0001127602-11-017844.txt : 20110531 0001127602-11-017844.hdr.sgml : 20110530 20110531115353 ACCESSION NUMBER: 0001127602-11-017844 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110527 FILED AS OF DATE: 20110531 DATE AS OF CHANGE: 20110531 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zafari Robert CENTRAL INDEX KEY: 0001494832 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34400 FILM NUMBER: 11880302 MAIL ADDRESS: STREET 1: C/O INGERSOLL-RAND COMPANY STREET 2: ONE CENTENNIAL AVENUE CITY: PISCATAWAY STATE: NJ ZIP: 08854 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ingersoll-Rand plc CENTRAL INDEX KEY: 0001466258 STANDARD INDUSTRIAL CLASSIFICATION: AUTO CONTROLS FOR REGULATING RESIDENTIAL & COMML ENVIRONMENT [3822] IRS NUMBER: 000000000 STATE OF INCORPORATION: L2 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 170/175 LAKEVIEW DRIVE STREET 2: AIRSIDE BUSINESS PARK, SWORDS, CITY: CO. DUBLIN STATE: L2 ZIP: 00000 BUSINESS PHONE: 732-652-7000 MAIL ADDRESS: STREET 1: C/O INGERSOLL-RAND COMPANY STREET 2: ONE CENTENNIAL AVENUE CITY: PISCATAWAY STATE: NJ ZIP: 08855 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2011-05-27 0001466258 Ingersoll-Rand plc IR 0001494832 Zafari Robert C/O INGERSOLL-RAND COMPANY ONE CENTENNIAL AVENUE PISCATAWAY NJ 08854 1 Senior Vice President Ordinary Shares 2011-05-27 4 M 0 4000 20.90 A 16399 D Ordinary Shares 2011-05-27 4 S 0 2306 49.45 D 14093 D Ordinary Shares 2011-05-27 4 F 0 1694 49.33 D 12399 D Ordinary Shares 1342.95 I By Plan Trustee 2009 - 2011 Performance Share Units 9931 D 2010 - 2012 Performance Share Units 6331 D 2011 - 2013 Performance Share Units 8451 D Ordinary Shares (Restricted Share Units) 8075 D Stock Appreciation Rights 20.90 2011-05-27 4 M 0 4000 0 D 2012-01-01 Ordinary Shares 4000 0 D Represents shares used to cover option cost pursuant to a net settlement procedure in connection with the exercise of stock-settled Stock Appreciation Rights. Represents target number of Performance Shares. The actual number of shares to be issued, which could range from zero to two times the initial target amount, will depend upon the Issuer's financial performance during the relevant performance period relative to peer companies in the S&P 500 Industrial Index. The shares, if any, will be issued in the first quarter of 2012. Represents target number of Performance Shares. The actual number of shares to be issued, which could range from zero to two times the initial target amount, will depend upon the Issuer's financial performance during the relevant performance period relative to peer companies in the S&P 500 Industrial Index. The shares, if any, will be issued in the first quarter of 2013. Represents target number of Performance Shares. The actual number of shares to be issued, which could range from zero to two times the initial target amount, will depend upon the Issuer's financial performance during the relevant performance period relative to peer companies in the S&P 500 Industrial Index. The shares, if any, will be issued in the first quarter of 2014. Restricted Share Units vest in three (3) equal annual installments beginning on the first anniversary of the date of grant. Upon vesting, each unit is convertible into one (1) ordinary share of the Issuer. Stock Appreciation Rights, which have a ten-year term, became exercisable in three equal annual installments beginning on 01/02/2003. /s/ Barbara Santoro, Attorney-in-Fact 2011-05-31