 

 

 

 

 

 

 

 

 

Individuals:

 

BGA

 

-

 

United States of America

 

 

 

 

 

SDC

 

-

 

United States of America

 

 

 

 

 

RAJ

 

-

 

United States of America

 

 

 

 

 

WJL

 

-

 

United States of America

 

 

 

 

 

RBR

 

-

 

United States of America

 

 

 

 

 

BJB

 

-

 

Canada

 

 

 

 

 

CMW

 

-

 

United States of America

 

 

 

 

 

RLP

 

-

 

United States of America

 

 

 

 

 

KGN

 

-

 

United States of America

 

 

(d)

Title of Class of Securities:
Common Stock

 

(e)

CUSIP Number:
189464100

 

Item 3

Not applicable.

 

14



 

Item 4

Ownership.

The following information with respect to the ownership of the Common Stock by the Reporting Persons filing this statement on Schedule 13G is provided as of December 31, 2013:

 

Reporting Persons

 

Shares Held
Directly

 

Sole Voting
Power

 

Shared
Voting
Power

 

Sole
Dispositive
Power

 

Shared
Dispositive
Power

 

Beneficial
Ownership

 

Percentage
of Class (2)

 

VSF IV

 

10,200

 

10,200

 

0

 

10,200

 

0

 

10,200

 

0.03

%

VVC IV

 

1,619,467

 

1,619,467

 

0

 

1,619,467

 

0

 

1,619,467

 

4.8

%

VV IV

 

0

 

0

 

1,629,667

 

0

 

1,629,667

 

1,629,667

 

4.8

%

BGA

 

58,727

 

58,727

 

1,629,667

 

58,727

 

1,629,667

 

1,688,394

 

5.0

%

SDC

 

570

 

570

 

1,629,667

 

570

 

1,629,667

 

1,630,237

 

4.8

%

RAJ

 

1,142

 

1,142

 

1,629,667

 

1,142

 

1,629,667

 

1,630,809

 

4.8

%

WJL

 

1,843

 

1,843

 

1,629,667

 

1,843

 

1,629,667

 

1,631,510

 

4.8

%

RBR

 

0

 

0

 

1,629,667

 

0

 

1,629,667

 

1,629,667

 

4.8

%

BJB

 

764

 

764

 

1,629,667

 

764

 

1,629,667

 

1,630,431

 

4.8

%

CMW

 

0

 

0

 

1,629,667

 

0

 

1,629,667

 

1,629,667

 

4.8

%

RLP

 

354

 

354

 

1,629,667

 

354

 

1,629,667

 

1,630,021

 

4.8

%

KGN

 

102

 

102

 

1,629,667

 

102

 

1,629,667

 

1,629,769

 

4.8

%

 


(1)    VV IV serves as the sole general partner of VSF IV and VVC IV and owns no securities of the Issuer directly.  BGA, SDC, RAJ, WJL, RBR, BJB, CMW, RLP and KGN are managing directors and/or members of VV IV and share voting and dispositive power over the shares held by VSF IV and VVC IV; however, they disclaim beneficial ownership of the shares held by VSF IV and VVC IV except to the extent of their pecuniary interests therein.

(2)    This percentage is calculated based upon 33,899,587 shares of Common Stock outstanding as of February 24, 2014 as set forth in the Issuer’s most recent 10-Q filed with the Securities and Exchange Commission on February 28, 2014.

 

Item 5

Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof, the Reporting Persons have ceased to be the beneficial owner of more than five percent of the class of securities, check the following:      o

 

Item 6

Ownership of More than Five Percent on Behalf of Another Person.

 

See Items 2(a) and 4.

 

Item 7

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

 

Not applicable.

 

Item 8

Identification and Classification of Members of the Group.

 

Not applicable.

 

Item 9

Notice of Dissolution of Group.

 

Not applicable.

 

15



 

Item 10

Certification.

 

Not applicable.

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: May 27, 2014

 

 

 

Versant Side Fund IV, L.P.

 

 

 

 

By:

Versant Ventures IV, LLC

 

Its:

General Partner

 

 

 

 

By:

/s/ Robin L. Praeger

 

 

Authorized Representative

 

 

 

 

Versant Venture Capital IV, L.P.

 

 

 

 

By:

Versant Ventures IV, LLC

 

Its:

General Partner

 

 

 

 

By:

/s/ Robin L. Praeger

 

 

Authorized Representative

 

 

 

 

Versant Ventures IV, LLC

 

 

 

 

 

 

By:

/s/ Robin L. Praeger

 

 

Managing Member

 

 

 

 

 

 

 

/s/ Robin L. Praeger as attorney in fact

 

Brian G. Atwood

 

 

 

 

/s/ Robin L. Praeger as attorney in fact

 

Samuel D. Colella

 

 

 

/s/ Robin L. Praeger as attorney in fact

 

Ross A. Jaffe

 

 

 

/s/ Robin L. Praeger as attorney in fact

 

William J. Link

 

 

 

 

 

/s/ Robin L. Praeger as attorney in fact

 

Rebecca B. Robertson

 

 

 

 

 

/s/ Robin L. Praeger as attorney in fact

 

Bradley J. Bolzon

 

 

 

/s/ Robin L. Praeger as attorney in fact

 

Charles M. Warden

 

 

 

 

 

/s/ Robin L. Praeger

 

Robin L. Praeger

 

 

 

/s/ Robin L. Praeger as attorney in fact

 

Kirk G. Nielsen

 

 

16



 

Exhibit(s):

 

A - Joint Filing Statement

 

17



 

EXHIBIT A

 

JOINT FILING STATEMENT

 

We, the undersigned, hereby express our agreement that the attached Schedule 13G (or any amendments thereto) relating to the Common Stock of Clovis Oncology, Inc. is filed on behalf of each of us.

 

Dated: May 27, 2014

 

 

 

 

 

Versant Side Fund IV, L.P.

 

 

 

 

By:

Versant Ventures IV, LLC

 

Its:

General Partner

 

 

 

 

By:

/s/ Robin L. Praeger

 

 

Authorized Representative

 

 

 

 

Versant Venture Capital IV, L.P.

 

 

 

 

By:

Versant Ventures IV, LLC

 

Its:

General Partner

 

 

 

 

By:

/s/ Robin L. Praeger

 

 

Authorized Representative

 

 

 

 

Versant Ventures IV, LLC

 

 

 

 

 

 

By:

/s/ Robin L. Praeger

 

 

Managing Member

 

 

 

 

/s/ Robin L. Praeger as attorney in fact

 

Brian G. Atwood

 

 

 

 

/s/ Robin L. Praeger as attorney in fact

 

Samuel D. Colella

 

 

 

/s/ Robin L. Praeger as attorney in fact

 

Ross A. Jaffe

 

 

 

/s/ Robin L. Praeger as attorney in fact

 

William J. Link

 

 

 

 

 

/s/ Robin L. Praeger as attorney in fact

 

Rebecca B. Robertson

 

 

 

 

 

/s/ Robin L. Praeger as attorney in fact

 

Bradley J. Bolzon

 

 

 

/s/ Robin L. Praeger as attorney in fact

 

Charles M. Warden

 

 

 

 

 

/s/ Robin L. Praeger

 

Robin L. Praeger

 

 

 

/s/ Robin L. Praeger as attorney in fact

 

Kirk G. Nielsen

 

 

18