X0306 4 2016-11-21 0001466026 Midland States Bancorp, Inc. MSBI 0001526236 Tucker Douglas J. 1201 NETWORK CENTRE DR. EFFINGHAM IL 62401 false true false false SVP Corporate Counsel Common Stock 2016-11-21 4 S false 2416 28.9 D 7179 D Option (right to buy) 17.50 2020-10-15 Common Stock 25000 25000 D Option (right to buy) 16 2022-12-13 Common Stock 5500 5500 D Option (right to buy) 23 2025-11-03 Common Stock 11566 11566 D Option (right to buy) 21 2024-12-02 Common Stock 7153 7153 D Option (right to buy) 14.75 2021-12-16 Common Stock 5424 5424 D Option (right to buy) 16.59 2023-12-10 Common Stock 5899 5899 D Option (right to buy) 18 2024-08-05 Common Stock 40000 40000 D Option (right to buy) 28.59 2026-11-16 Common Stock 5405 5405 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.75 - $29.11 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form. This amount includes an adjustment to the amount included on the reporting persons last Form 4. That Form 4 did not correctly subtract the 144 shares which were reported as disposed of in connection with the Federal tax withholding for the 11/3/2016 restricted stock vest. These options vest in three equal annual installments beginning one year after the 10/15/2010 date of grant. These options vest in three equal annual installments beginning one year after the 12/13/2012 date of grant. These options vest in four equal annual installments beginning one year after the 11/03/2015 date of grant. These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant. These options vest in three equal annual installments beginning one year after the 12/16/2011 date of grant. These options vest in three equal annual installments beginning one year after the 12/10/2013 date of grant. Such options will vest on 12/31/2017 if specific performance metrics are satisfied, as determined by the Board of Directors. These options vest in four equal annual installments beginning one year after the 11/16/2016 date of grant. /s/ Tucker Douglas J 2016-11-22 /s/ Douglas J. Tucker, attorney-in-fact 2016-11-22