-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R2QLITPca86r3E1oGBvs+Nb+7H5jKimAQE5P6xY7n07WbMp9dpaHs+rOFYYdxNng Q+Poh92O/iV69hZCwQaHdA== 0001104659-09-064110.txt : 20091110 0001104659-09-064110.hdr.sgml : 20091110 20091110192557 ACCESSION NUMBER: 0001104659-09-064110 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091105 FILED AS OF DATE: 20091110 DATE AS OF CHANGE: 20091110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Janitz John A. CENTRAL INDEX KEY: 0001465534 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34529 FILM NUMBER: 091173358 MAIL ADDRESS: STREET 1: 6644 CORNERSTONE LANE CITY: ROCHESTER HILLS STATE: MI ZIP: 48306 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STR Holdings, Inc. CENTRAL INDEX KEY: 0001473597 STANDARD INDUSTRIAL CLASSIFICATION: UNSUPPORTED PLASTICS FILM & SHEET [3081] IRS NUMBER: 271023344 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 WATER STREET CITY: ENFIELD STATE: CT ZIP: 06082 BUSINESS PHONE: 860-749-8371 MAIL ADDRESS: STREET 1: 10 WATER STREET CITY: ENFIELD STATE: CT ZIP: 06082 FORMER COMPANY: FORMER CONFORMED NAME: STR Holdings (New) LLC DATE OF NAME CHANGE: 20091001 4 1 a4.xml 4 X0303 4 2009-11-05 0 0001473597 STR Holdings, Inc. STRI 0001465534 Janitz John A. 10 WATER STREET ENFIELD CT 06082 1 0 0 0 Common Stock of Specialized Technology Resources, Inc. 2009-11-05 4 D 0 .0068 0 D 0 D Class F Units of STR Holdings (New) LLC 2009-11-05 4 A 0 265008 0 A 265008 D Class F Units of STR Holdings (New) LLC 2009-11-06 4 D 0 265008 0 D 0 D Common Stock, par value $0.01 per share 2009-11-06 4 A 0 258755 0 A 258755 D Common Stock, par value $0.01 per share 2009-11-06 4 S 0 53132 10.00 D 215623 D Common Stock, par value $0.01 per share 2009-11-06 4 A 0 10000 0 A 225623 D Stock Option (right to buy) 10.00 2009-11-06 4 A 0 185505 0 A 2019-11-06 Common Stock 185505 185505 D Pursuant to a reorganization prior to the initial public offering of the Issuer, the holders of common stock of Specialized Technology Resources, Inc. received a proportionate amount of units in STR Holdings (New) LLC. STR Holdings (New) LLC was then converted from a limited liability company into a corporation where the units of STR Holdings (New) LLC were converted into shares of common stock of the Issuer. 5/6 of the options will vest on January 31, 2010 and the remaining options will vest on June 15, 2010. /s/ Joseph C. Radziewicz, Attorney-in-fact 2009-11-10 -----END PRIVACY-ENHANCED MESSAGE-----