0001465740-20-000028.txt : 20200131
0001465740-20-000028.hdr.sgml : 20200131
20200131162448
ACCESSION NUMBER: 0001465740-20-000028
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200129
FILED AS OF DATE: 20200131
DATE AS OF CHANGE: 20200131
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RISKEY MARY KATHRYN
CENTRAL INDEX KEY: 0001661925
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34506
FILM NUMBER: 20565389
MAIL ADDRESS:
STREET 1: 601 CARLSON PARKWAY
STREET 2: SUITE 1400
CITY: MINNETONKA
STATE: MN
ZIP: 55305
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TWO HARBORS INVESTMENT CORP.
CENTRAL INDEX KEY: 0001465740
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 270312904
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 601 CARLSON PARKWAY
STREET 2: SUITE 1400
CITY: MINNETONKA
STATE: MN
ZIP: 55305
BUSINESS PHONE: 612-629-2500
MAIL ADDRESS:
STREET 1: 601 CARLSON PARKWAY
STREET 2: SUITE 1400
CITY: MINNETONKA
STATE: MN
ZIP: 55305
FORMER COMPANY:
FORMER CONFORMED NAME: Two Harbors Investment Corp.
DATE OF NAME CHANGE: 20090605
4
1
wf-form4_158050587077898.xml
FORM 4
X0306
4
2020-01-29
0
0001465740
TWO HARBORS INVESTMENT CORP.
TWO
0001661925
RISKEY MARY KATHRYN
TWO HARBORS INVESTMENT CORP.
575 LEXINGTON AVENUE, SUITE 2930
NEW YORK
NY
10022
0
1
0
0
Chief Financial Officer
Common stock, par value $0.01 per share
2020-01-29
4
S
0
5262
15.1499
D
114822
D
Common stock, par value $0.01 per share
2020-01-30
4
S
0
2533
15.20
D
112289
D
The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on May 21, 2015 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
The reporting person sold the shares to satisfy income tax liabilities incurred as a result of a vestings that occurred on January 28, 2020 and January 29, 2020 of restricted stock awards previously granted to the reporting person.
Per share price reflects the weighted average price paid. The shares were sold in multiple transactions at prices ranging from $15.135 to $15.1501. The reporting person undertakes to provide, upon request, full information regarding the shares purchased in such transactions.
/s/ Mary K. Riskey
2020-01-31