0001465740-18-000002.txt : 20180129 0001465740-18-000002.hdr.sgml : 20180129 20180129172536 ACCESSION NUMBER: 0001465740-18-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180129 FILED AS OF DATE: 20180129 DATE AS OF CHANGE: 20180129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIERING THOMAS CENTRAL INDEX KEY: 0001474897 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34506 FILM NUMBER: 18556852 MAIL ADDRESS: STREET 1: TWO HARBORS INVESTMENT CORP. STREET 2: 601 CARLSON PARKWAY, SUITE 1400 CITY: MINNETONKA STATE: MN ZIP: 55305 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TWO HARBORS INVESTMENT CORP. CENTRAL INDEX KEY: 0001465740 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 270312904 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 612-629-2500 MAIL ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Two Harbors Investment Corp. DATE OF NAME CHANGE: 20090605 4 1 wf-form4_151726472178457.xml FORM 4 X0306 4 2018-01-29 0 0001465740 TWO HARBORS INVESTMENT CORP. TWO 0001474897 SIERING THOMAS TWO HARBORS INVESTMENT CORP. 590 MADISON AVENUE, 36TH FLOOR NEW YORK NY 10022 1 1 0 0 CEO & President Common stock, par value $0.01 per share 2018-01-29 4 A 0 218253 15.12 A 895683 D Common stock, par value $0.01 per share 172826 I By grantor retained annuity trust Represents a restricted stock award issued under Two Harbors Investment Corp.'s Second Restated 2009 Equity Incentive Plan. This award vests in three equal annual installments commencing on the first anniversary of the grant date. /s/ Thomas Siering 2018-01-29