0001465740-18-000029.txt : 20180215
0001465740-18-000029.hdr.sgml : 20180215
20180215160852
ACCESSION NUMBER: 0001465740-18-000029
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180213
FILED AS OF DATE: 20180215
DATE AS OF CHANGE: 20180215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RISKEY MARY KATHRYN
CENTRAL INDEX KEY: 0001661925
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34506
FILM NUMBER: 18617771
MAIL ADDRESS:
STREET 1: 601 CARLSON PARKWAY
STREET 2: SUITE 1400
CITY: MINNETONKA
STATE: MN
ZIP: 55305
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TWO HARBORS INVESTMENT CORP.
CENTRAL INDEX KEY: 0001465740
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 270312904
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 612-629-2500
MAIL ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Two Harbors Investment Corp.
DATE OF NAME CHANGE: 20090605
4
1
wf-form4_151872891414379.xml
FORM 4
X0306
4
2018-02-13
0
0001465740
TWO HARBORS INVESTMENT CORP.
TWO
0001661925
RISKEY MARY KATHRYN
TWO HARBORS INVESTMENT CORP.
601 CARLSON PARKWAY, SUITE 1400
MINNETONKA
MN
55305
0
1
0
0
Chief Accounting Officer
Common stock, par value $0.01 per share
2018-02-13
4
S
0
620
15.0806
D
40004
D
The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 21, 2015 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting that occurred on February 12, 2018 of a restricted stock award previously granted to the reporting person.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.06 to $15.10, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
/s/ Mary K. Riskey
2018-02-13