0001465740-14-000052.txt : 20140623
0001465740-14-000052.hdr.sgml : 20140623
20140603161832
ACCESSION NUMBER: 0001465740-14-000052
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140602
FILED AS OF DATE: 20140603
DATE AS OF CHANGE: 20140603
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TWO HARBORS INVESTMENT CORP.
CENTRAL INDEX KEY: 0001465740
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 270312904
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 612-629-2500
MAIL ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Two Harbors Investment Corp.
DATE OF NAME CHANGE: 20090605
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROTH WILLIAM
CENTRAL INDEX KEY: 0001474958
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34506
FILM NUMBER: 14887770
MAIL ADDRESS:
STREET 1: TWO HARBORS INVESTMENT CORP.
STREET 2: 601 CARLSON PARKWAY, SUITE 1400
CITY: MINNETONKA
STATE: MN
ZIP: 55305
4
1
wf-form4_140182670238315.xml
FORM 4
X0306
4
2014-06-02
0
0001465740
TWO HARBORS INVESTMENT CORP.
TWO
0001474958
ROTH WILLIAM
TWO HARBORS INVESTMENT CORP.
590 MADISON AVENUE, 36TH FLOOR
NEW YORK
NY
10022
0
1
0
0
Vice President, CIO
Common Stock
2014-06-02
4
S
0
20000
10.45
D
580334
D
The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 16, 2014 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on May 29, 2014 of a restricted stock award previously granted to the reporting person.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.41 to $10.53, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
/s/ William Roth
2014-06-03