-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RMxg0pcI1ShQi8AHd4P9zNbvFlBW1DGK2ZggBtCGdovLAueIms8it26n1NEhFohr CYoXLK863mUTKy9xTyZJ7w== 0001209191-09-041333.txt : 20090819 0001209191-09-041333.hdr.sgml : 20090819 20090819185926 ACCESSION NUMBER: 0001209191-09-041333 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090817 FILED AS OF DATE: 20090819 DATE AS OF CHANGE: 20090819 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STERNLICHT BARRY S CENTRAL INDEX KEY: 0001034657 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34436 FILM NUMBER: 091025211 MAIL ADDRESS: STREET 1: STARWOOD HOTELS & RESORTS WORLDWIDE STREET 2: 44 SOUTH BROADWAY CITY: WHITE PLAINS STATE: NY ZIP: 10601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STARWOOD PROPERTY TRUST, INC. CENTRAL INDEX KEY: 0001465128 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 270247747 BUSINESS ADDRESS: STREET 1: C/O STARWOOD CAPITAL GROUP STREET 2: 591 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (203) 422-7700 MAIL ADDRESS: STREET 1: C/O STARWOOD CAPITAL GROUP STREET 2: 591 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2009-08-17 0 0001465128 STARWOOD PROPERTY TRUST, INC. STWD 0001034657 STERNLICHT BARRY S C/O STARWOOD PROPERTY TRUST, INC. 591 WEST PUTNAM AVENUE GREENWICH CT 06830 1 1 0 0 CEO, Chrmn of Brd of Drctrs Common Stock 2009-08-17 4 S 0 100 10.00 D 0 I By SPT Investment, LLC Common Stock 2009-08-17 4 P 0 1000000 20.00 A 1000000 I By SPT Investment, LLC Restricted Stock Units 2009-08-17 4 A 0 1037500 0.00 A Common Stock 1037500 1037500 I By SPT Management, LLC The issuer originally issued and sold these shares to SPT Investment, LLC for $10.00 per share. On August 17, 2009, the issuer repurchased these shares from SPT Investment, LLC for $10.00 per share. Shares are held by SPT Investment, LLC. Starwood Capital Group Global, L.P. is the sole member of SPT Investment, LLC. Mr. Sternlicht is the controlling partner of Starwood Capital Group Global, L.P. On August 17, 2009, the issuer granted SPT Management, LLC an award under the Starwood Propert Trust, Inc. Manager Equity Plan consisting of these restricted stock units. This award will vest ratably in quarterly installments over a three-year period beginning on October 1, 2009, subject to SPT Management, LLC's continued service as the manager of the issuer. Once vested, this award will be settled in shares of common stock of the issuer. However, restricted stock units that vest prior to September 30, 2010 will not be settled in shares of the issuer's common stock until promptly following September 30, 2010. Restricted stock units that vest after the fourth quarterly vesting date will be settled promptly, but in no event later than 30 days, following the applicable quarterly vesting date. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. Shares are held by SPT Management, LLC. Starwood Capital Group Global, L.P. is the sole member of SPT Management, LLC. Mr. Sternlicht is the controlling partner of Starwood Capital Group Global, L.P. /s/ Ellis F. Rinaldi as Attorney-in-Fact 2009-08-19 -----END PRIVACY-ENHANCED MESSAGE-----