0001445546-14-003070.txt : 20140625 0001445546-14-003070.hdr.sgml : 20140625 20140618112209 ACCESSION NUMBER: 0001445546-14-003070 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140609 FILED AS OF DATE: 20140618 DATE AS OF CHANGE: 20140618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST TRUST MLP & ENERGY INCOME FUND CENTRAL INDEX KEY: 0001556336 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA BUSINESS ADDRESS: STREET 1: 187 DANBURY ROAD CITY: WILTON STATE: CT ZIP: 06897 BUSINESS PHONE: 630-765-8000 MAIL ADDRESS: STREET 1: 120 E. LIBERTY DRIVE, SUITE 400 CITY: WHEATON STATE: IL ZIP: 60187 FORMER COMPANY: FORMER CONFORMED NAME: FIRST TRUST MLP GROWTH & INCOME FUND DATE OF NAME CHANGE: 20121004 FORMER COMPANY: FORMER CONFORMED NAME: FIRST TRUST MLP & INCOME FUND DATE OF NAME CHANGE: 20120815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KLASSMAN ERIN E CENTRAL INDEX KEY: 0001465701 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22738 FILM NUMBER: 14927078 MAIL ADDRESS: STREET 1: FIRST TRUST ADVISORS L.P. STREET 2: 120 EAST LIBERTY DRIVE CITY: WHEATON STATE: IL ZIP: 60187 FORMER NAME: FORMER CONFORMED NAME: CHAPMAN ERIN E DATE OF NAME CHANGE: 20090605 4 1 fei_klassman.xml OWNERSHIP DOCUMENT X0306 4 2014-06-09 1 0001556336 FIRST TRUST MLP & ENERGY INCOME FUND FEI 0001465701 KLASSMAN ERIN E FIRST TRUST ADVISORS L.P. 120 EAST LIBERTY DRIVE WHEATON IL 60187 0 1 0 0 Assistant Secretary Individual's position reclassified and is not a Section 16 officer. /s/ Erin E. Klassman 2014-06-18