0001465740-20-000028.txt : 20200131 0001465740-20-000028.hdr.sgml : 20200131 20200131162448 ACCESSION NUMBER: 0001465740-20-000028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200129 FILED AS OF DATE: 20200131 DATE AS OF CHANGE: 20200131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RISKEY MARY KATHRYN CENTRAL INDEX KEY: 0001661925 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34506 FILM NUMBER: 20565389 MAIL ADDRESS: STREET 1: 601 CARLSON PARKWAY STREET 2: SUITE 1400 CITY: MINNETONKA STATE: MN ZIP: 55305 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TWO HARBORS INVESTMENT CORP. CENTRAL INDEX KEY: 0001465740 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 270312904 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 601 CARLSON PARKWAY STREET 2: SUITE 1400 CITY: MINNETONKA STATE: MN ZIP: 55305 BUSINESS PHONE: 612-629-2500 MAIL ADDRESS: STREET 1: 601 CARLSON PARKWAY STREET 2: SUITE 1400 CITY: MINNETONKA STATE: MN ZIP: 55305 FORMER COMPANY: FORMER CONFORMED NAME: Two Harbors Investment Corp. DATE OF NAME CHANGE: 20090605 4 1 wf-form4_158050587077898.xml FORM 4 X0306 4 2020-01-29 0 0001465740 TWO HARBORS INVESTMENT CORP. TWO 0001661925 RISKEY MARY KATHRYN TWO HARBORS INVESTMENT CORP. 575 LEXINGTON AVENUE, SUITE 2930 NEW YORK NY 10022 0 1 0 0 Chief Financial Officer Common stock, par value $0.01 per share 2020-01-29 4 S 0 5262 15.1499 D 114822 D Common stock, par value $0.01 per share 2020-01-30 4 S 0 2533 15.20 D 112289 D The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on May 21, 2015 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The reporting person sold the shares to satisfy income tax liabilities incurred as a result of a vestings that occurred on January 28, 2020 and January 29, 2020 of restricted stock awards previously granted to the reporting person. Per share price reflects the weighted average price paid. The shares were sold in multiple transactions at prices ranging from $15.135 to $15.1501. The reporting person undertakes to provide, upon request, full information regarding the shares purchased in such transactions. /s/ Mary K. Riskey 2020-01-31